Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Global Pacific Securities US, Inc. CRD: 304566 | NY | 0 | 2 | A | Active |
| Global Partners Limited CRD: 322242 | - | 0 | 0 | - | Unknown |
| Global Partners Securities Inc. CRD: 19606 | - | 11 | 0 | D | INACTIVE |
| Global Partnerships CRD: 300844 | - | 0 | 1 | - | Unknown |
| Global Planning Inc CRD: 111467 | - | 0 | 0 | - | Unknown |
| Global Planning Stewards LLC CRD: 286135 | - | 0 | 1 | - | Unknown |
| Global Portfolio Services LLC CRD: 287693 | - | 0 | 1 | - | Unknown |
| Global Portfolio Strategies, Inc. CRD: 105812 | - | 0 | 0 | - | Unknown |
| Global Portfolios, LLC CRD: 129777 | - | 0 | 1 | - | Unknown |
| Global Predictions Inc CRD: 327520 | - | 0 | 1 | - | Unknown |
| Global RCG Wealth CRD: 314746 | - | 0 | 0 | - | Unknown |
| Global Reach Investment Corp. CRD: 28488 | - | 0 | 0 | A | INACTIVE |
| Global Resources and Strategies CRD: 153548 | - | 0 | 0 | - | Unknown |
| Global Retirement Partners LLC CRD: 172011 | - | 0 | 482 | - | Unknown |
| Global Seat Holding L.L.C. CRD: 47743 | - | 0 | 0 | A | INACTIVE |
| Global Securities (USA), Inc. CRD: 39962 | - | 0 | 0 | A | INACTIVE |
| Global Select Advisors Ltd. CRD: 171348 | - | 0 | 0 | - | Unknown |
| Global Selection Advisors Ltd. CRD: 269930 | - | 0 | 0 | - | Unknown |
| Global Shares Financial Services Inc. CRD: 284031 | - | 0 | 0 | A | INACTIVE |
| Global Silicon Valley Securities LLC CRD: 22882 | - | 1 | 0 | B | INACTIVE |
| Global Special Situations Research Co. Inc. CRD: 174812 | - | 0 | 1 | - | Unknown |
| Global Steward Advisors, LLC CRD: 119898 | - | 0 | 1 | - | Unknown |
| Global Strategic Nextgen Ocio CRD: 175300 | - | 0 | 3 | - | Unknown |
| Global Strategic Risk Management, LLC CRD: 327157 | - | 0 | 1 | - | Unknown |
| Global Strategies Group, Inc. CRD: 27414 | - | 0 | 0 | A | INACTIVE |
| Global Thematic Partners, LLC CRD: 152690 | - | 0 | 0 | - | Unknown |
| Global Trading Group, Inc. CRD: 103927 | - | 3 | 0 | C | INACTIVE |
| Global Trading Investment Co., Limited CRD: 339173 | - | 0 | 1 | - | Unknown |
| Global Trading Strategies CRD: 169446 | - | 0 | 0 | - | Unknown |
| Global Trading X CRD: 337667 | NY | 0 | 1 | A | Active |
| Global Transition Solutions, Inc. CRD: 21622 | - | 2 | 0 | B | INACTIVE |
| Global Trends Investments CRD: 108854 | - | 0 | 2 | - | Unknown |
| Global Trust CRD: 143120 | - | 0 | 7 | - | Unknown |
| Global Trust Wealth Management LLC CRD: 333458 | - | 0 | 1 | - | Unknown |
| Global United Securities Ltd. CRD: 16556 | - | 3 | 0 | C | INACTIVE |
| Global Unity Fund Project LLC CRD: 299017 | - | 0 | 0 | - | Unknown |
| Global Value Investment Corporation CRD: 144260 | - | 0 | 5 | - | Unknown |
| Global Vantage Wealth Management CRD: 284941 | - | 0 | 1 | - | Unknown |
| Global Venture Management LLC CRD: 324517 | - | 0 | 1 | - | Unknown |
| Global Ventures CRD: 324361 | - | 0 | 0 | - | Unknown |
| Global Ventures Capital, LLC CRD: 167018 | - | 0 | 0 | A | INACTIVE |
| Global Ventures Ltd CRD: 307766 | - | 0 | 0 | - | Unknown |
| Global View Capital Management LLC CRD: 158292 | - | 0 | 90 | - | Unknown |
| Global View Investment Advisors, LLC CRD: 145499 | - | 0 | 3 | - | Unknown |
| Global Vision Advisors CRD: 145200 | - | 0 | 3 | - | Unknown |
| Global Vision Capital Inc. CRD: 173265 | - | 0 | 0 | - | Unknown |
| Global Vision Financial Services CRD: 304372 | - | 0 | 1 | - | Unknown |
| Global Vision Financial Services CRD: 122446 | - | 0 | 2 | - | Unknown |
| Global Wealth Advisors CRD: 147800 | - | 0 | 0 | - | Unknown |
| Global Wealth Advisors LLC CRD: 139101 | - | 0 | 1 | - | Unknown |