Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Grand Street Capital Management, L.L.C. CRD: 150293 | - | 0 | 1 | - | Unknown |
| Grand Street Investors CRD: 152660 | - | 0 | 2 | - | Unknown |
| Grand Trunk Capital Management, L.P. CRD: 150962 | - | 0 | 0 | - | Unknown |
| Grand Ventures GP, LLC CRD: 310754 | - | 0 | 0 | - | Unknown |
| Grand Ventures II GP, LLC CRD: 324949 | - | 0 | 0 | - | Unknown |
| Grand Ventures Management LLC CRD: 336696 | - | 0 | 1 | - | Unknown |
| Grand Wealth Management, LLC CRD: 132137 | - | 0 | 1 | - | Unknown |
| Grandbanks Capital Inc. CRD: 162876 | - | 0 | 0 | - | Unknown |
| Grandbanks Capital Management Company LLC CRD: 329716 | - | 0 | 1 | - | Unknown |
| Grande & Co., Inc. CRD: 2054 | - | 0 | 0 | A | INACTIVE |
| Granderson Wealth Management Group Inc CRD: 135745 | - | 0 | 2 | - | Unknown |
| Grandeur Peak Global Advisors CRD: 158270 | - | 0 | 2 | - | Unknown |
| Grandevr Insight, Inc. CRD: 304060 | - | 0 | 0 | - | Unknown |
| Grandfield & Dodd, LLC CRD: 110971 | - | 0 | 4 | - | Unknown |
| Grandfund Investment Group, LLC CRD: 143253 | NV | 1 | 2 | B | Active |
| Grandis Management, LLC CRD: 166430 | - | 0 | 0 | - | Unknown |
| Grandt, Lawrence E. CRD: 151492 | - | 0 | 0 | - | Unknown |
| Grandview Asset Management LLC CRD: 172357 | - | 0 | 1 | - | Unknown |
| Grandview Capital Management LLC CRD: 108160 | - | 0 | 0 | - | Unknown |
| Grandview Capital Markets, LLC CRD: 152902 | - | 0 | 0 | A | INACTIVE |
| Grandview Delight, LLC CRD: 284807 | - | 0 | 0 | - | Unknown |
| Grandview Investment Advisors, LLC CRD: 139202 | - | 0 | 0 | - | Unknown |
| Grandview Peak Advisors CRD: 304219 | - | 0 | 0 | - | Unknown |
| Grandview Property Partners, LLC CRD: 299814 | - | 0 | 2 | - | Unknown |
| Grandwood Securities LLC CRD: 127211 | - | 0 | 0 | A | INACTIVE |
| Graney& King, LLC CRD: 126461 | - | 0 | 1 | - | Unknown |
| Grange Capital, LLC CRD: 131699 | - | 0 | 2 | - | Unknown |
| Granger Management LLC CRD: 168096 | - | 0 | 1 | - | Unknown |
| Granite Advisors LLC CRD: 312998 | - | 0 | 4 | - | Unknown |
| Granite Advisory Services CRD: 121754 | - | 0 | 0 | - | Unknown |
| Granite Asia Capital PTE. Ltd. CRD: 330876 | - | 0 | 0 | - | Unknown |
| Granite Associates, Inc CRD: 46682 | - | 3 | 0 | C | INACTIVE |
| Granite BAY Advisors, L.P. CRD: 154706 | - | 0 | 0 | - | Unknown |
| Granite Bridge Partners LLC CRD: 296748 | - | 0 | 0 | - | Unknown |
| Granite Capital CRD: 15219 | - | 0 | 0 | A | INACTIVE |
| Granite Capital CRD: 141743 | - | 0 | 1 | - | Unknown |
| Granite Capital Advisors, LLC CRD: 153470 | - | 0 | 0 | - | Unknown |
| Granite Capital Management CRD: 44061 | - | 0 | 0 | A | INACTIVE |
| Granite Capital Management Corp. CRD: 24589 | - | 0 | 0 | A | INACTIVE |
| Granite Capital Wealth Management LLC CRD: 307670 | - | 0 | 3 | - | Unknown |
| Granite Chief CRD: 312771 | - | 0 | 1 | - | Unknown |
| Granite Creek Capital Partners CRD: 319140 | - | 0 | 1 | - | Unknown |
| Granite Financial Advisors, Inc. CRD: 284917 | - | 0 | 1 | - | Unknown |
| Granite Financial Group CRD: 168675 | - | 0 | 2 | - | Unknown |
| Granite Financial Partners CRD: 172241 | - | 0 | 0 | - | Unknown |
| Granite Financial Securities, Inc. CRD: 7805 | - | 0 | 0 | A | INACTIVE |
| Granite Group Advisors, LLC CRD: 127357 | - | 0 | 1 | - | Unknown |
| Granite Growth Health Partners CRD: 290899 | - | 0 | 0 | - | Unknown |
| Granite Harbor Advisors, Inc. CRD: 179523 | - | 0 | 3 | - | Unknown |
| Granite Harbor Capital, LLC CRD: 340034 | - | 0 | 1 | - | Unknown |