Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Alpha Venture Securities Company CRD: 20703 | - | 2 | 0 | B | INACTIVE |
| Alpha Wave Global, LP CRD: 160894 | - | 0 | 1 | - | Unknown |
| Alpha Wealth Advisor CRD: 331354 | - | 0 | 0 | - | Unknown |
| Alpha Wealth Funds, LLC CRD: 150231 | - | 0 | 11 | - | Unknown |
| Alpha Wealth Management and Planning LLC CRD: 163917 | - | 0 | 5 | - | Unknown |
| Alpha Wealth Management LLC CRD: 286202 | - | 0 | 0 | - | Unknown |
| Alpha Wealth Management, LLC CRD: 158608 | - | 0 | 1 | - | Unknown |
| Alpha Wealth Strategies, LLC CRD: 139757 | - | 0 | 1 | - | Unknown |
| Alpha Windward LLC CRD: 110050 | - | 0 | 0 | - | Unknown |
| Alpha Zero LLC CRD: 319050 | - | 0 | 4 | - | Unknown |
| Alpha+ Capital Management CRD: 110063 | - | 0 | 0 | - | Unknown |
| Alpha-LAB Asset Management Inc. CRD: 327388 | - | 0 | 0 | - | Unknown |
| Alpha-Line Investments, Inc. CRD: 18354 | - | 0 | 0 | A | INACTIVE |
| Alpha-Omega Capital Corp CRD: 37533 | - | 2 | 0 | B | INACTIVE |
| Alpha-Tech Investments, LLC CRD: 311490 | - | 0 | 1 | - | Unknown |
| Alpha4 Ventures CRD: 299382 | - | 0 | 1 | - | Unknown |
| Alphabit Investments, LLC CRD: 334827 | - | 0 | 2 | - | Unknown |
| Alphabond LLC CRD: 313922 | - | 0 | 0 | - | Unknown |
| Alphabond LLC CRD: 336339 | - | 0 | 1 | - | Unknown |
| Alphacat CRD: 165909 | - | 0 | 0 | - | Unknown |
| Alphacat Capital Inc. CRD: 281602 | - | 0 | 0 | - | Unknown |
| Alphacentric Advisors LLC CRD: 170679 | - | 0 | 1 | - | Unknown |
| Alphachain Capital, LLC CRD: 312285 | - | 0 | 0 | - | Unknown |
| Alphachi Limited CRD: 333182 | - | 0 | 0 | - | Unknown |
| Alphaclone, Inc. CRD: 152379 | - | 0 | 0 | - | Unknown |
| Alphacopia CRD: 315231 | - | 0 | 3 | - | Unknown |
| Alphacore Capital LLC CRD: 174346 | - | 0 | 56 | - | Unknown |
| Alphadyne Asset Management LP CRD: 154176 | - | 0 | 1 | - | Unknown |
| Alphaedge Investment Management, Inc. CRD: 323303 | - | 0 | 0 | - | Unknown |
| Alphafixe Capital Inc. CRD: 286613 | - | 0 | 0 | - | Unknown |
| Alphaflow Advisor, LLC CRD: 285210 | - | 0 | 0 | - | Unknown |
| Alphagen Capital Limited CRD: 137841 | - | 0 | 0 | - | Unknown |
| Alphaglider LLC CRD: 166218 | - | 0 | 1 | - | Unknown |
| Alphagora Ltd CRD: 310781 | - | 0 | 0 | - | Unknown |
| Alphagrep UK Limited CRD: 330905 | - | 0 | 0 | - | Unknown |
| Alphakeys Fund Advisor, L.L.C. CRD: 109213 | - | 0 | 0 | - | Unknown |
| Alphalab Management (BVI) Ltd CRD: 326521 | - | 0 | 0 | - | Unknown |
| Alphaledger Markets, Inc. CRD: 300262 | WA | 0 | 2 | A | Active |
| Alphamall LLC CRD: 289862 | - | 0 | 0 | - | Unknown |
| Alphamark Advisors, LLC CRD: 109366 | - | 0 | 0 | - | Unknown |
| Alphamax Distributors, L.L.C. CRD: 8258 | - | 1 | 0 | B | INACTIVE |
| Alphaminer Capital Partners LLP CRD: 306139 | - | 0 | 0 | - | Unknown |
| Alphamint CRD: 291113 | - | 0 | 0 | - | Unknown |
| Alphamint Financial CRD: 109703 | - | 0 | 2 | - | Unknown |
| Alphamont Funds CRD: 285495 | - | 0 | 0 | - | Unknown |
| Alphamundi Group AG CRD: 284121 | - | 0 | 0 | - | Unknown |
| Alphanext, LLC CRD: 297504 | - | 0 | 1 | - | Unknown |
| Alphanso CRD: 324030 | - | 0 | 1 | - | Unknown |
| Alphaparity, LLC CRD: 166768 | - | 0 | 0 | - | Unknown |
| Alphapoint, Inc. CRD: 130115 | - | 0 | 1 | - | Unknown |