Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Gray Lake Advisors CRD: 332942 | - | 0 | 1 | - | Unknown |
| Gray Lion Capital CRD: 299448 | - | 0 | 0 | - | Unknown |
| Gray Lion Capital CRD: 338776 | - | 0 | 2 | - | Unknown |
| Gray OAK Capital Management, LLC CRD: 293681 | - | 0 | 1 | - | Unknown |
| Gray OAK Capital, LLC CRD: 290056 | CT | 0 | 2 | A | Active |
| Gray Pine Asset Management LP CRD: 324715 | - | 0 | 1 | - | Unknown |
| Gray Private Wealth, LLC CRD: 128547 | - | 0 | 2 | - | Unknown |
| Gray Rock Financial Planning and Consulting Inc. CRD: 304540 | - | 0 | 0 | - | Unknown |
| Gray Seifert Securities Inc. CRD: 23708 | - | 0 | 0 | A | INACTIVE |
| Gray Swan Asset Management Inc. CRD: 167406 | - | 0 | 0 | - | Unknown |
| Gray Wealth Strategies LLC CRD: 319415 | - | 0 | 1 | - | Unknown |
| Gray Whale Capital, LLC CRD: 143684 | - | 1 | 0 | B | INACTIVE |
| Gray's Creek Capital Advisors, LLC CRD: 170402 | - | 0 | 1 | - | Unknown |
| Gray, James a CRD: 44986 | - | 0 | 0 | A | INACTIVE |
| Gray, Knudsen & Co.,Inc. CRD: 14785 | - | 0 | 0 | A | INACTIVE |
| Graybeard BTC Management, LLC CRD: 327554 | - | 0 | 1 | - | Unknown |
| Graybill Investments CRD: 13655 | - | 2 | 0 | B | INACTIVE |
| Graybill Wealth Management, Ltd. CRD: 112046 | - | 0 | 2 | - | Unknown |
| Graybridge Capital CRD: 312127 | - | 0 | 1 | - | Unknown |
| Graychase Wealth Advisory LLC CRD: 340511 | - | 0 | 1 | - | Unknown |
| Graycliff Partners LP CRD: 157221 | - | 0 | 1 | - | Unknown |
| Graydon-Elliot Capital, LLC CRD: 119231 | - | 1 | 0 | B | INACTIVE |
| Grayeli Investment Management CRD: 115557 | - | 0 | 2 | - | Unknown |
| Grayhawk Capital, LLC CRD: 330681 | - | 0 | 1 | - | Unknown |
| Grayhawk Investment Strategies Inc. CRD: 282888 | - | 0 | 0 | - | Unknown |
| Grayhawk Wealth US Inc. CRD: 321602 | - | 0 | 0 | - | Unknown |
| Graylark Financial, LLC CRD: 325833 | - | 0 | 1 | - | Unknown |
| Graymont Securities, Inc. CRD: 18606 | - | 0 | 0 | A | INACTIVE |
| Graypoint LLC CRD: 135950 | - | 0 | 0 | - | Unknown |
| Grays Peak Capital LP CRD: 281408 | - | 0 | 0 | - | Unknown |
| Graysail Advisors, LLC CRD: 299216 | - | 0 | 0 | - | Unknown |
| Grayscale Advisors CRD: 314868 | - | 0 | 16 | - | Unknown |
| Grayscale Securities, LLC CRD: 305907 | CT | 0 | 5 | A | Active |
| Grayson Financial LLC CRD: 11764 | - | 7 | 0 | D | INACTIVE |
| Grayson, Burger & Co. CRD: 6047 | - | 2 | 0 | B | INACTIVE |
| Graystone Advisor, LLC CRD: 301920 | - | 0 | 1 | - | Unknown |
| Graystone Nash, Inc. CRD: 10635 | - | 0 | 0 | A | INACTIVE |
| Graystone Partners L.P. CRD: 34669 | - | 0 | 0 | A | INACTIVE |
| Graystreet Partners CRD: 334967 | - | 0 | 1 | - | Unknown |
| Grayton Beach Capital, LLC CRD: 317626 | - | 0 | 1 | - | Unknown |
| Grazioli Asset Management, LLC CRD: 288163 | - | 0 | 0 | - | Unknown |
| GRB Capital Management LLC CRD: 318917 | - | 0 | 2 | - | Unknown |
| GRB Financial LLC CRD: 130490 | TX | 0 | 2 | A | Active |
| GRDNT LLC CRD: 337857 | - | 0 | 1 | - | Unknown |
| Great American Capital, Inc. CRD: 7532 | - | 0 | 0 | A | INACTIVE |
| Great American Financial Network, Inc. CRD: 14108 | - | 0 | 0 | A | INACTIVE |
| Great American Investors, Inc. CRD: 28489 | KS | 4 | 6 | B | Active |
| Great American Securities CRD: 42361 | - | 0 | 0 | A | INACTIVE |
| Great American Securities Inc. CRD: 7504 | - | 0 | 0 | A | INACTIVE |
| Great BAY Securities, Inc. CRD: 29880 | - | 0 | 0 | A | INACTIVE |