Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| BNP PARIBAS PRIME BROKERAGE, INC. CRD: 24962 | — | 19 | 0 | F | INACTIVE |
| BNW CAPITAL CORP CRD: 23522 | — | 0 | 0 | A | INACTIVE |
| BNY ADVISORS CRD: 106108 | — | 0 | 0 | A | Unknown |
| BNY BROKERAGE, INC. CRD: 17481 | — | 0 | 0 | A | INACTIVE |
| BNY INVESTMENT CENTER INC. CRD: 47683 | — | 0 | 0 | A | INACTIVE |
| BNY SECURITIES, INC. CRD: 19712 | — | 0 | 0 | A | INACTIVE |
| BNY TRADING LLC CRD: 41410 | — | 1 | 0 | F | INACTIVE |
| BOA INVESTMENTS, INC CRD: 37160 | — | 0 | 0 | A | INACTIVE |
| BOARDMAN BAY CAPITAL MANAGEMENT LLC CRD: 164577 | — | 0 | 0 | A | Unknown |
| BOATMAN WEALTH MANAGEMENT, LLC CRD: 151150 | — | 0 | 0 | A | Unknown |
| BOB GORDON & CO., INC. CRD: 105731 | — | 0 | 0 | A | Unknown |
| BOB HOLBROOK HOLDINGS LLC CRD: 325798 | — | 0 | 0 | A | Unknown |
| BOB LEHMANN CORPORATION CRD: 42944 | — | 1 | 0 | F | INACTIVE |
| BOC INTERNATIONAL (USA) INC. CRD: 132919 | — | 0 | 0 | A | INACTIVE |
| BOE & COMPANY, INC. CRD: 23195 | — | 0 | 0 | A | INACTIVE |
| BOE SECURITIES INC. CRD: 43486 | — | 0 | 0 | A | INACTIVE |
| BOFA SECURITIES, INC. CRD: 283942 | NY | 71 | 1 | F | Active |
| BOG ANDERSON, LLC CRD: 46940 | — | 0 | 0 | A | INACTIVE |
| BOG ARNOLD, LLC CRD: 47913 | — | 0 | 0 | A | INACTIVE |
| BOG ERICKSON LLC CRD: 124499 | — | 0 | 0 | A | INACTIVE |
| BOG MILOVAC, LLC CRD: 112382 | — | 0 | 0 | A | INACTIVE |
| BOG PIEKARZ LLC CRD: 124223 | — | 0 | 0 | A | INACTIVE |
| BOG-CULLEN LLC CRD: 122444 | — | 0 | 0 | A | INACTIVE |
| BOG-LEE, LLC CRD: 130749 | — | 0 | 0 | A | INACTIVE |
| BOG-PENROD LLC CRD: 119698 | — | 0 | 0 | A | INACTIVE |
| BOGART ADVISORY GROUP LLC CRD: 340558 | — | 0 | 0 | A | Unknown |
| BOGART WEALTH, LLC CRD: 283886 | — | 0 | 0 | A | Unknown |
| BOGGS WALLACE WEALTH PARTNERS LLC CRD: 305698 | — | 0 | 0 | A | Unknown |
| BOILERTRADE LLC CRD: 116687 | — | 0 | 0 | A | INACTIVE |
| BOIS & COMPANY, LLC CRD: 140836 | — | 0 | 0 | A | Unknown |
| BOLAND, SAFFIN, GORDON & SAUTTER CRD: 7225 | — | 0 | 0 | A | INACTIVE |
| BOLDEN WEALTH MANAGEMENT CRD: 314076 | — | 0 | 0 | A | Unknown |
| BOLDER, ARTHUR CRD: 122247 | — | 0 | 0 | A | Unknown |
| BOLDHAVEN MANAGEMENT CRD: 304300 | — | 0 | 0 | A | Unknown |
| BOLGER & CO., INC. CRD: 11130 | — | 0 | 0 | A | INACTIVE |
| BOLSTON FINANCIAL CRD: 282581 | — | 0 | 0 | A | Unknown |
| BOLT CRD: 166803 | — | 0 | 0 | A | Unknown |
| BOLT-X LLC CRD: 140802 | IL | 3 | 1 | F | Active |
| BOLTON INVESTMENT CRD: 104684 | — | 0 | 0 | A | Unknown |
| BOLTROCK CRD: 326312 | — | 0 | 0 | A | Unknown |
| BOMAR SECURITIES, L.P. CRD: 24582 | — | 0 | 0 | A | INACTIVE |
| BON INVESTMENTS, LLC CRD: 128420 | — | 0 | 0 | A | Unknown |
| BON, ALDO JOHN CRD: 33416 | — | 0 | 0 | A | INACTIVE |
| BONA FIDE FINANCE CRD: 281078 | — | 0 | 0 | A | Unknown |
| BONA FIDE WEALTH CRD: 330982 | — | 0 | 0 | A | Unknown |
| BONANNI, FRANK CRD: 327111 | — | 0 | 0 | A | Unknown |
| BONAVENTURE, INC. CRD: 36152 | — | 0 | 0 | A | INACTIVE |
| BOND CRD: 304391 | — | 0 | 0 | A | Unknown |
| BOND & CO. CRD: 122331 | — | 0 | 0 | A | Unknown |
| BOND EXPRESS, INC. CRD: 104286 | — | 0 | 0 | A | INACTIVE |