Branch offices
0 offices
FINRA: Small firm
CRD #14262 · FINRA BrokerCheck + SEC IAPD
Grady and Hatch & Company, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Grady and Hatch & Company, Inc. ranks #324 of 20,055 by disclosure count (most disclosures first). Grady and Hatch & Company, Inc. carries 19 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 19
- disclosures
- #324 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 14262 Grady and Hatch & Company, Inc.
Grady and Hatch & Company, Inc. · Grade F · 19 disc · 19.00/office · Single-office firm
- CRD 14262
- GRADE F
- DISC 19
- REG 17
- ARB 2
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #324 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Acap Financial Inc. (19.00 disc/office)
Grady and Hatch & Company, Inc. ranks #324 of 20,055 by disclosure count among graded broker-dealers; heavy load at 19.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
19 events
On FINRA BrokerCheck
Regulatory events
17 actions
89% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 17 |
| Arbitrations | 2 |
| Civil Events | 0 |
| Total | 19 |
Counts for Grady and Hatch & Company, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 17 Arbitration 2 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 14262
Regulator-heavy mix
Grady and Hatch & Company, Inc. in the heavier-disclosure third
Grady and Hatch & Company, Inc. carries 19 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#324 of 20,055). Regulator-initiated events are 89% of the book (17 regulatory / 2 arbitration / 0 civil).
89% of Grady and Hatch & Company, Inc.'s 19 disclosures are regulator-initiated (17 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Grady and Hatch & Company, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Grady and Hatch & Company, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Grady and Hatch & Company, Inc. ranks #324 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Grady and Hatch & Company, Inc.?
A grade of F reflects Grady and Hatch & Company, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 19 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Grady and Hatch & Company, Inc. have?
Grady and Hatch & Company, Inc. has 19 total FINRA disclosures, including 17 regulatory events, 2 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Grady and Hatch & Company, Inc.?
Grady and Hatch & Company, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Grady and Hatch & Company, Inc.'s disciplinary record?
You can verify Grady and Hatch & Company, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 14262. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Grady and Hatch & Company, Inc.'s 19 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Grady and Hatch & Company, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Grady and Hatch & Company, Inc. carries 19 disclosures across 0 branch offices (about 19.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Acap Financial Inc. - 19.00 disclosures/office, nearest single-office firm peer to Grady and Hatch & Company, Inc.'s 19.00
- APS Financial Corporation - 19.00 disclosures/office, nearest single-office firm peer to Grady and Hatch & Company, Inc.'s 19.00
- Baird, Patrick & Co., Inc. - 19.00 disclosures/office, nearest single-office firm peer to Grady and Hatch & Company, Inc.'s 19.00
- Red Flags in Advisor Records - How to read Grady and Hatch & Company, Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 19 disclosures behind Grady and Hatch & Company, Inc.'s Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Grady and Hatch & Company, Inc..
- Compare firms - put Grady and Hatch & Company, Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.