Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| BLUE ZONE WEALTH ADVISORS, LLC CRD: 305943 | — | 0 | 0 | A | Unknown |
| BLUE3 INVESTMENTS LLC CRD: 334953 | — | 0 | 0 | A | Unknown |
| BLUEBID BROKERAGE, LLC CRD: 121267 | — | 1 | 0 | F | INACTIVE |
| BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP CRD: 289582 | — | 0 | 0 | A | Unknown |
| BLUEFIN CHICAGO L.L.C. CRD: 134744 | — | 0 | 0 | A | INACTIVE |
| BLUEFIN FINANCIAL CRD: 288375 | — | 0 | 0 | A | Unknown |
| BLUEFRONT EQUITY CRD: 334889 | — | 0 | 0 | A | Unknown |
| BLUEHEEL LLC CRD: 331771 | — | 0 | 0 | A | Unknown |
| BLUEIO MANAGEMENT, LLC CRD: 290649 | — | 0 | 0 | A | Unknown |
| BLUEPRINT FINANCIAL STRATEGIES CRD: 129452 | — | 0 | 0 | A | Unknown |
| BLUEPRINT LOCAL LLC CRD: 312944 | — | 0 | 0 | A | Unknown |
| BLUEROOM SECURITIES CORP. CRD: 44498 | — | 0 | 0 | A | INACTIVE |
| BLUESHIFT INVESTMENTS CRD: 299665 | — | 0 | 0 | A | Unknown |
| BLUESPRUCE CRD: 167311 | — | 0 | 0 | A | Unknown |
| BLUESTONE CAPITAL CORP. CRD: 13516 | — | 33 | 0 | F | INACTIVE |
| BLUEVINE ADVISORY LLC CRD: 326599 | — | 0 | 0 | A | Unknown |
| BLUMBERG B+V ADVISORS, LLC CRD: 162654 | — | 0 | 0 | A | Unknown |
| BLUMBERG CAPITAL, L.L.C. CRD: 163230 | — | 0 | 0 | A | Unknown |
| BLV SECURITIES CRD: 35205 | NJ | 1 | 1 | F | Active |
| BLX GROUP LLC CRD: 111923 | — | 0 | 0 | A | Unknown |
| BMA SECURITIES, LLC CRD: 108219 | — | 8 | 0 | F | INACTIVE |
| BMCM FINANCE CRD: 314711 | — | 0 | 0 | A | Unknown |
| BMF INVESTMENTS, INC. CRD: 141871 | — | 0 | 0 | A | Unknown |
| BMF INVESTMENTS, INC. CRD: 170007 | — | 0 | 0 | A | Unknown |
| BMI FINANCIAL GROUP CRD: 7926 | — | 0 | 0 | A | INACTIVE |
| BMIC SECURITIES, INC. CRD: 13809 | — | 0 | 0 | A | INACTIVE |
| BMJR MANAGEMENT CO., LLC CRD: 325158 | — | 0 | 0 | A | Unknown |
| BML SECURITIES LLC CRD: 167535 | MA | 0 | 1 | A | Active |
| BMMG CAPITAL CORP. CRD: 7304 | — | 0 | 0 | A | INACTIVE |
| BMMS WEALTH ADVISORY LLC CRD: 309479 | — | 0 | 0 | A | Unknown |
| BMO ASSET MANAGEMENT CORP. CRD: 106466 | — | 0 | 0 | A | Unknown |
| BMO CAPITAL MARKETS CORP. CRD: 16686 | NY | 47 | 1 | F | Active |
| BMO DIRECT INVEST INC. CRD: 317064 | — | 0 | 0 | A | Unknown |
| BMO FAMILY OFFICE, LLC CRD: 110264 | — | 0 | 0 | A | Unknown |
| BMO NESBITT BURNS SECURITIES LTD. CRD: 44057 | — | 1 | 1 | F | Active |
| BMO NESBITT BURNS SECURITIES LTD. CRD: 281337 | — | 0 | 0 | A | Unknown |
| BMO NESBITT BURNS TRADING CORP. S.A. CRD: 121291 | — | 3 | 0 | F | INACTIVE |
| BMORE FINANCIALLY FIT CRD: 327817 | — | 0 | 0 | A | Unknown |
| BMP CAPITAL L.L.C. CRD: 131850 | — | 0 | 0 | A | INACTIVE |
| BMR 2 LLC CRD: 34214 | — | 0 | 0 | A | INACTIVE |
| BMR GLOBAL WEALTH MANAGEMENT GROUP, INC. CRD: 149417 | — | 0 | 0 | A | Unknown |
| BMS CAPITAL ADVISORY, INC. CRD: 169092 | NY | 0 | 1 | A | Active |
| BMSS WESSON WEALTH SOLUTIONS CRD: 282792 | — | 0 | 0 | A | Unknown |
| BMW MONEYWORKS CRD: 150866 | — | 0 | 0 | A | Unknown |
| BN INVEST, LLC CRD: 287690 | — | 0 | 0 | A | Unknown |
| BN INVESTMENT, LLC CRD: 159313 | — | 0 | 0 | A | Unknown |
| BNA WEALTH, INC. CRD: 39326 | — | 1 | 0 | F | INACTIVE |
| BNB CAPITAL, INC. CRD: 43393 | — | 3 | 0 | F | INACTIVE |
| BNK ADVISORY GROUP, INC. CRD: 30209 | — | 0 | 0 | A | INACTIVE |
| BNP PARIBAS BROKERAGE SERVICES, INC. CRD: 31394 | — | 11 | 0 | F | INACTIVE |