Branch offices
0 offices
FINRA: Small firm
CRD #16184 · FINRA BrokerCheck + SEC IAPD
Global Capital Securities Corporation
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Global Capital Securities Corporation ranks #134 of 20,055 by disclosure count (most disclosures first). Global Capital Securities Corporation carries 38 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 38
- disclosures
- #134 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 16184 Global Capital Securities Corporation
Global Capital Securities Corporation · Grade F · 38 disc · 38.00/office · Single-office firm
- CRD 16184
- GRADE F
- DISC 38
- REG 7
- ARB 31
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #134 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: American Fronteer Financial Corporation (39.00 disc/office)
Global Capital Securities Corporation ranks #134 of 20,055 by disclosure count among graded broker-dealers; heavy load at 38.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
38 events
On FINRA BrokerCheck
Regulatory events
7 actions
18% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 7 |
| Arbitrations | 31 |
| Civil Events | 0 |
| Total | 38 |
Counts for Global Capital Securities Corporation reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 7 Arbitration 31 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 16184
Customer-facing mix
Global Capital Securities Corporation in the heavier-disclosure third
Global Capital Securities Corporation carries 38 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#134 of 20,055). Customer-facing events dominate: 31 arbitration and 0 civil versus 7 regulatory (18% regulator share).
Only 18% of Global Capital Securities Corporation's disclosures are regulator-initiated; arbitrations (31) and civil events (0) dominate the book. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Global Capital Securities Corporation's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Global Capital Securities Corporation sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Global Capital Securities Corporation ranks #134 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Global Capital Securities Corporation?
A grade of F reflects Global Capital Securities Corporation's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 38 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Global Capital Securities Corporation have?
Global Capital Securities Corporation has 38 total FINRA disclosures, including 7 regulatory events, 31 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Global Capital Securities Corporation?
Global Capital Securities Corporation operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Global Capital Securities Corporation's disciplinary record?
You can verify Global Capital Securities Corporation's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 16184. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Global Capital Securities Corporation's 38 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Global Capital Securities Corporation because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Global Capital Securities Corporation carries 38 disclosures across 0 branch offices (about 38.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- American Fronteer Financial Corporation - 39.00 disclosures/office, nearest single-office firm peer to Global Capital Securities Corporation's 38.00
- American Investment Services, Inc. - 37.00 disclosures/office, nearest single-office firm peer to Global Capital Securities Corporation's 38.00
- Hapoalim Securities USA, Inc. - 39.00 disclosures/office, nearest single-office firm peer to Global Capital Securities Corporation's 38.00
- Red Flags in Advisor Records - How to read Global Capital Securities Corporation's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 38 disclosures behind Global Capital Securities Corporation's Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Global Capital Securities Corporation.
- Compare firms - put Global Capital Securities Corporation next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.