Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| GP Advisors (Bermuda) Ltd. CRD: 288439 | - | 0 | 0 | - | Unknown |
| GP Analytics CRD: 290085 | - | 0 | 0 | - | Unknown |
| GP Bullhound Inc. CRD: 147794 | CA | 0 | 3 | A | Active |
| GP Financial CRD: 323610 | - | 0 | 1 | - | Unknown |
| GP Investimentos Ltda. CRD: 163619 | - | 0 | 0 | - | Unknown |
| GP North America, LLC CRD: 173897 | - | 0 | 0 | - | Unknown |
| GP Nurmenkari Inc. CRD: 153480 | CT | 0 | 2 | A | Active |
| GP Securities, Inc. CRD: 13085 | - | 0 | 0 | A | INACTIVE |
| GP Wealth Management, LLC CRD: 163442 | - | 0 | 1 | - | Unknown |
| GPB Capital Holdings, LLC CRD: 169825 | - | 0 | 1 | - | Unknown |
| GPC Securities, Inc. CRD: 14007 | - | 1 | 0 | B | INACTIVE |
| GPI Capital, L.P. CRD: 283010 | - | 0 | 1 | - | Unknown |
| GPI Fund Management, LLC CRD: 312638 | - | 0 | 1 | - | Unknown |
| GPI Securities Corp. CRD: 14071 | - | 0 | 0 | A | INACTIVE |
| Gpih GP Limited CRD: 340222 | - | 0 | 0 | - | Unknown |
| GPM Growth Investors, Inc. CRD: 107645 | - | 0 | 1 | - | Unknown |
| GPN Securities Inc. CRD: 104269 | - | 0 | 0 | A | INACTIVE |
| GPP Securities, LLC CRD: 285223 | CT | 0 | 2 | A | Active |
| GPS Capital Management, LLC CRD: 136330 | - | 0 | 0 | - | Unknown |
| GPS Consulting Services CRD: 281483 | - | 0 | 0 | - | Unknown |
| GPS Financial Group, LLC CRD: 281534 | - | 0 | 2 | - | Unknown |
| GPS Financial, LLC CRD: 290227 | - | 0 | 1 | - | Unknown |
| GPS Investments CRD: 333381 | - | 0 | 3 | - | Unknown |
| GPS Wealth Strategies Group, LLC CRD: 285507 | - | 0 | 0 | - | Unknown |
| GPTC Capital, LLC CRD: 289842 | - | 0 | 0 | - | Unknown |
| GPU Capital Partners LLC CRD: 338679 | - | 0 | 1 | - | Unknown |
| Gpwa, LLC CRD: 170171 | TN | 0 | 7 | A | Active |
| GPWM Advisors LLC CRD: 305630 | - | 0 | 1 | - | Unknown |
| GPWM Fund Manager, LLC CRD: 311866 | - | 0 | 1 | - | Unknown |
| GPWM QOF Manager, LLC CRD: 311867 | - | 0 | 1 | - | Unknown |
| GPZ Trading, L.L.C. CRD: 44276 | - | 2 | 0 | B | INACTIVE |
| GQ Asset Management, LLC CRD: 281387 | - | 0 | 0 | - | Unknown |
| GQG Partners CRD: 283720 | - | 0 | 1 | - | Unknown |
| GQO Investment Advisors, Inc. CRD: 118002 | - | 0 | 2 | - | Unknown |
| GQR Securities LLC CRD: 300998 | CT | 0 | 2 | A | Active |
| GR Financial Group, LLC CRD: 172370 | - | 0 | 2 | - | Unknown |
| GRA Investment Advisor CRD: 168149 | - | 0 | 0 | - | Unknown |
| Grace & White, Inc CRD: 110761 | - | 0 | 1 | - | Unknown |
| Grace Advisors LLC CRD: 335861 | - | 0 | 0 | - | Unknown |
| Grace BAY Asset Management LLC CRD: 173001 | - | 0 | 1 | - | Unknown |
| Grace Brettkelly CRD: 141989 | - | 0 | 0 | - | Unknown |
| Grace Brothers Ltd. CRD: 17009 | - | 3 | 0 | C | INACTIVE |
| Grace Capital CRD: 139771 | - | 0 | 0 | - | Unknown |
| Grace Capital Management CRD: 161457 | - | 0 | 0 | - | Unknown |
| Grace Capital Management, LLC CRD: 169813 | - | 0 | 0 | - | Unknown |
| Grace Capital Management, LLC CRD: 150054 | - | 0 | 1 | - | Unknown |
| Grace Financial Advisors LLC CRD: 288701 | - | 0 | 1 | - | Unknown |
| Grace Financial Group LLC CRD: 104133 | - | 8 | 0 | D | INACTIVE |
| Grace Legacy Capital, LLC CRD: 170458 | - | 0 | 0 | - | Unknown |
| Grace Matthews Investments, LLC CRD: 103945 | - | 0 | 0 | A | INACTIVE |