Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Goldome Securities, Inc. CRD: 13117 | - | 0 | 0 | A | INACTIVE |
| Goldonline Global Ltd CRD: 338061 | - | 0 | 1 | - | Unknown |
| Goldpoint Partners LLC CRD: 116776 | - | 0 | 0 | - | Unknown |
| Goldsky Asset Management, LLC CRD: 284710 | - | 0 | 0 | - | Unknown |
| Goldsmith & Harris Incorporated CRD: 13997 | - | 2 | 0 | B | INACTIVE |
| Goldsmith Financial Advisors LLC CRD: 318901 | - | 0 | 0 | - | Unknown |
| Goldsmith Mellon Delosreyes, Inc. CRD: 126112 | - | 0 | 0 | - | Unknown |
| Goldsmith Trading, LLC CRD: 44320 | - | 0 | 0 | A | INACTIVE |
| Goldsmith, Agio, Helms Securities, Inc. CRD: 26100 | - | 0 | 0 | A | INACTIVE |
| Goldsmith, Coleman Barry CRD: 37190 | - | 0 | 0 | A | INACTIVE |
| Goldson Financial LLC CRD: 289552 | - | 0 | 0 | - | Unknown |
| Goldstandard Wealth CRD: 339199 | - | 0 | 0 | - | Unknown |
| Goldstein Advisors, LLC CRD: 149432 | - | 0 | 0 | - | Unknown |
| Goldstein Advisors, LLC CRD: 323125 | - | 0 | 1 | - | Unknown |
| Goldstein Capital Corp. CRD: 126146 | - | 0 | 1 | - | Unknown |
| Goldstein Franklin Inc CRD: 294118 | - | 0 | 0 | - | Unknown |
| Goldstein Munger + Associates CRD: 109620 | - | 0 | 0 | - | Unknown |
| Goldstein, Donald Irwin CRD: 33330 | - | 0 | 0 | A | INACTIVE |
| Goldstone Financial Group, LLC CRD: 222520 | - | 0 | 3 | - | Unknown |
| Goldstrand Planning Group CRD: 115906 | - | 0 | 1 | - | Unknown |
| Goldstrike Capital LLC CRD: 338926 | - | 0 | 1 | - | Unknown |
| Golenberg & Co. CRD: 14114 | - | 0 | 0 | A | INACTIVE |
| Golf Host Securities, Inc. CRD: 11163 | FL | 1 | 2 | B | Active |
| Golf Villa Brokers, Inc. CRD: 13908 | - | 0 | 0 | A | INACTIVE |
| Goliad Capital Corp. CRD: 34180 | - | 0 | 0 | A | INACTIVE |
| Gollihugh, Vernon W. CRD: 121980 | - | 0 | 0 | - | Unknown |
| Golz Trading L.L.C. CRD: 126464 | - | 0 | 0 | A | INACTIVE |
| Golzar Investment Group LLC CRD: 313194 | - | 0 | 1 | - | Unknown |
| Gomez Financial Planning CRD: 335503 | - | 0 | 2 | - | Unknown |
| Gomez, Paula Carol CRD: 135827 | - | 0 | 0 | - | Unknown |
| Gomining IM (BVI) Ltd. CRD: 337618 | - | 0 | 1 | - | Unknown |
| Gompert Financial CRD: 153780 | - | 0 | 1 | - | Unknown |
| Gondolin Capital, LP CRD: 338174 | - | 0 | 1 | - | Unknown |
| Gondor Advisors, LLC CRD: 299679 | - | 0 | 1 | - | Unknown |
| Gonio Ventures, LLC CRD: 322169 | - | 0 | 1 | - | Unknown |
| Gonnelli & Co., Inc. CRD: 112576 | - | 0 | 0 | A | INACTIVE |
| Gonow Securities, Inc. CRD: 104020 | - | 9 | 0 | D | INACTIVE |
| Gonski James Thomas DBA Valley Financial Services CRD: 116980 | - | 0 | 0 | - | Unknown |
| Gonzales & Sisto, LLP CRD: 131905 | - | 0 | 0 | - | Unknown |
| Gonzalez Asset Management, LLC. CRD: 283065 | - | 0 | 0 | - | Unknown |
| Gooch & Company LLC CRD: 290359 | - | 0 | 0 | - | Unknown |
| Good AI Capital, LLC CRD: 314465 | - | 0 | 1 | - | Unknown |
| Good and Faithful Wealth Management CRD: 159437 | - | 0 | 0 | - | Unknown |
| Good Balance FP LLC CRD: 324354 | - | 0 | 2 | - | Unknown |
| Good Better Best Financial Planning LLC CRD: 325406 | - | 0 | 1 | - | Unknown |
| Good Bull Capital Manager, LLC CRD: 331745 | - | 0 | 1 | - | Unknown |
| Good Capital CRD: 324262 | - | 0 | 1 | - | Unknown |
| Good Deal Development LLC CRD: 323874 | - | 0 | 1 | - | Unknown |
| Good Deed Capital LLC CRD: 300986 | - | 0 | 0 | - | Unknown |
| Good Energies General Partner Jersey Limited CRD: 285876 | - | 0 | 0 | - | Unknown |