Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Gilbert & Timme, LLC CRD: 125836 | - | 0 | 0 | - | Unknown |
| Gilbert Capital Group CRD: 117268 | - | 0 | 2 | - | Unknown |
| Gilbert Financial, LLC CRD: 130337 | - | 0 | 1 | - | Unknown |
| Gilbert Investment Management CRD: 290936 | - | 0 | 4 | - | Unknown |
| Gilbert Marshall & Company CRD: 13954 | - | 0 | 0 | A | INACTIVE |
| Gilbert Private Wealth LLC CRD: 342519 | - | 0 | 1 | - | Unknown |
| Gilbert Rich & Associates CRD: 125539 | - | 0 | 1 | - | Unknown |
| Gilbert Trading, Inc. CRD: 118139 | - | 0 | 0 | A | INACTIVE |
| Gilbert Wealth CRD: 317073 | - | 0 | 1 | - | Unknown |
| Gilchrist Securities Company, Inc. CRD: 18331 | - | 1 | 0 | B | INACTIVE |
| Gilco Trading LLC CRD: 37364 | - | 0 | 0 | A | INACTIVE |
| Gilde Equity Management CRD: 290573 | - | 0 | 0 | - | Unknown |
| Gilde Healthcare Partners B.V. CRD: 163373 | - | 0 | 0 | - | Unknown |
| Gilde Healthcare Partners US, Inc. CRD: 162284 | - | 0 | 1 | - | Unknown |
| Gilded Portfolio, LLC CRD: 148316 | - | 0 | 0 | - | Unknown |
| Gilder Gagnon Howe & Co. LLC CRD: 2002 | NY | 5 | 9 | B | Active |
| Gilder Partners for Growth, LLC CRD: 306620 | - | 0 | 2 | - | Unknown |
| Gilead Capital LP CRD: 282023 | - | 0 | 1 | - | Unknown |
| Giles Partners, L.P. CRD: 30082 | - | 0 | 0 | A | INACTIVE |
| Giles Securities Co., L.P. CRD: 27910 | - | 0 | 0 | A | INACTIVE |
| Gilford Financial Corp. CRD: 126593 | - | 0 | 0 | - | Unknown |
| Gilgal Global Capital Advisors, LP CRD: 287924 | - | 0 | 0 | - | Unknown |
| Gilgamesh Ventures LLC CRD: 333132 | - | 0 | 1 | - | Unknown |
| Gill and Company LLC CRD: 34645 | - | 0 | 0 | A | INACTIVE |
| Gill and Roeser Holdings, Inc. CRD: 131119 | - | 0 | 0 | A | INACTIVE |
| Gill Capital Partners, LLC CRD: 14559 | CO | 3 | 5 | B | Active |
| Gill Trading, LLC CRD: 35598 | - | 0 | 0 | A | INACTIVE |
| Gillespie & Holland, Inc. CRD: 10691 | - | 0 | 0 | A | INACTIVE |
| Gillespie Associates LLC. CRD: 116643 | - | 0 | 2 | - | Unknown |
| Gillespie Wealth Management Inc CRD: 167792 | - | 0 | 1 | - | Unknown |
| Gillespy & Pham Services LLC CRD: 162156 | - | 0 | 0 | - | Unknown |
| Gillikin Advisors Limited CRD: 171397 | - | 0 | 2 | - | Unknown |
| Gilliland Investment Management, Inc. CRD: 124490 | - | 0 | 1 | - | Unknown |
| Gilliland Jeter Wealth Management, LLC CRD: 324403 | - | 0 | 1 | - | Unknown |
| Gillson Capital CRD: 284079 | - | 0 | 1 | - | Unknown |
| Gilman Harris Travioli Slover Accountancy Corporat… CRD: 123470 | - | 0 | 3 | - | Unknown |
| Gilman Hill Asset Management, LLC CRD: 143970 | - | 0 | 3 | - | Unknown |
| Gilmartin Capital LLC CRD: 317560 | - | 0 | 1 | - | Unknown |
| Gilmartin Financial CRD: 312622 | CA | 0 | 3 | A | Active |
| Gilmore Financial Planning CRD: 340916 | - | 0 | 1 | - | Unknown |
| Gilmore Financial Services, LLC CRD: 136249 | - | 0 | 2 | - | Unknown |
| Gilmore Securities & Co. CRD: 27210 | - | 0 | 0 | A | INACTIVE |
| Gilpin Wealth Management LLC CRD: 311336 | - | 0 | 2 | - | Unknown |
| Gilt-Edged Equities, LLC CRD: 115735 | - | 1 | 0 | B | INACTIVE |
| Gimbal Capital Management CRD: 122336 | - | 0 | 0 | - | Unknown |
| Gimbal Financial, LLC CRD: 159003 | - | 0 | 1 | - | Unknown |
| Gimmestad Financial Services CRD: 125999 | - | 0 | 0 | - | Unknown |
| Gineris Wealth Management CRD: 295095 | - | 0 | 3 | - | Unknown |
| Ginger Brokaw Corp. CRD: 37015 | - | 0 | 0 | A | INACTIVE |
| Ginjer CRD: 174097 | - | 0 | 0 | - | Unknown |