Branch offices
0 offices
FINRA: Small firm
CRD #1398 · FINRA BrokerCheck + SEC IAPD
American Fronteer Financial Corporation
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, American Fronteer Financial Corporation ranks #132 of 20,055 by disclosure count (most disclosures first). American Fronteer Financial Corporation carries 39 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 39
- disclosures
- #132 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 1398 American Fronteer Financial Corporation
American Fronteer Financial Corporation · Grade F · 39 disc · 39.00/office · Single-office firm
- CRD 1398
- GRADE F
- DISC 39
- REG 20
- ARB 19
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #132 of 20,055
- BOOK Single-office firm
Nearest same-size peer: Hapoalim Securities USA, Inc. (39.00 disc/office)
American Fronteer Financial Corporation ranks #132 of 20,055 by disclosure count among graded broker-dealers; heavy load at 39.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
39 events
On FINRA BrokerCheck
Regulatory events
20 actions
51% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 20 |
| Arbitrations | 19 |
| Civil Events | 0 |
| Total | 39 |
Counts for American Fronteer Financial Corporation reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 20 Arbitration 19 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 1398
Heavy disclosure book
American Fronteer Financial Corporation in the heavier-disclosure third
American Fronteer Financial Corporation carries 39 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#132 of 20,055). Mix is 20 regulatory, 19 arbitration, and 0 civil (51% regulator share).
American Fronteer Financial Corporation ranks #132 of 20,055 by BrokerCheck disclosure count among graded firms (39 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of American Fronteer Financial Corporation's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does American Fronteer Financial Corporation sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, American Fronteer Financial Corporation ranks #132 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for American Fronteer Financial Corporation?
A grade of F reflects American Fronteer Financial Corporation's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 39 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does American Fronteer Financial Corporation have?
American Fronteer Financial Corporation has 39 total FINRA disclosures, including 20 regulatory events, 19 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is American Fronteer Financial Corporation?
American Fronteer Financial Corporation operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify American Fronteer Financial Corporation's disciplinary record?
You can verify American Fronteer Financial Corporation's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 1398. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). American Fronteer Financial Corporation's 39 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid American Fronteer Financial Corporation because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. American Fronteer Financial Corporation carries 39 disclosures across 0 branch offices (about 39.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Hapoalim Securities USA, Inc. - 39.00 disclosures/office, nearest single-office firm peer to American Fronteer Financial Corporation's 39.00
- Global Capital Securities Corporation - 38.00 disclosures/office, nearest single-office firm peer to American Fronteer Financial Corporation's 39.00
- Virtu ITG LLC - 40.00 disclosures/office, nearest single-office firm peer to American Fronteer Financial Corporation's 39.00
- Red Flags in Advisor Records - How to read American Fronteer Financial Corporation's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 39 disclosures behind American Fronteer Financial Corporation's Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as American Fronteer Financial Corporation.
- Compare firms - put American Fronteer Financial Corporation next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.