Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Ginkgo Capital Limited. CRD: 172172 | - | 0 | 0 | - | Unknown |
| Ginkgo Global Limited CRD: 286631 | - | 0 | 0 | - | Unknown |
| Ginkgo Tree Asset Management PTE. Ltd. CRD: 342416 | - | 0 | 0 | - | Unknown |
| Ginsberg & Garipoli Securities Corp. CRD: 18973 | - | 5 | 0 | C | INACTIVE |
| Ginsberg Financial Strategies CRD: 161151 | - | 0 | 1 | - | Unknown |
| Ginsburg Financial Advisors CRD: 144875 | - | 0 | 0 | - | Unknown |
| Ginsler Wealth Management Inc. CRD: 337557 | - | 0 | 0 | - | Unknown |
| Gintel & Co., LLC CRD: 356 | - | 6 | 0 | D | INACTIVE |
| Gintelco, Inc. CRD: 16426 | - | 0 | 0 | A | INACTIVE |
| GIO Government Bond Strategies CRD: 144345 | - | 0 | 0 | - | Unknown |
| Gioben Capital LLC CRD: 316169 | - | 0 | 1 | - | Unknown |
| Giokas Wealth Advisors CRD: 108957 | - | 0 | 0 | - | Unknown |
| Giordano Capital, LLC CRD: 330283 | - | 0 | 1 | - | Unknown |
| Giovanzana, Domenic CRD: 335047 | - | 0 | 1 | - | Unknown |
| Giovine Capital Group LLC CRD: 138980 | - | 0 | 0 | - | Unknown |
| GIP Investment Adviser LLC CRD: 300541 | - | 0 | 1 | - | Unknown |
| GIR LLC CRD: 169213 | - | 0 | 0 | - | Unknown |
| Gira & Gira Investment Advisors LLC CRD: 167813 | - | 0 | 1 | - | Unknown |
| Giraffe Invest CRD: 316441 | - | 0 | 0 | - | Unknown |
| Giralda Advisors, LLC CRD: 165971 | - | 0 | 0 | - | Unknown |
| Girard Capital Management CRD: 333846 | - | 0 | 2 | - | Unknown |
| Girard Capital, LLC CRD: 151194 | - | 0 | 0 | A | INACTIVE |
| Girard Investment Services, LLC CRD: 1834 | PA | 2 | 5 | B | Active |
| Girard Partners Ltd. CRD: 39163 | - | 0 | 47 | A | INACTIVE |
| Girard Pension Services, LLC CRD: 117901 | - | 0 | 6 | - | Unknown |
| Girard Private Investment Group, LLC CRD: 226683 | - | 0 | 0 | - | Unknown |
| Girard Securities, Inc. CRD: 18697 | - | 2 | 0 | B | INACTIVE |
| Girdwood Capital LLC CRD: 330282 | - | 0 | 2 | - | Unknown |
| Girondi, Patrick Finley CRD: 106185 | - | 0 | 0 | A | INACTIVE |
| Girtler, Vernon Kevin CRD: 31525 | - | 0 | 0 | A | INACTIVE |
| Girton Capital Management, Inc. CRD: 130573 | - | 0 | 2 | - | Unknown |
| GIT Investment Services, Inc. CRD: 13818 | VA | 0 | 2 | A | Active |
| GIT Securities Corporation CRD: 103735 | - | 3 | 0 | C | INACTIVE |
| GIT Securities LLC CRD: 114723 | - | 0 | 0 | A | INACTIVE |
| Gitterman Wealth Management, LLC CRD: 153062 | - | 0 | 0 | - | Unknown |
| Giuliani Capital Advisors LLC CRD: 111140 | - | 0 | 0 | A | INACTIVE |
| Giusti, Richard John CRD: 133464 | - | 0 | 1 | - | Unknown |
| Giverny Capital CRD: 130640 | - | 0 | 0 | - | Unknown |
| Giverny Capital Advisors CRD: 150123 | - | 0 | 1 | - | Unknown |
| Giving Tree Wealth Advisors CRD: 312361 | - | 0 | 1 | - | Unknown |
| Giza Venture Capital CRD: 305216 | - | 0 | 0 | - | Unknown |
| Giza Venture Capital CRD: 163228 | - | 0 | 0 | - | Unknown |
| Gizaw Capital Management, LLC CRD: 299496 | - | 0 | 1 | - | Unknown |
| GJG Capital, LLC CRD: 148422 | - | 0 | 0 | - | Unknown |
| GJL Securities, Inc. CRD: 35584 | - | 1 | 0 | B | INACTIVE |
| GJW Investment Adviser LLC CRD: 135511 | - | 0 | 3 | - | Unknown |
| GK Capital Partners CRD: 150604 | - | 0 | 1 | - | Unknown |
| GK Private Wealth Partners LLC CRD: 326647 | - | 0 | 1 | - | Unknown |
| GK Wealth Management LLC CRD: 296847 | - | 0 | 1 | - | Unknown |
| GKB Partners LLC CRD: 298149 | - | 0 | 1 | - | Unknown |