Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Granite Hill Capital Management, LLC CRD: 137219 | - | 0 | 2 | - | Unknown |
| Granite Hill Capital Partners CRD: 162963 | - | 0 | 1 | - | Unknown |
| Granite House Capital Management, LLC CRD: 175284 | - | 0 | 0 | - | Unknown |
| Granite Investment Advisors, LLC CRD: 149770 | - | 0 | 0 | - | Unknown |
| Granite Investment Partners, LLC CRD: 150632 | - | 0 | 1 | - | Unknown |
| Granite M.S.A. Ltd. CRD: 293125 | - | 0 | 0 | - | Unknown |
| Granite Partners CRD: 158378 | - | 0 | 1 | - | Unknown |
| Granite Peak Asset Management, LLC CRD: 171449 | - | 0 | 0 | - | Unknown |
| Granite Peak Capital Ltd. CRD: 170561 | - | 0 | 0 | - | Unknown |
| Granite Point Capital CRD: 138225 | - | 0 | 0 | - | Unknown |
| Granite Point Capital CRD: 333869 | - | 0 | 1 | - | Unknown |
| Granite Point Partners Investments, LLC CRD: 336706 | - | 0 | 1 | - | Unknown |
| Granite Research, LLC CRD: 323560 | - | 0 | 2 | - | Unknown |
| Granite Ridge Capital CRD: 339578 | - | 0 | 0 | - | Unknown |
| Granite Rose Wealth Alliance LLC CRD: 328115 | - | 0 | 1 | - | Unknown |
| Granite State Capital Management, LLC CRD: 172745 | - | 0 | 1 | - | Unknown |
| Granite State Retirement Planning, Inc. CRD: 141899 | - | 0 | 2 | - | Unknown |
| Granite State Wealth Management CRD: 123442 | - | 0 | 0 | - | Unknown |
| Granite Value Capital, LLC CRD: 150169 | - | 0 | 1 | - | Unknown |
| Granite Ventures LLC CRD: 160264 | - | 0 | 1 | - | Unknown |
| Granite Wealth Advisors CRD: 305179 | - | 0 | 1 | - | Unknown |
| Granite Wealth Management LLC CRD: 309868 | - | 0 | 2 | - | Unknown |
| Graniteshares Advisors LLC CRD: 287806 | - | 0 | 1 | - | Unknown |
| Grant & Co. CRD: 13930 | - | 0 | 0 | A | INACTIVE |
| Grant Asset Management, LLC CRD: 318892 | - | 0 | 1 | - | Unknown |
| Grant Avenue Capital LLC CRD: 313104 | - | 0 | 1 | - | Unknown |
| Grant Financial Group CRD: 121612 | - | 0 | 1 | - | Unknown |
| Grant Investment Management CRD: 109468 | - | 0 | 0 | - | Unknown |
| Grant Koehler & Levin Ltd. CRD: 125531 | - | 0 | 5 | - | Unknown |
| Grant Park Ventures RF, LLC CRD: 316537 | - | 0 | 1 | - | Unknown |
| Grant Private Wealth Management CRD: 292917 | - | 0 | 1 | - | Unknown |
| Grant Street Securities, Inc. CRD: 38765 | - | 0 | 0 | A | INACTIVE |
| Grant Tani Barash & Altman, LLC CRD: 131499 | - | 0 | 0 | - | Unknown |
| Grant Tani Barash & Altman, LLC CRD: 319128 | - | 0 | 1 | - | Unknown |
| Grant Thornton Corporate Finance, LLC CRD: 120129 | - | 0 | 0 | A | INACTIVE |
| Grant Thornton Financial Advisors LLC CRD: 168751 | - | 0 | 9 | - | Unknown |
| Grant Wealth Advisors LLC CRD: 339781 | - | 0 | 3 | - | Unknown |
| Grant Williams L.P. CRD: 45961 | PA | 2 | 2 | B | Active |
| Granta Capital Group LLC CRD: 114657 | - | 5 | 0 | C | INACTIVE |
| Grantd Wealth, Inc. CRD: 310908 | - | 0 | 3 | - | Unknown |
| Grantd Wealth, Inc. CRD: 340110 | - | 0 | 3 | - | Unknown |
| Grantham Mayo VAN Otterloo & Co LLC CRD: 106220 | - | 0 | 1 | - | Unknown |
| Grantham Poole Advisors, LLC CRD: 116956 | - | 0 | 1 | - | Unknown |
| Grants Capital, LLC CRD: 319498 | - | 0 | 1 | - | Unknown |
| Grantvest Financial Group LLC CRD: 310272 | - | 0 | 1 | - | Unknown |
| Granular Capital Limited CRD: 297467 | - | 0 | 0 | - | Unknown |
| Granum Securities, L.L.C. CRD: 42921 | - | 0 | 0 | A | INACTIVE |
| Granville CRD: 163191 | - | 0 | 0 | - | Unknown |
| Granville Capital, Inc. CRD: 126679 | - | 0 | 1 | - | Unknown |
| Granville Wealth Management, Inc. CRD: 300751 | - | 0 | 1 | - | Unknown |