Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Goshen Investments, L.L.C. CRD: 160061 | - | 0 | 0 | - | Unknown |
| Goshen Rock Capital, LLC CRD: 313546 | - | 0 | 0 | - | Unknown |
| Goshert Investment Advisory CRD: 114693 | - | 0 | 0 | - | Unknown |
| Gosho Financial Group CRD: 152268 | - | 0 | 1 | - | Unknown |
| Gossamer Consulting Group, LLC CRD: 270024 | - | 0 | 1 | - | Unknown |
| Gosselin Consulting Group LLC CRD: 161019 | - | 0 | 1 | - | Unknown |
| Gosting Capital Management CRD: 107061 | - | 0 | 0 | - | Unknown |
| Gotham Asset Management, LLC CRD: 149335 | - | 0 | 1 | - | Unknown |
| Gotham Block, LLC CRD: 290005 | - | 0 | 1 | - | Unknown |
| Gotham Capital, L.P. CRD: 16066 | - | 0 | 0 | A | INACTIVE |
| Gotham Green Partners, LLC CRD: 288771 | - | 0 | 1 | - | Unknown |
| Gotham Trading Group, L.L.C. CRD: 35208 | - | 0 | 0 | A | INACTIVE |
| Gotman-Matusovskaya, Julie Evgenievna CRD: 337578 | - | 0 | 1 | - | Unknown |
| Goto Capital Markets, Inc. CRD: 153842 | - | 0 | 0 | A | INACTIVE |
| Goto Financial CRD: 155948 | - | 0 | 2 | - | Unknown |
| Goto Financial Advisory LLC CRD: 328034 | - | 0 | 1 | - | Unknown |
| Gottbetter Capital Markets, LLC CRD: 20680 | - | 0 | 0 | A | INACTIVE |
| Gottex Brokers Alternative USA Inc. CRD: 159849 | - | 0 | 0 | A | INACTIVE |
| Gottex Fund Management Sarl CRD: 138245 | - | 0 | 0 | - | Unknown |
| Gottex Fund Management, Ltd. CRD: 139588 | - | 0 | 0 | - | Unknown |
| Gottfried-Rational Group, Inc. CRD: 165018 | - | 0 | 0 | - | Unknown |
| Gottfurcht Investment Securities Inc. CRD: 2043 | - | 0 | 0 | A | INACTIVE |
| Gottlieb & Company CRD: 10315 | - | 0 | 0 | A | INACTIVE |
| Gottlieb, Jeffrey a. CRD: 46151 | - | 0 | 0 | A | INACTIVE |
| Gottsacker Investment Co., Inc. CRD: 2044 | - | 0 | 0 | A | INACTIVE |
| Gouda Wealth Planning CRD: 332903 | - | 0 | 1 | - | Unknown |
| Goudy Park Management, LLC CRD: 170797 | - | 0 | 0 | - | Unknown |
| Goudy Park Management, LLC CRD: 325422 | - | 0 | 1 | - | Unknown |
| Gough Capital Management, LLC CRD: 297101 | - | 0 | 0 | - | Unknown |
| Goulard Financial Planning, LLC CRD: 299714 | - | 0 | 0 | - | Unknown |
| Gould Asset Management LLC CRD: 113098 | - | 0 | 5 | - | Unknown |
| Gould Capital, LLC CRD: 300609 | - | 0 | 1 | - | Unknown |
| Gould Financial Resources CRD: 136057 | - | 0 | 0 | - | Unknown |
| Gould Ruma Financial Advisors CRD: 119804 | - | 0 | 4 | - | Unknown |
| Gould Tactical Growth LLC CRD: 287904 | - | 0 | 2 | - | Unknown |
| Gould, Ambroson & Associates Ltd. CRD: 17412 | - | 0 | 0 | A | INACTIVE |
| Gouldin & Mccarthy, LLC CRD: 129397 | - | 0 | 0 | - | Unknown |
| Gourlie Financial Services CRD: 119380 | - | 0 | 0 | - | Unknown |
| Gouws Capital LLC CRD: 153812 | - | 0 | 1 | - | Unknown |
| Govatos Investment Consulting CRD: 107798 | - | 0 | 0 | - | Unknown |
| Gover Financial Planning, LLC CRD: 148510 | - | 0 | 0 | - | Unknown |
| Governing Dynamics CRD: 291270 | - | 0 | 0 | - | Unknown |
| Government Capital Securities Corporation CRD: 46850 | - | 0 | 0 | A | INACTIVE |
| Government Development Bank for Puerto Rico Capita… CRD: 37853 | - | 0 | 0 | A | INACTIVE |
| Government Perspectives, LLC CRD: 39276 | - | 0 | 0 | A | INACTIVE |
| Government Securities Dealers CRD: 18054 | - | 0 | 0 | A | INACTIVE |
| Governors Capital, Inc. CRD: 13677 | - | 0 | 0 | A | INACTIVE |
| Governors Lane LP CRD: 213511 | - | 0 | 1 | - | Unknown |
| Govtech Fund, LLC CRD: 170353 | - | 0 | 1 | - | Unknown |
| Gowell Securities Corporation CRD: 3501 | - | 4 | 0 | C | INACTIVE |