Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Grace Securities, Inc. CRD: 15684 | - | 0 | 0 | A | INACTIVE |
| Grace Support Services LLC CRD: 152340 | - | 1 | 0 | B | INACTIVE |
| Grace Trading LLC CRD: 113969 | - | 0 | 0 | A | INACTIVE |
| Graceada Partners CRD: 337421 | - | 0 | 1 | - | Unknown |
| Gracian Capital LLC CRD: 165698 | - | 0 | 0 | - | Unknown |
| Gracian Capital LLC CRD: 328687 | - | 0 | 1 | - | Unknown |
| Gracor Investors, Inc. CRD: 139222 | - | 0 | 0 | - | Unknown |
| Grad Wealth Management PLLC CRD: 333499 | - | 0 | 1 | - | Unknown |
| Gradcents, LLC CRD: 288295 | - | 0 | 0 | - | Unknown |
| Gradient Advisors, LLC CRD: 152665 | - | 0 | 192 | - | Unknown |
| Gradient Ascent LLC CRD: 343065 | - | 0 | 1 | - | Unknown |
| Gradient Capital Advisors, LLC CRD: 168912 | - | 0 | 1 | - | Unknown |
| Gradient Capital Management LLC CRD: 336664 | - | 0 | 1 | - | Unknown |
| Gradient Financial Direct, LLC CRD: 293240 | - | 0 | 0 | - | Unknown |
| Gradient Investments, LLC CRD: 141726 | - | 0 | 16 | - | Unknown |
| Gradient Ridge Capital, L.P. CRD: 340497 | - | 0 | 1 | - | Unknown |
| Gradient Securities, LLC CRD: 127701 | MN | 1 | 76 | B | Active |
| Gradient Trading LLC CRD: 134888 | - | 0 | 0 | A | INACTIVE |
| Gradison & Company Incorporated CRD: 859 | - | 0 | 0 | A | INACTIVE |
| Gradow Capital Management, LLC CRD: 133071 | - | 0 | 2 | - | Unknown |
| Gradvisor CRD: 170028 | - | 0 | 0 | - | Unknown |
| Grady and Hatch & Company, Inc. CRD: 14262 | - | 19 | 0 | F | INACTIVE |
| Grady Financial Inc. CRD: 269949 | - | 0 | 0 | - | Unknown |
| Graebe Financial Services, LLC CRD: 118619 | - | 0 | 0 | - | Unknown |
| Graef Investments CRD: 292046 | - | 0 | 0 | - | Unknown |
| Graeter Wealth Advisors, LLC CRD: 170046 | - | 0 | 1 | - | Unknown |
| Graetz Wealth CRD: 317857 | - | 0 | 2 | - | Unknown |
| Graf Financial Advisors, LLC CRD: 124388 | - | 0 | 0 | - | Unknown |
| Graf Financial, L.L.C. CRD: 153441 | - | 0 | 2 | - | Unknown |
| Graff Financial LLC CRD: 154976 | - | 0 | 2 | - | Unknown |
| Grafine Capital Holdings LLC CRD: 309490 | - | 0 | 1 | - | Unknown |
| Grafine Capital Partners LLC CRD: 302046 | NY | 0 | 2 | A | Active |
| Grafton Asset Management Inc. CRD: 169569 | - | 0 | 0 | - | Unknown |
| Grafton Street Partners CRD: 319109 | - | 0 | 1 | - | Unknown |
| Gragg Financial CRD: 110592 | - | 0 | 1 | - | Unknown |
| Graham & Co. Advisory, Inc. CRD: 123539 | - | 0 | 2 | - | Unknown |
| Graham & Dodd Fund L.L.C. CRD: 148285 | - | 0 | 0 | - | Unknown |
| Graham & Walker LLC CRD: 312086 | - | 0 | 1 | - | Unknown |
| Graham Capital Management, L.P. CRD: 160925 | - | 0 | 1 | - | Unknown |
| Graham Financial CRD: 307088 | - | 0 | 1 | - | Unknown |
| Graham Investment Consultants CRD: 128669 | - | 0 | 0 | - | Unknown |
| Graham Investment Corporation CRD: 14088 | - | 0 | 0 | A | INACTIVE |
| Graham Investment Management, Inc. CRD: 141184 | - | 0 | 0 | - | Unknown |
| Graham Partners CRD: 158939 | - | 0 | 1 | - | Unknown |
| Graham Partners, LLC CRD: 157049 | - | 0 | 1 | - | Unknown |
| Graham Securities Corporation CRD: 13099 | - | 0 | 0 | A | INACTIVE |
| Graham Sports and Entertainment Partners CRD: 341773 | - | 0 | 1 | - | Unknown |
| Graham Wealth Advisors, LLC CRD: 282618 | - | 0 | 0 | - | Unknown |
| Graham Wealth Management LLC CRD: 321244 | - | 0 | 2 | - | Unknown |
| Graham, Bordelon, Golson & Gilbert, Inc. CRD: 104612 | - | 0 | 5 | - | Unknown |