Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Godwin Capital Group, LLC CRD: 316592 | - | 0 | 1 | - | Unknown |
| Godwins Securities, Inc. CRD: 4012 | - | 0 | 0 | A | INACTIVE |
| Godwins Securities, Inc. CRD: 31019 | - | 0 | 0 | A | INACTIVE |
| Goehring & Rozencwajg Associates, LLC CRD: 283394 | - | 0 | 1 | - | Unknown |
| Goelzer Investment Management CRD: 3942 | - | 0 | 0 | A | INACTIVE |
| Goelzer Investment Management CRD: 44402 | - | 3 | 1 | C | INACTIVE |
| Goepper Burkhardt LLC CRD: 127896 | - | 0 | 1 | - | Unknown |
| Goetz, Batchker & Company, Inc. CRD: 32282 | - | 2 | 0 | B | INACTIVE |
| Goex Venture Capital, LLC CRD: 332966 | - | 0 | 1 | - | Unknown |
| Gofen and Glossberg, L.L.C. CRD: 107859 | - | 0 | 0 | - | Unknown |
| Goff Focused Strategies LLC CRD: 284910 | - | 0 | 1 | - | Unknown |
| Goffstown Financial Investments CRD: 38685 | - | 0 | 0 | A | INACTIVE |
| Gogate, Uday S. CRD: 151314 | - | 0 | 2 | - | Unknown |
| Goggans Group Inc CRD: 155039 | - | 0 | 2 | - | Unknown |
| GOI CRD: 319494 | - | 0 | 3 | - | Unknown |
| Goin & Co., LLC CRD: 41733 | - | 2 | 0 | B | INACTIVE |
| Going Cpas and Wealth Advisors CRD: 117104 | - | 0 | 12 | - | Unknown |
| Goingvc Partners LLC CRD: 333255 | - | 0 | 1 | - | Unknown |
| Goingvcpartners LLC CRD: 320880 | - | 0 | 0 | - | Unknown |
| Goingvcpartners LLC CRD: 333247 | - | 0 | 1 | - | Unknown |
| Golconda Capital Management, LLC CRD: 132603 | - | 0 | 2 | - | Unknown |
| Golconda Investments, Inc. CRD: 25656 | - | 0 | 0 | A | INACTIVE |
| Gold Breaker LLC CRD: 287559 | - | 0 | 0 | - | Unknown |
| Gold Bridge Capital, LLC CRD: 140888 | - | 1 | 0 | B | INACTIVE |
| Gold Canyon Financial Planning CRD: 125456 | - | 0 | 2 | - | Unknown |
| Gold Capital Management Inc. CRD: 7036 | - | 2 | 0 | B | INACTIVE |
| Gold Coast Advisors, LLC CRD: 124217 | - | 0 | 1 | - | Unknown |
| Gold Coast Capital Management, LLC CRD: 318822 | - | 0 | 1 | - | Unknown |
| Gold Coast Financial Planning CRD: 126181 | - | 0 | 0 | - | Unknown |
| Gold Coast Securities, Inc. CRD: 110925 | - | 1 | 2 | B | INACTIVE |
| Gold Coast Wealth Management, LLC CRD: 156338 | - | 0 | 2 | - | Unknown |
| Gold Creek Financial CRD: 308863 | - | 0 | 0 | - | Unknown |
| Gold Family Wealth CRD: 290140 | - | 0 | 0 | - | Unknown |
| Gold Goblins, LLC CRD: 296154 | - | 0 | 0 | - | Unknown |
| Gold Hill Capital Management, LLC CRD: 158141 | - | 0 | 0 | - | Unknown |
| Gold House Ventures Management Company LLC CRD: 335066 | - | 0 | 1 | - | Unknown |
| Gold Investment Management Ltd. CRD: 152056 | - | 0 | 0 | - | Unknown |
| Gold KEY Wealth Management, LLC CRD: 167032 | - | 0 | 0 | - | Unknown |
| Gold Leaf Capital Management, Inc. CRD: 119715 | - | 0 | 0 | - | Unknown |
| Gold Medal Waters, Inc. CRD: 132294 | - | 0 | 3 | - | Unknown |
| Gold Mountains Asset Management Limited CRD: 298504 | - | 0 | 0 | - | Unknown |
| Gold Path Investment Group CRD: 324590 | - | 0 | 2 | - | Unknown |
| Gold Shield Financial, LLC CRD: 150384 | - | 0 | 0 | - | Unknown |
| Gold SKY Capital CRD: 282975 | - | 0 | 0 | - | Unknown |
| Gold Star Asset Management LLC CRD: 333915 | - | 0 | 1 | - | Unknown |
| Gold Star Asset Management, LLC CRD: 283789 | - | 0 | 1 | - | Unknown |
| Gold Street Capital, LLC CRD: 282643 | NY | 0 | 2 | A | Active |
| Gold, Alexander & Co. CRD: 14877 | - | 0 | 0 | A | INACTIVE |
| Goldata Financial CRD: 134566 | - | 0 | 0 | - | Unknown |
| Goldbean CRD: 170154 | - | 0 | 0 | - | Unknown |