Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| GKB, Inc. CRD: 350 | - | 0 | 0 | A | INACTIVE |
| Gkfo, LLC CRD: 151138 | - | 0 | 1 | - | Unknown |
| GKN Securities Corp. CRD: 19415 | - | 33 | 0 | F | INACTIVE |
| GKP, Inc. CRD: 17119 | - | 0 | 0 | A | INACTIVE |
| GKV Capital Management Co Inc CRD: 108767 | - | 0 | 2 | - | Unknown |
| GL Alternative Investments, LLC CRD: 298889 | - | 0 | 1 | - | Unknown |
| GL Bridge Capital LLC CRD: 305256 | - | 0 | 0 | - | Unknown |
| GL Capital Management Limited CRD: 330779 | - | 0 | 0 | - | Unknown |
| GL Capital Partners CRD: 160548 | - | 0 | 0 | - | Unknown |
| GL Investment Services, LLC CRD: 152158 | - | 0 | 0 | - | Unknown |
| GL Trust, Inc. CRD: 312012 | - | 0 | 1 | - | Unknown |
| Glacier CRD: 336394 | - | 0 | 1 | - | Unknown |
| Glacier Asset Management, L.L.C. CRD: 134377 | - | 0 | 0 | - | Unknown |
| Glacier Basin Capital LLC CRD: 328436 | - | 0 | 0 | - | Unknown |
| Glacier Investment Management CRD: 289129 | - | 0 | 1 | - | Unknown |
| Glacier Peak Capital LLC CRD: 164797 | - | 0 | 0 | - | Unknown |
| Glacier Point Advisors, LLC CRD: 219515 | - | 0 | 1 | - | Unknown |
| Glacier Securities, LLC CRD: 154648 | - | 0 | 0 | A | INACTIVE |
| Glacierwealth CRD: 116372 | - | 0 | 1 | - | Unknown |
| Glacis Investments LLC CRD: 123848 | - | 0 | 0 | A | INACTIVE |
| Glad Financial Services, Inc. CRD: 281311 | - | 0 | 0 | - | Unknown |
| Glade Arch Capital LP CRD: 331457 | - | 0 | 0 | - | Unknown |
| Glade Brook Capital Partners LLC CRD: 159807 | - | 0 | 1 | - | Unknown |
| Glade Capital Management LP CRD: 331475 | - | 0 | 0 | - | Unknown |
| Glade Point Securities, LLC CRD: 336674 | IL | 0 | 1 | A | Active |
| Gladiator Capital Management CRD: 307616 | - | 0 | 1 | - | Unknown |
| Gladiator Derivatives L.L.C. CRD: 121565 | - | 0 | 0 | A | INACTIVE |
| Gladiatori Capital LLC CRD: 324165 | - | 0 | 1 | - | Unknown |
| Glading Group, LLC CRD: 140480 | - | 0 | 0 | - | Unknown |
| Gladius Capital Management LP CRD: 152023 | - | 0 | 1 | - | Unknown |
| Glads L.L.C. CRD: 104404 | - | 0 | 0 | A | INACTIVE |
| Gladstone Financial LLC CRD: 167060 | - | 0 | 1 | - | Unknown |
| Gladstone Management CRD: 167646 | - | 0 | 0 | - | Unknown |
| Gladstone Management Corporation CRD: 122482 | - | 0 | 2 | - | Unknown |
| Gladstone Securities, Inc. CRD: 15910 | - | 0 | 0 | A | INACTIVE |
| Gladstone Securities, LLC CRD: 127808 | VA | 0 | 3 | A | Active |
| Gladstone Wealth Partners CRD: 250787 | - | 0 | 122 | - | Unknown |
| Gladwyn Financial Advisors, Inc. CRD: 135544 | - | 0 | 3 | - | Unknown |
| Gladwyne Securities, LLC CRD: 104242 | - | 0 | 0 | A | INACTIVE |
| Glanz, Keith Dudley CRD: 31874 | - | 0 | 0 | A | INACTIVE |
| Glaser Securities, Inc. CRD: 37025 | - | 0 | 0 | A | INACTIVE |
| Glasfunds Securities, LLC CRD: 330074 | OH | 0 | 3 | A | Active |
| Glasfunds, LLC CRD: 150884 | - | 0 | 1 | - | Unknown |
| Glasgow Partners, LLC CRD: 139607 | - | 0 | 1 | - | Unknown |
| Glashofer Financial Advisors CRD: 146262 | - | 0 | 1 | - | Unknown |
| Glass Capital Management LLC CRD: 291447 | - | 0 | 1 | - | Unknown |
| Glass City Capital Management, LLC CRD: 297327 | - | 0 | 1 | - | Unknown |
| Glass Jacobson Wealth Advisors CRD: 120141 | - | 0 | 6 | - | Unknown |
| Glass Lake Wealth Management CRD: 308121 | - | 0 | 1 | - | Unknown |
| Glass Lakes Capital Management LLC CRD: 290064 | - | 0 | 1 | - | Unknown |