Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Golden Wealth Management, Inc.
CRD: 157893
 - 0 0 - Unknown
Golden Wealth Strategies
CRD: 329932
 - 0 4 - Unknown
Golden WEB Capital
CRD: 322814
 - 0 0 - Unknown
Golden West Securities, Inc.
CRD: 21742
 - 0 0 A INACTIVE
Golden Years Financial Advisors, Inc.
CRD: 174275
 - 0 1 - Unknown
Golden Years Financial, LLC
CRD: 286458
 - 0 1 - Unknown
Golden, William F.
CRD: 34493
 - 0 0 A INACTIVE
Goldeneye Asset Management, LLC
CRD: 170983
 - 0 0 - Unknown
Goldenpeak Private Equity Partners LLP
CRD: 340168
 - 0 0 - Unknown
Goldenram Capital Management, LLC
CRD: 150868
 - 0 0 - Unknown
Goldenrod Capital Advisors, LLC
CRD: 298448
 - 0 0 - Unknown
Goldenrod Financial LLC
CRD: 122310
 - 0 0 - Unknown
Goldenset Capital Partners LLC
CRD: 171148
 - 0 0 - Unknown
Goldenstate Wealth Management
CRD: 341355
 - 0 1 - Unknown
Goldenstone Investments LP
CRD: 313062
 - 0 1 - Unknown
Goldenstone Wealth Management
CRD: 310041
 - 0 1 - Unknown
Goldentree Asset Management Credit Advisor LLC
CRD: 288841
 - 0 1 - Unknown
Goldentree Asset Management LP
CRD: 112753
 - 0 2 - Unknown
Goldentree Loan Management, LP
CRD: 282858
 - 0 0 - Unknown
Goldes Securities, Inc.
CRD: 115248
 - 0 0 A INACTIVE
Goldfarb Wealth Advisors
CRD: 170308
 - 0 2 - Unknown
Goldfinch Financial, Inc.
CRD: 172632
 - 0 1 - Unknown
Goldfinch Partners
CRD: 300919
 - 0 1 - Unknown
Goldin & Co.
CRD: 14902
 - 0 0 A INACTIVE
Goldin Capital LLC
CRD: 168554
 - 0 0 A INACTIVE
Goldiron GP LLC
CRD: 285239
 - 0 1 - Unknown
Goldis Financial Group, Inc.
CRD: 16444
 - 6 0 D INACTIVE
Goldk Investment Services, Inc
CRD: 15514
 - 0 0 A INACTIVE
Goldman Capital Management, Inc.
CRD: 16736
 - 1 0 B INACTIVE
Goldman Lancaster, Inc.
CRD: 136134
 - 0 1 - Unknown
Goldman Sachs & Co. LLC
CRD: 361
 NY 433 37 D Active
Goldman Sachs Advisors B.V.
CRD: 107183
 - 0 0 - Unknown
Goldman Sachs Asset Management (Hong Kong) Limited
CRD: 286066
 - 0 0 - Unknown
Goldman Sachs Asset Management (Singapore) PTE. Lt…
CRD: 286067
 - 0 0 - Unknown
Goldman Sachs Asset Management Australia PTY Ltd
CRD: 282984
 - 0 0 - Unknown
Goldman Sachs Australia Inc.
CRD: 10117
 - 1 0 B INACTIVE
Goldman Sachs Custody Solutions
CRD: 48015
 VA 8 8 B Active
Goldman Sachs Execution & Clearing, L.P.
CRD: 3466
 - 151 0 F INACTIVE
Goldman Sachs Global Advisory Products LLC
CRD: 160223
 - 0 0 - Unknown
Goldman Sachs Hedge Fund Strategies LLC
CRD: 107850
 - 0 0 - Unknown
Goldman Sachs Money Markets Inc.
CRD: 13821
 - 0 0 A INACTIVE
Goldman Sachs Money Markets, L.P.
CRD: 28613
 - 0 0 A INACTIVE
Goldman Sachs Online LLC
CRD: 47224
 - 0 0 A INACTIVE
Goldman Sachs Realty Management, LLC
CRD: 160919
 - 0 0 - Unknown
Goldman Sachs Wealth Services, L.P.
CRD: 106693
 - 0 1,154 - Unknown
Goldman Securities, Inc.
CRD: 14110
 - 0 0 A INACTIVE
Goldman Wealth Management
CRD: 290153
 - 0 1 - Unknown
Goldman, Lass Securities
CRD: 2029
 - 8 0 D INACTIVE
Goldmark Financial Planners, LLC
CRD: 154979
 - 0 1 - Unknown
Goldner Hawn
CRD: 299154
 - 0 1 - Unknown
Page 612 of 1601 (80,028 total)
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