Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Glendontodd Capital LLC CRD: 163359 | - | 0 | 0 | - | Unknown |
| Glendower Capital CRD: 289555 | - | 0 | 0 | - | Unknown |
| Glenernie Capital Ltd CRD: 307020 | - | 0 | 0 | - | Unknown |
| Glenfed Brokerage Services CRD: 13648 | - | 0 | 0 | A | INACTIVE |
| Glenhaven Partners CRD: 13112 | - | 0 | 0 | A | INACTIVE |
| Glenhill Capital Advisors, LLC CRD: 157369 | - | 0 | 0 | - | Unknown |
| Glenmont Capital Managment, LLC CRD: 158233 | - | 0 | 1 | - | Unknown |
| Glenmore Financial, Inc. CRD: 145500 | - | 0 | 1 | - | Unknown |
| Glenn Asset Management CRD: 315731 | - | 0 | 1 | - | Unknown |
| Glenn Burdette Wealth Management, LLC CRD: 159906 | - | 0 | 0 | - | Unknown |
| Glenn Capital LLC CRD: 290351 | - | 0 | 0 | - | Unknown |
| Glenn E. Hinton Investments CRD: 357 | - | 0 | 0 | A | INACTIVE |
| Glenn Michael Financial, Inc. CRD: 37912 | - | 14 | 0 | D | INACTIVE |
| Glenn N. Roquevert, Inc. CRD: 173680 | - | 0 | 0 | - | Unknown |
| Glenn Smith Trading LLC CRD: 33232 | - | 0 | 0 | A | INACTIVE |
| Glenn Stevens CFP, PLLC CRD: 299596 | - | 0 | 0 | - | Unknown |
| Glenn Wealth Management Services, LLC CRD: 172082 | - | 0 | 0 | - | Unknown |
| Glenorchy Capital Limited CRD: 305636 | - | 0 | 0 | - | Unknown |
| Glenrock Capital Advisers, LLC CRD: 144087 | - | 0 | 0 | - | Unknown |
| Glenrock Inc. CRD: 159505 | - | 0 | 0 | - | Unknown |
| Glenrose Advisors CRD: 159441 | - | 0 | 0 | - | Unknown |
| Glentra Capital P/S CRD: 335425 | - | 0 | 0 | - | Unknown |
| Glenview Capital Management, LLC CRD: 137640 | - | 0 | 1 | - | Unknown |
| Glenview Financial Group LLC CRD: 141448 | - | 0 | 5 | - | Unknown |
| Glenview Wealth LLC CRD: 328073 | - | 0 | 2 | - | Unknown |
| Glenville Capital Management, LLC CRD: 143872 | - | 0 | 0 | - | Unknown |
| Glenwood Investment Group, LLC CRD: 132950 | - | 0 | 1 | - | Unknown |
| Glenwood Private Equity Co., Ltd. CRD: 337834 | - | 0 | 0 | - | Unknown |
| Glenwood Securities, Inc. CRD: 37066 | - | 1 | 0 | B | INACTIVE |
| GLG LLC CRD: 138802 | - | 0 | 1 | - | Unknown |
| GLG Partners LP CRD: 163016 | - | 0 | 0 | - | Unknown |
| Glickenhaus & Co. CRD: 2016 | - | 8 | 0 | D | INACTIVE |
| Glickenhaus & Co. - NEW Jersey CRD: 7302 | - | 0 | 0 | A | INACTIVE |
| Glidden, Morris & Co. CRD: 11162 | - | 0 | 0 | A | INACTIVE |
| Glide Capital CRD: 288592 | - | 0 | 1 | - | Unknown |
| Glide Path Advisors LLC CRD: 147492 | - | 0 | 0 | - | Unknown |
| Glidepath Financial Planning, LLC CRD: 283908 | - | 0 | 0 | - | Unknown |
| Glidepath Financial, LLC CRD: 309448 | - | 0 | 0 | - | Unknown |
| Glideslope Wealth Management CRD: 329234 | - | 0 | 0 | - | Unknown |
| Glikman Associates CRD: 109105 | - | 0 | 0 | - | Unknown |
| Gliksman Securities Corp. CRD: 8225 | - | 0 | 0 | A | INACTIVE |
| Glisco Management Limited CRD: 163653 | - | 0 | 0 | - | Unknown |
| GLL Investors CRD: 161830 | - | 0 | 1 | - | Unknown |
| GLMX Technologies, LLC CRD: 289301 | NY | 0 | 2 | A | Active |
| Global 1 Group Incorporated CRD: 308655 | - | 0 | 0 | - | Unknown |
| Global Access Investment Advisor, LLC CRD: 126900 | - | 0 | 0 | - | Unknown |
| Global Advisers, LLC CRD: 175181 | - | 0 | 2 | - | Unknown |
| Global Advisors, LLC CRD: 327425 | - | 0 | 1 | - | Unknown |
| Global Advisory Partners, LLC CRD: 317228 | - | 0 | 1 | - | Unknown |
| Global Alliance Securities LLC CRD: 167164 | SC | 0 | 2 | A | Active |