Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Goldberg Capital Management CRD: 126003 | - | 0 | 1 | - | Unknown |
| Goldberg Financial Advisors, LLC CRD: 158147 | - | 0 | 1 | - | Unknown |
| Goldberg Financial, LLC CRD: 156970 | - | 0 | 0 | - | Unknown |
| Goldberg Investment Advisors LLC CRD: 130924 | - | 0 | 0 | - | Unknown |
| Goldberg Investment Advisors, Inc. CRD: 127682 | - | 0 | 0 | - | Unknown |
| Goldberg Lindsay & Co. LLC CRD: 141029 | - | 0 | 1 | - | Unknown |
| Goldberg Securities, Inc. CRD: 14326 | - | 0 | 0 | A | INACTIVE |
| Goldbloom Wealth Management LLC CRD: 153678 | - | 0 | 1 | - | Unknown |
| Goldcrest Advisory II, LLC CRD: 339646 | - | 0 | 1 | - | Unknown |
| Goldcrest Advisory, LLC CRD: 281506 | - | 0 | 1 | - | Unknown |
| Goldcrest Management LLC CRD: 174448 | - | 0 | 0 | - | Unknown |
| Golden Acre Wealth Management CRD: 337930 | - | 0 | 1 | - | Unknown |
| Golden AGE Capital LLC CRD: 293439 | - | 0 | 0 | - | Unknown |
| Golden AGE Financial Advisors, LLC CRD: 143820 | - | 0 | 0 | - | Unknown |
| Golden Anchor Trading II LLC CRD: 44248 | - | 1 | 0 | B | INACTIVE |
| Golden Anchor Trading L.L.C. CRD: 135858 | - | 0 | 0 | A | INACTIVE |
| Golden Angels Investors, LLC CRD: 292447 | - | 0 | 1 | - | Unknown |
| Golden BAY Advisors LLC CRD: 166679 | - | 0 | 1 | - | Unknown |
| Golden BAY Securities, Inc. CRD: 22951 | - | 0 | 0 | A | INACTIVE |
| Golden Bear Financial Planning CRD: 128772 | - | 0 | 0 | - | Unknown |
| Golden Bell Enterprises, Inc. CRD: 38700 | - | 0 | 0 | A | INACTIVE |
| Golden Bell Financial Planning, LLC CRD: 305635 | - | 0 | 1 | - | Unknown |
| Golden Bell Partners, LLC CRD: 172580 | - | 0 | 1 | - | Unknown |
| Golden Beneficial Securities Corporation CRD: 48029 | - | 8 | 0 | D | INACTIVE |
| Golden Capital Management, LLC CRD: 110667 | - | 0 | 0 | - | Unknown |
| Golden Capital Partners LLC CRD: 333794 | - | 0 | 2 | - | Unknown |
| Golden Chain Capital CRD: 334482 | - | 0 | 1 | - | Unknown |
| Golden Corner Wealth Advisors CRD: 309044 | - | 0 | 0 | - | Unknown |
| Golden Dome Trading, L.P. CRD: 46633 | - | 0 | 0 | A | INACTIVE |
| Golden Door Asset Management Limited Liability Com… CRD: 226771 | - | 0 | 0 | - | Unknown |
| Golden Eagle Capital Advisors, Inc. CRD: 173811 | - | 0 | 3 | - | Unknown |
| Golden Eagle Securities, Inc. CRD: 19586 | NY | 5 | 2 | C | Active |
| Golden Eagle Strategies, LLC CRD: 169362 | - | 0 | 1 | - | Unknown |
| Golden EGG Capital Management, LLC CRD: 167573 | - | 0 | 0 | - | Unknown |
| Golden Financial Services CRD: 132256 | - | 0 | 1 | - | Unknown |
| Golden Financial Services, Inc. CRD: 24941 | - | 0 | 0 | A | INACTIVE |
| Golden Financial Services, LLC CRD: 153484 | - | 0 | 0 | - | Unknown |
| Golden Flow Management LLC CRD: 284146 | - | 0 | 0 | - | Unknown |
| Golden Foundation Advisors CRD: 339287 | - | 0 | 1 | - | Unknown |
| Golden Foundation Advisors LLC CRD: 173507 | - | 0 | 0 | - | Unknown |
| Golden Gate Advisors, Inc CRD: 133057 | - | 0 | 1 | - | Unknown |
| Golden Gate Asset Management GP CRD: 139187 | - | 0 | 0 | - | Unknown |
| Golden Gate Capital CRD: 157379 | - | 0 | 1 | - | Unknown |
| Golden Gate Financial Group, LLC CRD: 120600 | - | 0 | 0 | A | INACTIVE |
| Golden Gate Personal Financial Planning CRD: 132264 | - | 0 | 2 | - | Unknown |
| Golden Gate Securities LLC CRD: 28181 | - | 0 | 0 | A | INACTIVE |
| Golden Goat Capital LLC CRD: 283983 | - | 0 | 0 | - | Unknown |
| Golden Goose Wealth Planning CRD: 311595 | - | 0 | 1 | - | Unknown |
| Golden Guidance LLC CRD: 300702 | - | 0 | 1 | - | Unknown |
| Golden Harris Capital Group, Inc. CRD: 13889 | - | 5 | 0 | C | INACTIVE |