Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Goodwin Capital Advisers, Inc. CRD: 108290 | - | 0 | 1 | - | Unknown |
| Goodwin Investment Advisory CRD: 131193 | - | 0 | 2 | - | Unknown |
| Goodwin Investment Corporation CRD: 13142 | - | 0 | 0 | A | INACTIVE |
| Goodwin Securities, Inc CRD: 27523 | - | 3 | 0 | C | INACTIVE |
| Goodwood Advisors CRD: 169174 | - | 0 | 0 | - | Unknown |
| Goodwood Capital Management CRD: 163595 | - | 0 | 0 | - | Unknown |
| Googins Advisors, Inc CRD: 13985 | - | 2 | 1 | B | INACTIVE |
| Goose Hollow Capital Management LLC CRD: 312912 | - | 0 | 1 | - | Unknown |
| Goose Valley Consulting, LLC CRD: 317449 | - | 0 | 1 | - | Unknown |
| GOP Capital CRD: 310371 | - | 0 | 0 | - | Unknown |
| Gordian Advisors, LLC CRD: 121362 | - | 0 | 1 | - | Unknown |
| Gordian Capital Japan Limited CRD: 309108 | - | 0 | 0 | - | Unknown |
| Gordian Capital Management, LLC CRD: 337799 | - | 0 | 1 | - | Unknown |
| Gordian Group, LLC CRD: 24034 | NY | 0 | 2 | A | Active |
| Gordian Investments, LLC CRD: 158611 | - | 0 | 0 | A | INACTIVE |
| Gordian Knot Inc. CRD: 118932 | - | 0 | 0 | A | INACTIVE |
| Gordian Securities, Inc. CRD: 14922 | - | 0 | 0 | A | INACTIVE |
| Gordian Wealth Advisors, LLC CRD: 281775 | - | 0 | 3 | - | Unknown |
| Gordon & Associates CRD: 136749 | - | 0 | 0 | - | Unknown |
| Gordon & Associates Financial Advisors, Inc. CRD: 123449 | - | 0 | 0 | - | Unknown |
| Gordon & Co. CRD: 11391 | - | 2 | 0 | B | INACTIVE |
| Gordon Asset Management LLC CRD: 137136 | - | 0 | 1 | - | Unknown |
| Gordon Asset Management, LLC CRD: 118471 | - | 0 | 0 | - | Unknown |
| Gordon Bolster Advisors, LLC CRD: 167875 | - | 0 | 0 | - | Unknown |
| Gordon Capital Inc. CRD: 6947 | - | 0 | 0 | A | INACTIVE |
| Gordon Carlson & Associates CRD: 149891 | - | 0 | 3 | - | Unknown |
| Gordon Dyal & Co., LLC CRD: 284175 | NY | 0 | 2 | A | Active |
| Gordon Equities, Inc. CRD: 15543 | - | 0 | 0 | A | INACTIVE |
| Gordon Financial CRD: 174196 | - | 0 | 1 | - | Unknown |
| Gordon Investment Management CRD: 285583 | - | 0 | 0 | - | Unknown |
| Gordon Long Capital, LLC CRD: 283798 | - | 0 | 0 | - | Unknown |
| Gordon OAK Financial, LLC CRD: 310697 | - | 0 | 1 | - | Unknown |
| Gordon Wealth Advisors, LLC CRD: 174671 | - | 0 | 0 | - | Unknown |
| Gordon, Haskett & Co. CRD: 7378 | - | 0 | 0 | A | INACTIVE |
| Gordon, Haskett Capital Corporation CRD: 7976 | NY | 3 | 2 | B | Active |
| Gordonmd Global Investments LP CRD: 316751 | - | 0 | 1 | - | Unknown |
| Gore Range Capital LLC CRD: 281521 | - | 0 | 1 | - | Unknown |
| Gore-Horvath, Inc. CRD: 6809 | - | 1 | 0 | B | INACTIVE |
| Gorelick Brothers Capital, LLC CRD: 160517 | - | 0 | 0 | - | Unknown |
| Gorges Capital Management LLC CRD: 342494 | - | 0 | 1 | - | Unknown |
| Gorham Convexity Strategies LP CRD: 296906 | - | 0 | 1 | - | Unknown |
| Gorham Wealth Management, LLC CRD: 159606 | - | 0 | 1 | - | Unknown |
| Gorian Investments CRD: 159969 | - | 0 | 2 | - | Unknown |
| Gorman (JR), William James CRD: 47119 | - | 0 | 0 | A | INACTIVE |
| Gorman Commodities, Inc. CRD: 18400 | - | 0 | 0 | A | INACTIVE |
| Gorman Financial Management CRD: 128727 | - | 0 | 2 | - | Unknown |
| Gorman III, James Edward CRD: 103732 | - | 0 | 0 | A | INACTIVE |
| Gorski Capital, LLC CRD: 338184 | - | 0 | 1 | - | Unknown |
| Goshawk Capital Corporation CRD: 38374 | - | 0 | 0 | A | INACTIVE |
| Goshen Capital LLC CRD: 323625 | - | 0 | 1 | - | Unknown |