Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Global Freedom Financial LLC
CRD: 316257
 - 0 1 - Unknown
Global Frontera Markets Inc.
CRD: 144634
 NY 1 2 B Active
Global Frontier Investments, LLC
CRD: 160105
 - 0 1 - Unknown
Global Funding, Inc.
CRD: 16922
 - 0 0 A INACTIVE
Global Futures & Forex, Ltd.
CRD: 129418
 - 1 0 B INACTIVE
Global Growth Financial LLC
CRD: 109043
 - 0 0 A INACTIVE
Global Guru Capital LLC
CRD: 147220
 - 0 0 - Unknown
Global Health and Wellness Investment Network
CRD: 333413
 - 0 1 - Unknown
Global Health Investment Advisors, LLC
CRD: 285306
 - 0 0 - Unknown
Global Hill Wealth Advisors LLC
CRD: 316075
 - 0 1 - Unknown
Global Holdings X LLC
CRD: 322297
 - 0 0 - Unknown
Global Horizon Management Ltd
CRD: 338658
 - 0 1 - Unknown
Global Hunter Securities, LLC
CRD: 123003
 - 3 0 C INACTIVE
Global IMC LLC
CRD: 170870
 - 0 1 - Unknown
Global Impact Advisor LLC
CRD: 284202
 - 0 0 - Unknown
Global Impact Wealth Management
CRD: 326638
 - 0 1 - Unknown
Global Index Advisors, Inc.
CRD: 171692
 - 0 0 - Unknown
Global Infrastructure Management, LLC
CRD: 157434
 - 0 1 - Unknown
Global Insight Advisors
CRD: 340650
 - 0 4 - Unknown
Global Inter Equities (S.A.), Inc.
CRD: 44997
 - 0 0 A INACTIVE
Global Investment & Risk Advisors (Gira)
CRD: 136922
 - 0 0 - Unknown
Global Investment Adviser LC
CRD: 105862
 - 0 0 - Unknown
Global Investment Advisors, LLC
CRD: 121442
 - 0 0 - Unknown
Global Investment Advisory
CRD: 310305
 - 0 8 - Unknown
Global Investment Capital LLC
CRD: 316134
 - 0 1 - Unknown
Global Investment Company
CRD: 281316
 - 0 1 - Unknown
Global Investment Partners
CRD: 139885
 - 0 0 - Unknown
Global Investment Services, Inc.
CRD: 35752
 - 0 0 A INACTIVE
Global Investment Solutions, LLC
CRD: 133850
 - 0 1 - Unknown
Global Investor Securities, Inc.
CRD: 7514
 - 0 0 A INACTIVE
Global Kandor Advisors, LLC
CRD: 308452
 - 0 1 - Unknown
Global KEY Advisors
CRD: 170269
 - 0 4 - Unknown
Global Leisure Capital Partners LLC
CRD: 161570
 - 0 0 - Unknown
Global Leisure Partners, LLC
CRD: 134435
 FL 0 4 A Active
Global Listing Accelerator
CRD: 327603
 - 0 1 - Unknown
Global Macro Asset Management Limited
CRD: 264790
 - 0 0 - Unknown
Global Macro Asset Management LLC
CRD: 171568
 - 0 2 - Unknown
Global Market Math, LLC
CRD: 285734
 - 0 0 - Unknown
Global Market Math, LLC
CRD: 326581
 - 0 1 - Unknown
Global Market Raiders, LLC.
CRD: 151777
 - 0 1 - Unknown
Global Market Traders, Inc
CRD: 31314
 - 0 0 A INACTIVE
Global Markets, LLC
CRD: 42123
 - 0 0 A INACTIVE
Global Merchant Group, Inc.
CRD: 28316
 - 0 0 A INACTIVE
Global OAK Capital Markets LLC
CRD: 125860
 SC 1 2 B Active
Global Opportunity Advisors (Mauritius) Limited
CRD: 163316
 - 0 0 - Unknown
Global Opportunity Pennsylvania Management, LLC
CRD: 323842
 - 0 1 - Unknown
Global Opportunity Philadelphia Management, LLC
CRD: 326765
 - 0 1 - Unknown
Global Optimized Investments, LLC.
CRD: 290049
 - 0 0 - Unknown
Global Options Group
CRD: 16223
 - 0 0 A INACTIVE
Global Options LLC
CRD: 111626
 - 0 0 A INACTIVE
Page 604 of 1601 (80,028 total)
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