Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| BLUE BARN WEALTH, LLC CRD: 283316 | — | 0 | 0 | A | Unknown |
| BLUE BEACH CAPITAL CRD: 328045 | — | 0 | 0 | A | Unknown |
| BLUE BEAR CAPITAL, LLC CRD: 285930 | — | 0 | 0 | A | Unknown |
| BLUE BEAR FINANCIAL, LLC CRD: 331226 | — | 0 | 0 | A | Unknown |
| BLUE BEAR INVESTMENT GROUP, LLC CRD: 308460 | — | 0 | 0 | A | Unknown |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC CRD: 134184 | — | 0 | 0 | A | Unknown |
| BLUE BELLE INVESTMENT CO., INC. CRD: 23282 | — | 0 | 0 | A | INACTIVE |
| BLUE BISON INVESTMENTS CRD: 147216 | — | 0 | 0 | A | Unknown |
| BLUE BLAZE FINANCIAL ADVISORS, LLC CRD: 171269 | — | 0 | 0 | A | Unknown |
| BLUE BOOK CRYPTO, LLC CRD: 316129 | — | 0 | 0 | A | Unknown |
| BLUE BOX DOCS, LLC CRD: 339120 | — | 0 | 0 | A | Unknown |
| BLUE CAPITAL CRD: 304083 | — | 0 | 0 | A | Unknown |
| BLUE CAPITAL GROUP LLC CRD: 46759 | — | 2 | 0 | F | INACTIVE |
| BLUE CAPITAL, LLC CRD: 133644 | — | 0 | 0 | A | INACTIVE |
| BLUE CASTLE WEALTH CRD: 320724 | — | 0 | 0 | A | Unknown |
| BLUE CHIP MACRO CRD: 286615 | — | 0 | 0 | A | Unknown |
| BLUE CHIP TRADING L.L.C. CRD: 46892 | — | 1 | 0 | F | INACTIVE |
| BLUE CLAY CAPITAL CRD: 166382 | — | 0 | 0 | A | Unknown |
| BLUE COIN CAPITAL LLC CRD: 334245 | — | 0 | 0 | A | Unknown |
| BLUE CURVE ADVISORY, LLC CRD: 333724 | — | 0 | 0 | A | Unknown |
| BLUE DIAMOND SECURITIES OF AMERICA LLC CRD: 158821 | NY | 0 | 1 | A | Active |
| BLUE ELM ADVISORS CRD: 318686 | — | 0 | 0 | A | Unknown |
| BLUE FINANCIAL CRD: 330324 | — | 0 | 0 | A | Unknown |
| BLUE FOX L.P. CRD: 104008 | — | 0 | 0 | A | INACTIVE |
| BLUE HALL CAPITAL CRD: 289137 | — | 0 | 0 | A | Unknown |
| BLUE HARBOUR GROUP, L.P. CRD: 154768 | — | 0 | 0 | A | Unknown |
| BLUE HERON CAPITAL CRD: 339475 | — | 0 | 0 | A | Unknown |
| BLUE KAYAK PARTNERS CRD: 148258 | — | 0 | 0 | A | Unknown |
| BLUE LIMA LLC CRD: 330738 | — | 0 | 0 | A | Unknown |
| BLUE NEXUS VENTURES CRD: 327868 | — | 0 | 0 | A | Unknown |
| BLUE OAK CAPITAL LLC CRD: 108592 | — | 0 | 0 | A | Unknown |
| BLUE OAK, LLC CRD: 213519 | — | 0 | 0 | A | Unknown |
| BLUE OCEAN ATS CRD: 306512 | FL | 0 | 1 | A | Active |
| BLUE OCEAN CAPITAL CRD: 107833 | — | 0 | 0 | A | Unknown |
| BLUE OCEAN CAPITAL, LLC CRD: 143314 | — | 0 | 0 | A | Unknown |
| BLUE OF 7 ADVISER LLC CRD: 325994 | — | 0 | 0 | A | Unknown |
| BLUE OPAL CAPITAL, LLC CRD: 315680 | — | 0 | 0 | A | Unknown |
| BLUE ORCA, LLC CRD: 311503 | — | 0 | 0 | A | Unknown |
| BLUE OWL SECURITIES CRD: 283250 | NY | 0 | 1 | A | Active |
| BLUE PINE PARTNERS, LLC CRD: 169353 | — | 0 | 0 | A | Unknown |
| BLUE POINT CAPITAL PARTNERS LLC CRD: 157031 | — | 0 | 0 | A | Unknown |
| BLUE PRAIRIE GROUP,LLC CRD: 131802 | — | 0 | 0 | A | Unknown |
| BLUE QUARTZ INVESTMENTS CRD: 326116 | WA | 0 | 1 | A | Active |
| BLUE RIBAND GROUP LLC CRD: 313135 | — | 0 | 0 | A | Unknown |
| BLUE SAGE SERVICES, L.P. CRD: 297282 | — | 0 | 0 | A | Unknown |
| BLUE SAND SECURITIES LLC CRD: 142976 | — | 0 | 0 | A | INACTIVE |
| BLUE SKY FINANCIAL CRD: 164086 | — | 0 | 0 | A | Unknown |
| BLUE WATER WEALTH CRD: 164432 | — | 0 | 0 | A | Unknown |
| BLUE YARD CAPITAL CRD: 282922 | — | 0 | 0 | A | Unknown |
| BLUE ZONE GLOBAL INVESTORS CRD: 311840 | — | 0 | 0 | A | Unknown |