Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Graham, Hamilton & Company, Inc. CRD: 23410 | - | 0 | 0 | A | INACTIVE |
| Graham, Robinson & Co. CRD: 24748 | - | 0 | 0 | A | INACTIVE |
| Graian Capital Management SA CRD: 317052 | - | 0 | 0 | - | Unknown |
| Graicap, Inc CRD: 37255 | - | 3 | 0 | C | INACTIVE |
| Grail Capital LLC CRD: 311504 | - | 0 | 2 | - | Unknown |
| Grail Investments, L.L.C. CRD: 163295 | - | 0 | 0 | - | Unknown |
| Grail Partners CRD: 163941 | - | 0 | 1 | - | Unknown |
| Grail Securities, LLC CRD: 136258 | - | 0 | 0 | A | INACTIVE |
| Grain Management, LLC CRD: 285045 | - | 0 | 1 | - | Unknown |
| Gramann Chad Robert CRD: 46851 | - | 0 | 0 | A | INACTIVE |
| Gramel Capital Management LLC CRD: 147114 | - | 0 | 1 | - | Unknown |
| Gramercy Capital Management CRD: 120324 | - | 0 | 0 | - | Unknown |
| Gramercy Consulting Group LLC CRD: 151048 | - | 0 | 0 | - | Unknown |
| Gramercy Equities, LLC CRD: 111985 | - | 0 | 0 | A | INACTIVE |
| Gramercy Financial Services LLC CRD: 104302 | - | 0 | 0 | A | INACTIVE |
| Gramercy Funds Management LLC CRD: 152209 | - | 0 | 1 | - | Unknown |
| Gramercy Irving RE Advisors, LP CRD: 292914 | - | 0 | 0 | - | Unknown |
| Gramercy Private Wealth LLC CRD: 313943 | - | 0 | 1 | - | Unknown |
| Gramercy Securities, Inc. CRD: 8177 | RI | 1 | 3 | B | Active |
| Gramercy Strategic Capital LLC CRD: 315875 | - | 0 | 2 | - | Unknown |
| Grammatical Capital, LLC CRD: 324428 | - | 0 | 2 | - | Unknown |
| Granace Capital LLC CRD: 326766 | - | 0 | 1 | - | Unknown |
| Granada Capital Management, LLC CRD: 133375 | - | 0 | 2 | - | Unknown |
| Granada Financial Services, Inc. CRD: 10209 | - | 0 | 0 | A | INACTIVE |
| Granada Wealth Management, LLC CRD: 285812 | - | 0 | 1 | - | Unknown |
| Granaway Securities, a Delaware Corporation CRD: 14599 | - | 0 | 0 | A | INACTIVE |
| Grand CRD: 174960 | - | 0 | 0 | - | Unknown |
| Grand Alliance Asset Management Ltd. CRD: 307801 | - | 0 | 0 | - | Unknown |
| Grand Arbor Advisors CRD: 149176 | - | 0 | 2 | - | Unknown |
| Grand Avenue Advisors LLC CRD: 311035 | - | 0 | 1 | - | Unknown |
| Grand Capital Advisors, LLC CRD: 300740 | - | 0 | 0 | - | Unknown |
| Grand Capital Corp. CRD: 39371 | - | 1 | 0 | B | INACTIVE |
| Grand Central Investment Group, LLC CRD: 172537 | - | 0 | 2 | - | Unknown |
| Grand Central Music CRD: 329208 | - | 0 | 1 | - | Unknown |
| Grand Coast Capital Group, LLC CRD: 168870 | - | 0 | 1 | - | Unknown |
| Grand Crossing Capital LLC CRD: 183512 | - | 0 | 1 | - | Unknown |
| Grand Distribution Services, LLC CRD: 127700 | - | 0 | 0 | A | INACTIVE |
| Grand Family Office LLC CRD: 342516 | - | 0 | 1 | - | Unknown |
| Grand Financial, Inc. CRD: 19571 | - | 1 | 0 | B | INACTIVE |
| Grand Jean Capital Management Inc. CRD: 111738 | - | 0 | 0 | - | Unknown |
| Grand Lake Insurance RIA Mark Nagy Sole Proprietor CRD: 299232 | - | 0 | 0 | - | Unknown |
| Grand Life Financial LLC CRD: 322132 | - | 0 | 1 | - | Unknown |
| Grand OAK Capital Management, LLC CRD: 298442 | - | 0 | 1 | - | Unknown |
| Grand Pacific Securities, Inc. CRD: 21554 | - | 0 | 0 | A | INACTIVE |
| Grand Ridge Capital, LLC CRD: 135702 | - | 0 | 2 | - | Unknown |
| Grand Securities Company CRD: 23945 | - | 0 | 0 | A | INACTIVE |
| Grand Slam Asset Management, LLC CRD: 161122 | - | 0 | 1 | - | Unknown |
| Grand Slam Trading, Inc. CRD: 44435 | - | 0 | 0 | A | INACTIVE |
| Grand Strategy Capital, LLC CRD: 154400 | - | 0 | 0 | - | Unknown |
| Grand Street Advisors, LLC CRD: 130584 | - | 0 | 1 | - | Unknown |