CRD #266 · FINRA BrokerCheck + SEC IAPD

Hapoalim Securities USA, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Hapoalim Securities USA, Inc. ranks #133 of 20,055 by disclosure count (most disclosures first). Hapoalim Securities USA, Inc. carries 39 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.

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Grade F
Safety grade
0
branch offices
39
disclosures
#133 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 266 Hapoalim Securities USA, Inc.

Hapoalim Securities USA, Inc. · Grade F · 39 disc · 39.00/office · Single-office firm

  • CRD 266
  • GRADE F
  • DISC 39
  • REG 32
  • ARB 6
  • CIV 1
  • BRANCH 0
  • PER-OFF n/a
  • RANK #133 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: American Fronteer Financial Corporation (39.00 disc/office)

American Fronteer Finan…39.00Global Capital Securiti…38.00Virtu ITG LLC40.00Hapoalim Securities… (this)39.00
Disclosures per office among single-office firm peers (lower is cleaner)

Hapoalim Securities USA, Inc. ranks #133 of 20,055 by disclosure count among graded broker-dealers; heavy load at 39.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

39 events

On FINRA BrokerCheck

Regulatory events

32 actions

82% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 32
Arbitrations 6
Civil Events 1
Total 39

Counts for Hapoalim Securities USA, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 32 Arbitration 6 Civil 1

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
09/23/1993
State of Formation
Delaware
CRD Number
266
SEC Number
3018

Regulator-heavy mix

Hapoalim Securities USA, Inc. in the heavier-disclosure third

Hapoalim Securities USA, Inc. carries 39 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#133 of 20,055). Regulator-initiated events are 82% of the book (32 regulatory / 6 arbitration / 1 civil).

82% of Hapoalim Securities USA, Inc.'s 39 disclosures are regulator-initiated (32 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Hapoalim Securities USA, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Hapoalim Securities USA, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Hapoalim Securities USA, Inc. ranks #133 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Hapoalim Securities USA, Inc.?
A grade of F reflects Hapoalim Securities USA, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 39 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Hapoalim Securities USA, Inc. have?
Hapoalim Securities USA, Inc. has 39 total FINRA disclosures, including 32 regulatory events, 6 arbitrations, 1 civil event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Hapoalim Securities USA, Inc.?
Hapoalim Securities USA, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Hapoalim Securities USA, Inc.'s disciplinary record?
You can verify Hapoalim Securities USA, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 266. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Hapoalim Securities USA, Inc.'s 39 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Hapoalim Securities USA, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Hapoalim Securities USA, Inc. carries 39 disclosures across 0 branch offices (about 39.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.