Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Good Financial Advisors CRD: 143080 | - | 0 | 0 | - | Unknown |
| Good Friends, LLC. CRD: 306226 | - | 0 | 1 | - | Unknown |
| Good Growth Capital Management, LLC CRD: 307981 | - | 0 | 1 | - | Unknown |
| Good Harbor Advisors, Inc. CRD: 143492 | - | 0 | 1 | - | Unknown |
| Good Harbor Financial CRD: 127351 | - | 0 | 0 | - | Unknown |
| Good Harvest Financial Group, Inc. CRD: 131229 | - | 0 | 1 | - | Unknown |
| Good Hill Partners LP CRD: 150130 | - | 0 | 0 | - | Unknown |
| Good Life Advisors, LLC CRD: 171898 | - | 0 | 98 | - | Unknown |
| Good Life Private Wealth, LLC CRD: 165613 | - | 0 | 2 | - | Unknown |
| Good Life RIA CRD: 311226 | - | 0 | 0 | - | Unknown |
| Good Life Wealth Management LLC CRD: 171175 | - | 0 | 2 | - | Unknown |
| Good Luck NY Inc. CRD: 338208 | - | 0 | 1 | - | Unknown |
| Good News Financial & Investment Advisors, LLC CRD: 311935 | - | 0 | 1 | - | Unknown |
| Good Springs Capital CRD: 326803 | - | 0 | 1 | - | Unknown |
| Good Steward Capital Management , Inc. CRD: 281993 | - | 0 | 0 | - | Unknown |
| Good Wave Management Ltda. CRD: 329493 | - | 0 | 0 | - | Unknown |
| Goodbody Securities Inc CRD: 135790 | - | 0 | 0 | A | Active |
| Goode Investment Management, Inc. CRD: 108862 | - | 0 | 0 | - | Unknown |
| Goode Partners LLC CRD: 161816 | - | 0 | 1 | - | Unknown |
| Goodfill USA, LLC CRD: 317610 | - | 0 | 0 | A | INACTIVE |
| Goodfinch Management, LLC CRD: 309789 | - | 0 | 1 | - | Unknown |
| Goodgame Advisors LLC CRD: 333155 | NV | 0 | 2 | A | Active |
| Goodhart Partners (US) LLP CRD: 305417 | - | 0 | 0 | - | Unknown |
| Goodhart Partners LLP CRD: 281566 | - | 0 | 0 | - | Unknown |
| Goodhaven Capital Management CRD: 156032 | - | 0 | 1 | - | Unknown |
| Goodhill Securities, Inc. CRD: 18328 | - | 0 | 0 | A | INACTIVE |
| Goodlin Financial, Inc. CRD: 19489 | - | 0 | 0 | A | INACTIVE |
| Goodman Advisory Group, LLC CRD: 285637 | - | 0 | 1 | - | Unknown |
| Goodman Asset Management, Inc. CRD: 128643 | - | 0 | 2 | - | Unknown |
| Goodman Financial Corporation CRD: 114637 | - | 0 | 10 | - | Unknown |
| Goodman Securities, Inc. CRD: 13870 | - | 0 | 0 | A | INACTIVE |
| Goodman Segar Hogan Securities, Inc. CRD: 8416 | - | 0 | 0 | A | INACTIVE |
| Goodman, Kenneth L. CRD: 125078 | - | 0 | 0 | A | INACTIVE |
| Goodnow Investment Group LLC CRD: 136792 | - | 0 | 1 | - | Unknown |
| Goodpaper Ventures, LLC CRD: 317046 | - | 0 | 1 | - | Unknown |
| Goodpasture Gray CRD: 108916 | - | 0 | 0 | - | Unknown |
| Goodreid Investment Counsel Corp. CRD: 146982 | - | 0 | 0 | - | Unknown |
| Goodrich & Associates, LLC CRD: 116462 | - | 0 | 2 | - | Unknown |
| Goodrich Asset Management LLC CRD: 151582 | - | 0 | 2 | - | Unknown |
| Goodrich Financial Advisory LLC CRD: 323934 | - | 0 | 2 | - | Unknown |
| Goodrich Financial Group, LLC CRD: 139958 | - | 0 | 2 | - | Unknown |
| Goodrich Securities, Inc. CRD: 10123 | - | 1 | 0 | B | INACTIVE |
| Goodson Securities Incorporated CRD: 10258 | - | 0 | 0 | A | INACTIVE |
| Goodstead CRD: 308769 | - | 0 | 1 | - | Unknown |
| Goodstein Wealth Management LLC CRD: 282910 | - | 0 | 1 | - | Unknown |
| Goodstock Options, LLC CRD: 31535 | - | 3 | 0 | C | INACTIVE |
| Goodtab Capital Securities Inc. CRD: 34882 | - | 0 | 0 | A | INACTIVE |
| Goodvest LLC CRD: 286239 | - | 0 | 0 | - | Unknown |
| Goodwater Capital CRD: 172576 | - | 0 | 1 | - | Unknown |
| Goodwin Asset Management Inc. CRD: 128456 | - | 0 | 1 | - | Unknown |