Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Grape Modern Wealth Management CRD: 319261 | - | 0 | 1 | - | Unknown |
| Graph Ventures 5 Management CRD: 308147 | - | 0 | 1 | - | Unknown |
| Graph Ventures Management Company, L.L,C. CRD: 312149 | - | 0 | 1 | - | Unknown |
| Graphene Capital Management LP CRD: 330557 | - | 0 | 1 | - | Unknown |
| Graphene Ventures LLC CRD: 281412 | - | 0 | 1 | - | Unknown |
| Graphite Capital CRD: 160304 | - | 0 | 0 | - | Unknown |
| Graphite Capital General Partner Viii LLP CRD: 172126 | - | 0 | 0 | - | Unknown |
| Graphite Private Equity LLP CRD: 162960 | - | 0 | 0 | - | Unknown |
| Grass Capital LLC CRD: 307853 | - | 0 | 1 | - | Unknown |
| Grasshopper Escapement, LLC CRD: 162089 | - | 0 | 1 | - | Unknown |
| Grassland Capital, LLC CRD: 313631 | - | 0 | 2 | - | Unknown |
| Grasso, Louis CRD: 115219 | - | 0 | 0 | A | INACTIVE |
| Grassroot Capital Advisors, LLC CRD: 319560 | - | 0 | 1 | - | Unknown |
| Grassroot, LLC CRD: 333852 | - | 0 | 1 | - | Unknown |
| Grassroots Analytics Capital Raise LLC CRD: 313115 | - | 0 | 0 | A | INACTIVE |
| Grassroots Business Partners, Inc. CRD: 159134 | - | 0 | 0 | - | Unknown |
| Grassroots Capital Management Corp CRD: 166039 | - | 0 | 0 | - | Unknown |
| Gratia Capital, LLC CRD: 163876 | - | 0 | 1 | - | Unknown |
| Gratia Financial, LLC CRD: 165462 | - | 0 | 0 | - | Unknown |
| Graticule Asia Macro Advisors LLC CRD: 170787 | - | 0 | 0 | - | Unknown |
| Graticule Asset Management Asia (UK) Limited CRD: 291478 | - | 0 | 0 | - | Unknown |
| Graticule Asset Management Asia PTE. Ltd. CRD: 291477 | - | 0 | 0 | - | Unknown |
| Gratitude Management LLC CRD: 170252 | - | 0 | 1 | - | Unknown |
| Gratitude Railroad CRD: 325044 | - | 0 | 1 | - | Unknown |
| Gratitude Railroad Management, LLC CRD: 332014 | - | 0 | 1 | - | Unknown |
| Gratke Wealth, LLC CRD: 145983 | - | 0 | 1 | - | Unknown |
| Gratry & Company, LLC CRD: 104541 | - | 0 | 0 | - | Unknown |
| Grattan Financial Securities, Inc. CRD: 43484 | - | 1 | 0 | B | INACTIVE |
| Gratus Capital, LLC CRD: 173627 | - | 0 | 0 | - | Unknown |
| Gratus Wealth Advisors LLC CRD: 328641 | - | 0 | 1 | - | Unknown |
| Gratus Wealth Strategies LLC CRD: 330842 | - | 0 | 1 | - | Unknown |
| Graver Capital Management, LLC CRD: 135919 | - | 0 | 0 | - | Unknown |
| Graver Capital Management, LLC CRD: 312515 | - | 0 | 1 | - | Unknown |
| Graves Light Lenhart CRD: 298283 | - | 0 | 7 | - | Unknown |
| Graves, John E CRD: 156107 | - | 0 | 0 | - | Unknown |
| Gravimark LLC CRD: 329085 | - | 0 | 0 | - | Unknown |
| Gravitalix Financial CRD: 340206 | - | 0 | 1 | - | Unknown |
| Gravitas Wealth Advisors, LLC CRD: 167832 | - | 0 | 0 | - | Unknown |
| Gravitas Wealth Planning CRD: 325408 | - | 0 | 0 | - | Unknown |
| Gravitas Wealth Strategies CRD: 334567 | - | 0 | 0 | - | Unknown |
| Gravity Capital Management LLC CRD: 137083 | - | 0 | 1 | - | Unknown |
| Gravity Capital Partners, LLC CRD: 154006 | - | 0 | 1 | - | Unknown |
| Gravity Venture Partners, LLC CRD: 319127 | - | 0 | 0 | - | Unknown |
| Gray & Company CRD: 109349 | - | 0 | 0 | - | Unknown |
| Gray ARC Capital CRD: 281041 | - | 0 | 0 | - | Unknown |
| Gray Colt Financial Planning LLC CRD: 333202 | - | 0 | 1 | - | Unknown |
| Gray Cube Sports LLC CRD: 322302 | - | 0 | 1 | - | Unknown |
| Gray Financial Planning LLC CRD: 157583 | - | 0 | 1 | - | Unknown |
| Gray Ghost Ventures CRD: 163417 | - | 0 | 0 | - | Unknown |
| Gray Investment Management LLC CRD: 148610 | - | 0 | 1 | - | Unknown |