Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Gianis & Co., Incorporated CRD: 1998 | - | 0 | 0 | A | INACTIVE |
| Gianola Financial Planning, LLC CRD: 121365 | - | 0 | 3 | - | Unknown |
| Gianone, Robert Brian CRD: 35337 | - | 3 | 0 | C | INACTIVE |
| Gianotti Wealth Advisory CRD: 335264 | - | 0 | 1 | - | Unknown |
| Giant Step Management, LLC CRD: 333904 | - | 0 | 1 | - | Unknown |
| Giant Ventures Global LLP CRD: 317287 | - | 0 | 0 | - | Unknown |
| Giantleap Capital CRD: 332269 | - | 0 | 1 | - | Unknown |
| Gibbens Capital Management CRD: 336649 | - | 0 | 1 | - | Unknown |
| Gibbes, Poston & Co., Inc. CRD: 8172 | - | 0 | 0 | A | INACTIVE |
| Gibbons Hester Providence Inc CRD: 18508 | - | 0 | 0 | A | INACTIVE |
| Gibbons, Green, Ltd. CRD: 11161 | - | 0 | 0 | A | INACTIVE |
| Gibbs Investing, LLC CRD: 164720 | - | 0 | 0 | - | Unknown |
| Gibbs Irwin Investments, Co. CRD: 10185 | - | 0 | 0 | A | INACTIVE |
| Gibbs Wealth Management, LLC CRD: 281621 | - | 0 | 126 | - | Unknown |
| Gibco Capital Advisors CRD: 319407 | - | 0 | 1 | - | Unknown |
| Gibert Wealth Management CRD: 341458 | - | 0 | 1 | - | Unknown |
| Gibertini, Anthony CRD: 324188 | - | 0 | 1 | - | Unknown |
| Gibraltar Financial Advisors CRD: 335502 | - | 0 | 2 | - | Unknown |
| Gibraltar Financial, LLC CRD: 116904 | - | 0 | 0 | - | Unknown |
| Gibraltar Investments and Securities Inc. CRD: 15354 | - | 0 | 0 | A | INACTIVE |
| Gibraltar Investments, Inc. CRD: 23497 | - | 0 | 0 | A | INACTIVE |
| Gibraltar Securities Co. CRD: 7093 | - | 0 | 0 | A | INACTIVE |
| Gibraltar Securities, Inc. CRD: 28620 | - | 0 | 0 | A | INACTIVE |
| Gibraltar Wealth Management, LLC CRD: 124128 | - | 0 | 2 | - | Unknown |
| Gibson Capital Management CRD: 115517 | - | 0 | 0 | - | Unknown |
| Gibson Capital, LLC CRD: 148836 | - | 0 | 1 | - | Unknown |
| Gibson Financial Services LLC CRD: 152593 | - | 0 | 0 | - | Unknown |
| Gibson Financial Solutions, Inc. CRD: 117831 | - | 0 | 1 | - | Unknown |
| Gibson Gaither Wealth Management Advisors CRD: 121375 | - | 0 | 0 | - | Unknown |
| Gibson Investments, Ltd CRD: 31130 | - | 0 | 0 | A | INACTIVE |
| Gibson Monroe Wealth Advisors CRD: 324146 | - | 0 | 1 | - | Unknown |
| Gibson Securities CRD: 6489 | - | 0 | 0 | A | INACTIVE |
| Gibson Wealth Advisors, LLC CRD: 285077 | - | 0 | 1 | - | Unknown |
| Gibson, Reed & Kurtis a Securities Corporation CRD: 14095 | - | 0 | 0 | A | INACTIVE |
| GID Investment Advisers LLC CRD: 318844 | - | 0 | 0 | - | Unknown |
| GID Multifamily Investment Management LLC CRD: 329225 | - | 0 | 1 | - | Unknown |
| Gideon Capital Advisors, Inc. CRD: 170256 | - | 0 | 0 | - | Unknown |
| Gideon Capital, LLC CRD: 337919 | - | 0 | 1 | - | Unknown |
| Gien Capital Management LLC CRD: 334607 | - | 0 | 2 | - | Unknown |
| Gierl Augustine Investment Management, Inc. CRD: 143008 | - | 0 | 0 | - | Unknown |
| Gierlach, Edward Ronald CRD: 113295 | - | 0 | 0 | A | INACTIVE |
| Gies & Company Securities, Inc. CRD: 24279 | - | 0 | 0 | A | INACTIVE |
| Giffin Planning Services, Inc. CRD: 226534 | - | 0 | 1 | - | Unknown |
| Gifford Fong Associates CRD: 142917 | - | 0 | 1 | - | Unknown |
| Gigafund CRD: 289807 | - | 0 | 1 | - | Unknown |
| Gigascale Capital CRD: 340205 | - | 0 | 1 | - | Unknown |
| Gigastar Securities, LLC CRD: 328312 | IL | 0 | 2 | A | Active |
| Gigatrade Brokerage, LLC CRD: 332100 | UT | 0 | 3 | A | Active |
| GIL Morales & Company, LLC CRD: 143699 | - | 0 | 0 | - | Unknown |
| Gilbert & Cook, Inc. CRD: 283112 | - | 0 | 1 | - | Unknown |