Broker-Dealer Firms

27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

Composite registration-status share across all firms

Status88%ActiveTerminatedSuspendedCancelled
Composite registration-status share across all firms

Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.

Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.

All States
Firm Name ↕ State Disclosures ↕ Advisors ↕ Grade Status
BIOGENERATION III SERVICES B.V.
CRD: 327422
0 0 A Unknown
BIOMARK CAPITAL
CRD: 170809
0 0 A Unknown
BIONIC CAPITAL
CRD: 150240
0 0 A Unknown
BIOPATTERN, LLC
CRD: 290708
0 0 A Unknown
BIOS RESEARCH
CRD: 163720
0 0 A Unknown
BIOSTAR CAPITAL
CRD: 163649
0 0 A Unknown
BIP CAPITAL
CRD: 292983
0 0 A Unknown
BIP WEALTH, LLC
CRD: 143208
0 0 A Unknown
BIRCH COVE GROUP, LTD.
CRD: 148926
0 0 A Unknown
BIRCH FINANCIAL GROUP
CRD: 332057
0 0 A Unknown
BIRCHBROOK
CRD: 105164
0 0 A Unknown
BIRCHWOOD SECURITIES CORP.
CRD: 17066
8 0 F INACTIVE
BIRD CAPITAL GROUP, INC.
CRD: 170585
0 0 A Unknown
BIRD DOG CAPITAL
CRD: 325611
0 0 A Unknown
BIRD WEALTH MANAGEMENT
CRD: 115084
0 0 A Unknown
BIRDROCK WEALTH
CRD: 138872
0 0 A Unknown
BIREMIS, CORP.
CRD: 127840
12 0 F INACTIVE
BIRKELBACH & CO.
CRD: 5896
FL 1 1 F Active
BIRKS FINANCIAL CORP.
CRD: 118623
0 0 A Unknown
BIRN FINANCIAL INC
CRD: 331592
0 0 A Unknown
BIRNAM OAK ADVISORS, LP
CRD: 328180
0 0 A Unknown
BIRR WILSON, INC.
CRD: 12997
0 0 A INACTIVE
BIRTCHER SECURITIES
CRD: 17550
0 0 A INACTIVE
BISHOP, ALLEN, INC.
CRD: 2060
0 0 A INACTIVE
BISHOP, JT
CRD: 336190
0 0 A Unknown
BISON PARTNERS, LLC
CRD: 46918
0 0 A INACTIVE
BISON WEALTH, LLC
CRD: 165931
0 0 A Unknown
BISON WEALTH, LLC
CRD: 299805
0 0 A Unknown
BISYS SHELF B/D (1), INC.
CRD: 26501
2 0 F INACTIVE
BITWISE VENTURES
CRD: 319323
0 0 A Unknown
BIVO FINANCIAL LLC
CRD: 331283
CA 0 1 A Active
BIXY WEALTH LLC
CRD: 334951
0 0 A Unknown
BIY FINANCIAL, LLC
CRD: 338871
0 0 A Unknown
BIYA GLOBAL LLC
CRD: 325027
0 0 A Unknown
BJ INVESTMENTS INC
CRD: 11760
0 0 A INACTIVE
BJI SECURITIES, INC.
CRD: 14401
0 0 A INACTIVE
BJM FINANCIAL INC
CRD: 322493
0 0 A Unknown
BJS ADVISORS
CRD: 298674
0 0 A Unknown
BJS MANAGEMENT, LLC
CRD: 162719
0 0 A Unknown
BK CHIN
CRD: 111548
0 0 A Unknown
BK SECURITIES, L..L.C.
CRD: 104172
0 0 A INACTIVE
BKCM FUNDS
CRD: 296496
0 0 A Unknown
BKCM, LLC
CRD: 305181
0 0 A Unknown
BKCOIN MANAGEMENT LLC
CRD: 299534
0 0 A Unknown
BKF ADVISORS, INC.
CRD: 165356
0 0 A Unknown
BKI ASSOCIATES
CRD: 32367
2 0 F INACTIVE
BKM WEALTH MANAGEMENT
CRD: 323928
0 0 A Unknown
BKN CAPITAL, S.A.
CRD: 292302
0 0 A Unknown
BKN OPTIONS, L.L.C.
CRD: 112385
0 0 A INACTIVE
BKS ADVISORS, LLC
CRD: 109065
0 0 A Unknown
Page 61 of 544 (27,152 total)