Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Glass Retirement Strategies, Inc. CRD: 172610 | - | 0 | 1 | - | Unknown |
| Glass Wealth Management Co., LLC CRD: 114097 | - | 0 | 3 | - | Unknown |
| Glass, Michael JAY CRD: 34406 | - | 0 | 0 | A | INACTIVE |
| Glassbox Asset Management CRD: 335428 | - | 0 | 0 | - | Unknown |
| Glassbridge Asset Management, LLC CRD: 287660 | - | 0 | 0 | - | Unknown |
| Glassman Wealth Management LLC CRD: 167463 | - | 0 | 1 | - | Unknown |
| Glassman Wealth Services, LLC CRD: 151478 | - | 0 | 29 | - | Unknown |
| Glassroom Advisors LLC CRD: 283565 | - | 0 | 0 | - | Unknown |
| Glasstx Capital LLC CRD: 336345 | - | 0 | 1 | - | Unknown |
| Glasswing Ventures, LLC CRD: 284706 | - | 0 | 1 | - | Unknown |
| Glassy Mountain Advisors, Inc. CRD: 314937 | - | 0 | 7 | - | Unknown |
| Glatt and Associates, LLC CRD: 119628 | - | 0 | 1 | - | Unknown |
| Glattly, Mark Joseph CRD: 31784 | - | 0 | 0 | A | INACTIVE |
| Glaucon Capital Partners, L.L.C. CRD: 103770 | FL | 0 | 3 | A | Active |
| Glaucus Investments LLC CRD: 282497 | - | 0 | 1 | - | Unknown |
| Glaves Securities Corporation CRD: 29001 | - | 0 | 0 | A | INACTIVE |
| Glaxis Capital Management, LLC CRD: 134227 | - | 0 | 1 | - | Unknown |
| Glazer Capital, LLC. CRD: 136932 | - | 0 | 1 | - | Unknown |
| Glazer Financial Advisors CRD: 145089 | - | 0 | 0 | - | Unknown |
| Glazier Financial Advisors CRD: 159445 | - | 0 | 0 | - | Unknown |
| GLB Trading, Inc CRD: 125363 | - | 3 | 0 | C | INACTIVE |
| GLC Investment Advisors, LLC CRD: 158414 | - | 0 | 1 | - | Unknown |
| GLC Securities Corp. CRD: 38337 | - | 0 | 0 | A | INACTIVE |
| GLC Securities, LLC CRD: 153581 | NY | 0 | 5 | A | Active |
| GLD Advisors, LLC CRD: 341098 | - | 0 | 1 | - | Unknown |
| Gleacher & Company Securities, Inc. CRD: 298 | - | 44 | 0 | F | INACTIVE |
| Gleacher Partners LLC CRD: 47342 | - | 0 | 0 | A | INACTIVE |
| Glean Financial, Inc. CRD: 328986 | - | 0 | 1 | - | Unknown |
| Glean Management LP CRD: 301898 | - | 0 | 0 | - | Unknown |
| Gleason Investment Advisory, LLC CRD: 167913 | - | 0 | 0 | - | Unknown |
| Glen Aulin Management, LLC CRD: 337377 | - | 0 | 1 | - | Unknown |
| Glen Capital Partners LLC CRD: 168170 | - | 0 | 0 | - | Unknown |
| Glen Eagle Advisors, LLC CRD: 282920 | - | 0 | 8 | - | Unknown |
| Glen Eagle Wealth, LLC CRD: 124504 | NJ | 0 | 6 | A | Active |
| Glen Hill Investment Research CRD: 128291 | - | 0 | 0 | - | Unknown |
| Glen John Koepenick, JR. CRD: 8491 | - | 0 | 0 | A | INACTIVE |
| Glen Mills Group CRD: 126152 | - | 0 | 0 | - | Unknown |
| Glen Nelson Inc CRD: 32608 | - | 0 | 0 | A | INACTIVE |
| Glen Point Capital CRD: 289861 | - | 0 | 0 | - | Unknown |
| Glen Point Capital CRD: 282067 | - | 0 | 0 | - | Unknown |
| Glen Rauch Securities, Inc. CRD: 17843 | - | 2 | 0 | B | INACTIVE |
| Glenayr Family Advisors LLC CRD: 171664 | - | 0 | 2 | - | Unknown |
| Glenbard Securities, L.L.C. CRD: 104366 | - | 0 | 0 | A | INACTIVE |
| Glenbrook Consumer Advisors LLC CRD: 162035 | - | 0 | 0 | - | Unknown |
| Glenbrooke LLC CRD: 152165 | - | 0 | 0 | - | Unknown |
| Glencoe Limited, L.L.C. CRD: 158215 | - | 0 | 0 | - | Unknown |
| Glendale Investment Corporation CRD: 14190 | - | 0 | 0 | A | INACTIVE |
| Glendale Securities Inc. CRD: 8248 | - | 0 | 0 | A | INACTIVE |
| Glendale Securities, Inc. CRD: 123649 | CA | 6 | 4 | B | Active |
| Glendon Capital Management L.P. CRD: 166119 | - | 0 | 1 | - | Unknown |