Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Global Alternative Funds PTY Ltd
CRD: 325273
 - 0 0 - Unknown
Global Alternative Investment Services, Inc.
CRD: 487
 - 5 0 C INACTIVE
Global America Incorporated
CRD: 23000
 - 0 0 A INACTIVE
Global Arena Capital Corp
CRD: 16871
 - 5 0 C INACTIVE
Global Asset Management Group
CRD: 150904
 - 0 0 - Unknown
Global Assets Advisory, LLC
CRD: 300460
 - 0 26 - Unknown
Global Atlantic Distributors, LLC
CRD: 8326
 CT 2 9 C Active
Global Atlantic Investment Advisors, LLC
CRD: 167429
 - 0 1 - Unknown
Global Autotrading
CRD: 143231
 - 0 0 - Unknown
Global Beta Advisors
CRD: 298176
 - 0 2 - Unknown
Global Beta Institutional Management, LLC
CRD: 292709
 - 0 0 - Unknown
Global Brokerage Services, Inc.
CRD: 37505
 MD 1 9 B Active
Global Capital Consulting LLC
CRD: 309981
 - 0 0 - Unknown
Global Capital Group
CRD: 289896
 - 0 0 - Unknown
Global Capital Investors Corporation
CRD: 11518
 - 0 0 A INACTIVE
Global Capital Markets, LLC
CRD: 16191
 - 8 0 D INACTIVE
Global Capital Partners, L.P.
CRD: 124056
 - 0 0 - Unknown
Global Capital Securities Corporation
CRD: 16184
 - 38 0 F INACTIVE
Global Capital Securities, Inc.
CRD: 13358
 - 0 0 A INACTIVE
Global Capital Strategies
CRD: 290328
 - 0 0 - Unknown
Global Capital Strategies II, LLC
CRD: 306410
 - 0 0 - Unknown
Global Carry LLC
CRD: 332522
 NY 0 2 A Active
Global Catalyst Partners
CRD: 161947
 - 0 0 - Unknown
Global City Advisors
CRD: 283464
 - 0 0 - Unknown
Global Cleantech Capital
CRD: 163303
 - 0 0 - Unknown
Global Credit Advisers, LLC
CRD: 147843
 - 0 1 - Unknown
Global Crown Capital, LLC
CRD: 16761
 - 7 0 D INACTIVE
Global Delta Capital, LLC
CRD: 324485
 - 0 1 - Unknown
Global Digital Markets
CRD: 298720
 CA 0 1 A Active
Global Direct Equities, LLC
CRD: 124514
 - 0 0 A INACTIVE
Global Direct Financial Services LLC
CRD: 110538
 - 1 0 B INACTIVE
Global Diversified Investments
CRD: 157326
 - 0 1 - Unknown
Global Emerging Capital Group, LLC
CRD: 130120
 - 7 0 D INACTIVE
Global Emerging Markets Advisors, L.P.
CRD: 40802
 - 0 0 A INACTIVE
Global Endowment Management, LP
CRD: 157772
 - 0 1 - Unknown
Global Environment Fund
CRD: 107208
 - 0 1 - Unknown
Global Equities Group Inc
CRD: 34039
 - 0 0 A INACTIVE
Global Equity Holdings, LLC
CRD: 111348
 - 0 0 A INACTIVE
Global Equity Strategy LLC
CRD: 311628
 - 0 0 - Unknown
Global Evolution USA, LLC
CRD: 161677
 - 0 1 - Unknown
Global Execution Brokers, LP
CRD: 126407
 PA 32 1 F Active
Global Execution Network Associates Incorporated
CRD: 28518
 - 0 0 A INACTIVE
Global Express Securities, Inc.
CRD: 41921
 - 4 0 C INACTIVE
Global Financial Group, Inc.
CRD: 23958
 - 8 0 D INACTIVE
Global Financial Planning Group, LLC
CRD: 114803
 - 0 1 - Unknown
Global Financial Private Capital, Inc.
CRD: 132070
 - 0 0 - Unknown
Global Financial Private Client
CRD: 290006
 - 0 1 - Unknown
Global Financial Services, L.L.C.
CRD: 35699
 TX 7 3 C Active
Global Focus Capital
CRD: 174176
 - 0 0 - Unknown
Global Forest Partners LP
CRD: 127064
 - 0 1 - Unknown
Page 603 of 1601 (80,028 total)
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