Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| BKS WEALTH LLC CRD: 329627 | — | 0 | 0 | A | Unknown |
| BKY FINANCIAL, INC. CRD: 304479 | — | 0 | 0 | A | Unknown |
| BLACK BARN FINANCIAL, LLC CRD: 170885 | — | 0 | 0 | A | Unknown |
| BLACK BAY PARTNERS, LLC CRD: 284945 | — | 0 | 0 | A | Unknown |
| BLACK BEAR CAPITAL ADVISORS, LLC CRD: 305382 | — | 0 | 0 | A | Unknown |
| BLACK BEAR VALUE PARTNERS, LP CRD: 319746 | — | 0 | 0 | A | Unknown |
| BLACK BISHOP FINANCIAL GROUP, LLC. CRD: 315462 | — | 0 | 0 | A | Unknown |
| BLACK BRIDGE ADVISORS, LLC CRD: 330047 | — | 0 | 0 | A | Unknown |
| BLACK BRIDGE PARTNERS CRD: 327557 | — | 0 | 0 | A | Unknown |
| BLACK BROOK FINANCIAL PLANNING CRD: 143111 | — | 0 | 0 | A | Unknown |
| BLACK BULL ADVISORS LLC CRD: 305153 | — | 0 | 0 | A | Unknown |
| BLACK CARD CIRCLE CRD: 290342 | — | 0 | 0 | A | Unknown |
| BLACK CAT WEALTH CRD: 313381 | — | 0 | 0 | A | Unknown |
| BLACK DOG WEALTH, LLC CRD: 334464 | — | 0 | 0 | A | Unknown |
| BLACK DRUTHERS CRD: 174858 | — | 0 | 0 | A | Unknown |
| BLACK IMPACT GROUP, LLC CRD: 313748 | — | 0 | 0 | A | Unknown |
| BLACK INK SECURITIES, INC. CRD: 23519 | — | 0 | 0 | A | INACTIVE |
| BLACK KING CAPITAL LLC CRD: 290103 | — | 0 | 0 | A | Unknown |
| BLACK LAKE CAPITAL CORP. CRD: 147399 | — | 0 | 0 | A | Unknown |
| BLACK OWL CAPITAL CRD: 330161 | — | 0 | 0 | A | Unknown |
| BLACK POINT PARTNERS, INC. CRD: 126192 | — | 0 | 0 | A | INACTIVE |
| BLACK SAND PARTNERS X MGMT LLC CRD: 314031 | — | 0 | 0 | A | Unknown |
| BLACK SEA INVESTMENT GROUP CRD: 327494 | — | 0 | 0 | A | Unknown |
| BLACK SUN, INC. CRD: 335651 | — | 0 | 0 | A | Unknown |
| BLACK SWAN CRD: 157757 | — | 0 | 0 | A | Unknown |
| BLACK SWIFT GROUP, LLC CRD: 286084 | — | 0 | 0 | A | Unknown |
| BLACK TORO LLC CRD: 315289 | — | 0 | 0 | A | Unknown |
| BLACK WALNUT WEALTH MANAGEMENT CRD: 337606 | — | 0 | 0 | A | Unknown |
| BLACKBIRD LLC CRD: 310242 | — | 0 | 0 | A | Unknown |
| BLACKBOX GROUP LLC CRD: 300956 | — | 0 | 0 | A | Unknown |
| BLACKCROWN CRD: 298140 | — | 0 | 0 | A | Unknown |
| BLACKFORD SECURITIES CORP. CRD: 20954 | — | 3 | 0 | F | INACTIVE |
| BLACKGLADE LLC CRD: 324757 | — | 0 | 0 | A | Unknown |
| BLACKHEATH CORPORATION CRD: 34705 | — | 0 | 0 | A | INACTIVE |
| BLACKMORE & CO. INC. CRD: 18049 | — | 0 | 0 | A | INACTIVE |
| BLACKPOYNT INC. CRD: 301223 | — | 0 | 0 | A | Unknown |
| BLACKROCK INVESTMENT MANAGEMENT, LLC CRD: 108928 | — | 0 | 0 | A | Unknown |
| BLACKSKY INVESTMENTS CRD: 171394 | — | 0 | 0 | A | Unknown |
| BLACKSTONE CREDIT BDC ADVISORS LLC CRD: 296294 | — | 0 | 0 | A | Unknown |
| BLACKSTONE REAL ESTATE ADVISORS EUROPE L.P. CRD: 135952 | — | 0 | 0 | A | Unknown |
| BLACKSUN CRD: 333455 | — | 0 | 0 | A | Unknown |
| BLACKWATCH BROKERAGE INC. CRD: 47954 | — | 0 | 0 | A | INACTIVE |
| BLACKWOOD HEALTHCARE BREAKTHROUGHS, LLC CRD: 330214 | — | 0 | 0 | A | Unknown |
| BLADE FINANCIAL CRD: 332078 | — | 0 | 0 | A | Unknown |
| BLAINE-UPDIKE, INC. CRD: 15681 | — | 0 | 0 | A | INACTIVE |
| BLAIR HOUSE, INC. CRD: 17077 | — | 0 | 0 | A | INACTIVE |
| BLAIR INVESTMENTS LLC CRD: 144539 | — | 0 | 0 | A | Unknown |
| BLAKE BARNETT INVESTMENTS INC. CRD: 40656 | — | 1 | 0 | F | INACTIVE |
| BLAKE STREET SECURITIES LLC CRD: 44905 | — | 1 | 0 | F | INACTIVE |
| BLAKELY WALTERS WEALTH MANAGEMENT CRD: 324410 | — | 0 | 0 | A | Unknown |