Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| GNI Securities, Inc. CRD: 43479 | - | 3 | 0 | C | INACTIVE |
| GNO Capital CRD: 313756 | - | 0 | 1 | - | Unknown |
| Gnostam, International Equity and Direct Investmen… CRD: 143466 | - | 0 | 0 | - | Unknown |
| GNP Securities, Inc. CRD: 11482 | - | 0 | 0 | A | INACTIVE |
| Gnrfunds LLC CRD: 313395 | - | 0 | 1 | - | Unknown |
| GNS Hillier Partners, Ltd. CRD: 164008 | - | 0 | 0 | - | Unknown |
| GNV Advisors, LLC CRD: 147286 | - | 0 | 0 | A | INACTIVE |
| GO CIO CRD: 288785 | - | 0 | 0 | - | Unknown |
| GO Fish Finance, LLC CRD: 333606 | - | 0 | 2 | - | Unknown |
| GO Gold Financial, LLC CRD: 314732 | - | 0 | 0 | - | Unknown |
| GO Invest LLC CRD: 291884 | - | 0 | 1 | - | Unknown |
| GO Investment Partners LLP CRD: 146136 | - | 0 | 0 | - | Unknown |
| GO Long Financial CRD: 299132 | - | 0 | 0 | - | Unknown |
| GO ONE GP LLC CRD: 298202 | - | 0 | 0 | - | Unknown |
| GO Trading, Inc. CRD: 41355 | - | 0 | 0 | A | INACTIVE |
| GO Wealth Management CRD: 290254 | - | 0 | 9 | - | Unknown |
| Goahead Mage Company, L.L.C. CRD: 162072 | - | 0 | 1 | - | Unknown |
| Goal Based Investors, Inc. CRD: 312304 | - | 0 | 0 | - | Unknown |
| Goal Life Advisors CRD: 288826 | - | 0 | 0 | - | Unknown |
| Goal Line Wealth Management, Inc. CRD: 305986 | - | 0 | 1 | - | Unknown |
| Goal Quest Advisors, LLC CRD: 159361 | - | 0 | 2 | - | Unknown |
| Goal Wealth Advisory Group, LLC CRD: 330122 | - | 0 | 2 | - | Unknown |
| Goalen Capital Advisors, LLC CRD: 312298 | - | 0 | 2 | - | Unknown |
| Goalen Financial Advisors CRD: 289497 | - | 0 | 0 | - | Unknown |
| Goalfocus Financial, LLC CRD: 145727 | - | 0 | 1 | - | Unknown |
| Goalfusion Wealth Management CRD: 309756 | - | 0 | 3 | - | Unknown |
| Goalsetter Advisors LLC CRD: 293467 | - | 0 | 0 | - | Unknown |
| Goalsetter Gold CRD: 313765 | - | 0 | 0 | - | Unknown |
| Goalvest Advisory LLC CRD: 285374 | - | 0 | 2 | - | Unknown |
| Goan Dolan Oehler Incorporated CRD: 18114 | - | 0 | 0 | A | INACTIVE |
| Goanna Capital Management LLC CRD: 314952 | - | 0 | 1 | - | Unknown |
| Goar, Endriss & Walker, P.A. CRD: 142160 | - | 0 | 1 | - | Unknown |
| Goat Capital Management, LLC CRD: 313952 | - | 0 | 1 | - | Unknown |
| Goat Rodeo Capital Advisors, LLC CRD: 321075 | - | 0 | 1 | - | Unknown |
| Goat Rodeo Capital Management CRD: 308085 | - | 0 | 1 | - | Unknown |
| Gobe Wealth Management, LLC CRD: 288711 | - | 0 | 0 | - | Unknown |
| Gobi Capital LLC CRD: 151427 | - | 0 | 1 | - | Unknown |
| Gobi Partners CRD: 163829 | - | 0 | 0 | - | Unknown |
| Godafoss Capital Management, LLC CRD: 304036 | - | 0 | 1 | - | Unknown |
| Godby Wealth Management, Inc. CRD: 145084 | - | 0 | 0 | - | Unknown |
| Goddard Consulting CRD: 140661 | - | 0 | 0 | - | Unknown |
| Goddess Pack Ventures Management, LLC CRD: 318542 | - | 0 | 1 | - | Unknown |
| Godel Capital LLC CRD: 163032 | - | 0 | 1 | - | Unknown |
| Godel Soul LLC CRD: 300056 | - | 0 | 1 | - | Unknown |
| Godfrey Financial Associates, Inc. CRD: 126189 | - | 0 | 2 | - | Unknown |
| Godot Capital, LLC CRD: 314785 | - | 0 | 0 | - | Unknown |
| Godsey & Gibb Wealth Management CRD: 105650 | - | 0 | 6 | - | Unknown |
| Godshalk Welsh Capital Management, Inc. CRD: 106410 | - | 0 | 1 | - | Unknown |
| Godspeed Capital Management LP CRD: 313936 | - | 0 | 1 | - | Unknown |
| Godspeed Holdings, LLC CRD: 299104 | - | 0 | 0 | - | Unknown |