Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Altamar Partners North America LLC CRD: 283144 | - | 0 | 1 | - | Unknown |
| Altamar Private Equity Sgiic SAU CRD: 317899 | - | 0 | 0 | - | Unknown |
| Altamarcam Partners CRD: 162643 | - | 0 | 0 | - | Unknown |
| Altamira Financial Group, LLC CRD: 316907 | - | 0 | 4 | - | Unknown |
| Altamont Advisors LLC CRD: 172417 | - | 0 | 1 | - | Unknown |
| Altamont Capital Partners CRD: 160498 | - | 0 | 1 | - | Unknown |
| Altamont Wealth Management, Inc. CRD: 136031 | - | 0 | 2 | - | Unknown |
| Altanes Investments, LLC CRD: 128386 | - | 0 | 2 | - | Unknown |
| Altar Rock CRD: 326868 | - | 0 | 3 | - | Unknown |
| Altar Ventures, LLC CRD: 339168 | - | 0 | 1 | - | Unknown |
| Altaris, LLC CRD: 143611 | - | 0 | 1 | - | Unknown |
| Altarius Asset Management CRD: 305722 | - | 0 | 0 | - | Unknown |
| Altaroc Partners SAS CRD: 164897 | - | 0 | 0 | - | Unknown |
| Altarock Partners LP CRD: 161005 | - | 0 | 1 | - | Unknown |
| Altas Corporation CRD: 310909 | - | 0 | 0 | - | Unknown |
| Altas MED GP Partnership CRD: 281582 | - | 0 | 0 | - | Unknown |
| Altavista Wealth Management, Inc. CRD: 122326 | - | 0 | 0 | - | Unknown |
| Altb Partners LP CRD: 174837 | - | 0 | 0 | - | Unknown |
| Altcap Management, LLC CRD: 321778 | - | 0 | 1 | - | Unknown |
| Altcoin Advisors LLC CRD: 292687 | - | 0 | 0 | - | Unknown |
| Altea Capital, LLC CRD: 127475 | - | 0 | 0 | A | INACTIVE |
| Altegris Advisors, LLC CRD: 154003 | - | 0 | 0 | - | Unknown |
| Altelan Capital LLC CRD: 337262 | - | 0 | 1 | - | Unknown |
| Altelan GP I LLC CRD: 337263 | - | 0 | 1 | - | Unknown |
| Alter Management LLC CRD: 316483 | - | 0 | 1 | - | Unknown |
| Alter Wealth Management LLC CRD: 159675 | - | 0 | 0 | - | Unknown |
| Altera Advisors, LLC CRD: 308222 | - | 0 | 0 | - | Unknown |
| Altera Private Access, LLC CRD: 287467 | - | 0 | 1 | - | Unknown |
| Altere Financial, LLC CRD: 332723 | - | 0 | 4 | - | Unknown |
| Alteri Wealth CRD: 331100 | - | 0 | 1 | - | Unknown |
| Alterity Financial Group, LLC CRD: 153534 | - | 0 | 0 | - | Unknown |
| Alterna Capital Corp. CRD: 130233 | - | 1 | 0 | B | INACTIVE |
| Alterna Capital Partners LLC CRD: 156954 | - | 0 | 1 | - | Unknown |
| Alterna Equity Partners Management LLC CRD: 313985 | - | 0 | 1 | - | Unknown |
| Alterna Securities, Inc. CRD: 41139 | TX | 4 | 3 | B | Active |
| Alterna Wealth Management, Inc. CRD: 146153 | - | 0 | 8 | - | Unknown |
| Alternativ Licensed Turnkey Solutions CRD: 323115 | - | 0 | 0 | - | Unknown |
| Alternative Access Capital, LLC CRD: 129469 | CA | 1 | 2 | B | Active |
| Alternative Access Funds, LLC CRD: 305210 | - | 0 | 1 | - | Unknown |
| Alternative Asset Management, LLC. CRD: 306370 | - | 0 | 0 | - | Unknown |
| Alternative Capital Advisers, LLC CRD: 168745 | - | 0 | 0 | - | Unknown |
| Alternative Capitalis, LLC CRD: 282775 | - | 0 | 1 | - | Unknown |
| Alternative Execution Group CRD: 167830 | NJ | 2 | 3 | B | Active |
| Alternative Finance LLC CRD: 331315 | - | 0 | 1 | - | Unknown |
| Alternative Financial Planning CRD: 317582 | - | 0 | 0 | - | Unknown |
| Alternative Financial Planning CRD: 329572 | - | 0 | 1 | - | Unknown |
| Alternative Fund Advisors, LLC CRD: 313109 | - | 0 | 1 | - | Unknown |
| Alternative Investment Advisors, LLC CRD: 336212 | - | 0 | 1 | - | Unknown |
| Alternative Investment Advisors, LLC CRD: 160108 | - | 0 | 8 | - | Unknown |
| Alternative Investment Fund Manager CRD: 322133 | - | 0 | 0 | - | Unknown |