Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Glovista Investments LLC CRD: 146382 | - | 0 | 0 | - | Unknown |
| Glovista Investments Puerto Rico CRD: 287813 | - | 0 | 0 | - | Unknown |
| Glovsky, Mcgeehan Capital Corporation CRD: 24517 | - | 0 | 0 | A | INACTIVE |
| Glow Family Advisors CRD: 314909 | - | 0 | 0 | - | Unknown |
| Glow Financial Planning LLC CRD: 338447 | - | 0 | 1 | - | Unknown |
| Glowe & Co. CRD: 120718 | - | 0 | 0 | - | Unknown |
| GLP Capital Partners LLC CRD: 304917 | - | 0 | 0 | - | Unknown |
| GLP Investment Management PTE. Ltd. CRD: 166805 | - | 0 | 0 | - | Unknown |
| GLP Investment Services, LLC CRD: 25450 | MI | 3 | 13 | B | Active |
| GLR Investment Advisory LLC CRD: 328662 | - | 0 | 1 | - | Unknown |
| GLR Partners CRD: 334902 | - | 0 | 1 | - | Unknown |
| GLS Capital, LLC CRD: 298976 | - | 0 | 1 | - | Unknown |
| GLS Securities, Inc. CRD: 18735 | - | 0 | 0 | A | INACTIVE |
| GLT Ventures LLC CRD: 339030 | - | 0 | 1 | - | Unknown |
| Gluskin Sheff + Associates (US) Inc. CRD: 284818 | - | 0 | 0 | - | Unknown |
| GLY Capital Management Limited CRD: 313000 | - | 0 | 0 | - | Unknown |
| GLYNN Capital Advisors CRD: 333129 | - | 0 | 1 | - | Unknown |
| GLYNN Capital Management, LLC CRD: 111296 | - | 0 | 1 | - | Unknown |
| GLYNN, David Robert CRD: 32424 | - | 0 | 0 | A | INACTIVE |
| Glyptis Management DE, LLC CRD: 339370 | - | 0 | 1 | - | Unknown |
| GM Capital Management LLC CRD: 326504 | - | 0 | 1 | - | Unknown |
| GM Pascal Advisory, LLC CRD: 304413 | - | 0 | 0 | - | Unknown |
| GM Securities, LLC CRD: 154657 | WI | 0 | 2 | A | Active |
| GMA Partners, Inc. CRD: 30883 | - | 1 | 0 | B | INACTIVE |
| Gmac Investment Services, Inc. CRD: 47391 | - | 0 | 0 | A | INACTIVE |
| Gmac Securities LLC CRD: 45155 | - | 0 | 0 | A | INACTIVE |
| Gmag Management LP CRD: 313456 | - | 0 | 0 | - | Unknown |
| GMF Real Estate LLC CRD: 288251 | - | 0 | 1 | - | Unknown |
| GMG Asset Management CRD: 321254 | - | 0 | 2 | - | Unknown |
| GMG Private Counsel ULC CRD: 315453 | - | 0 | 0 | - | Unknown |
| GMH Investment Advisory Services, Inc. CRD: 122755 | - | 0 | 0 | - | Unknown |
| GMI Capital Partners CRD: 328066 | - | 0 | 1 | - | Unknown |
| GMK Capital LLC CRD: 332451 | - | 0 | 1 | - | Unknown |
| GML Capital LLP CRD: 146411 | - | 0 | 0 | - | Unknown |
| GMM Associates, L.L.C CRD: 42945 | - | 0 | 0 | A | INACTIVE |
| GMO Europe LLC CRD: 169308 | - | 0 | 0 | - | Unknown |
| GMO Renewable Resources, LLC CRD: 109309 | - | 0 | 0 | - | Unknown |
| GMO Singapore PTE. Limited CRD: 169321 | - | 0 | 0 | - | Unknown |
| GMP Limited CRD: 287721 | - | 0 | 1 | - | Unknown |
| GMR Associates, Inc CRD: 132347 | - | 0 | 2 | - | Unknown |
| GMS Group CRD: 8000 | NJ | 18 | 10 | B | Active |
| GMST World Markets, Inc. CRD: 16190 | - | 0 | 0 | A | INACTIVE |
| GMT Capital Corp. CRD: 160404 | - | 0 | 1 | - | Unknown |
| GMT Communications Partners LLP CRD: 159951 | - | 0 | 0 | - | Unknown |
| GNA Distributors, Inc. CRD: 34123 | - | 0 | 0 | A | INACTIVE |
| Gnade Wealth Management Inc. CRD: 282002 | - | 0 | 0 | - | Unknown |
| Gnap, Paul Joseph CRD: 37954 | - | 0 | 0 | A | INACTIVE |
| GNH Asset Management, Inc. CRD: 188517 | - | 0 | 0 | - | Unknown |
| GNH CHFC Advisory Services CRD: 282188 | - | 0 | 1 | - | Unknown |
| GNI Capital, LLC CRD: 114802 | - | 0 | 0 | - | Unknown |