CRD #305907 · FINRA BrokerCheck + SEC IAPD

Grayscale Securities, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Grayscale Securities, LLC ranks #11,004 of 20,055 by disclosure count (most disclosures first). Among firms registered in CT, it ranks #70 of 111 on the same disclosure sort used on the state browse page. Grayscale Securities, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 5 branch offices, earning a Grade A.

Grade A
Safety grade
5
branch offices
0
disclosures
#11,004 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 305907 Grayscale Securities, LLC

Grayscale Securities, LLC · Grade A · 0 disc · 0.00/office · Small firm

  • CRD 305907
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 5
  • PER-OFF 0.00
  • RANK #11,004 of 20,055
  • BOOK Small firm

Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)

1031 Securities Inc.0.0016 Points LLC0.001851 Securities, Inc0.00Grayscale Securitie… (this)0.00
Disclosures per office among small firm peers (lower is cleaner)

Grayscale Securities, LLC ranks #11,004 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

5 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 5 offices

Clean disclosure surface

Grayscale Securities, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 5 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Stamford, CT
CRD Number
305907

Clean BrokerCheck surface

Grayscale Securities, LLC's clean BrokerCheck surface

Grayscale Securities, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 5 branch offices (Grade A).

Grayscale Securities, LLC shows zero reportable disclosures across 5 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Grayscale Securities, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Connecticut cohort · 0.00× state average

Grayscale Securities, LLC sits below the Connecticut disclosure average

Grayscale Securities, LLC reports 0 BrokerCheck disclosures, 0.00× the Connecticut average of 3.5, lighter than most of the 111 graded firms filed there.

In Connecticut, 76 firms carry Grade A and 2 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Connecticut state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Grayscale Securities, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Grayscale Securities, LLC ranks #11,004 of 20,055 by disclosure count (most disclosures first). Among firms registered in CT, it ranks #70 of 111 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Grayscale Securities, LLC?
A grade of A means Grayscale Securities, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Grayscale Securities, LLC have?
Grayscale Securities, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Grayscale Securities, LLC?
Grayscale Securities, LLC operates 5 branch offices and is classified by FINRA as a small firm, registered in CT (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Grayscale Securities, LLC's disciplinary record?
You can verify Grayscale Securities, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 305907. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Grayscale Securities, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Grayscale Securities, LLC, both outside CT so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Grayscale Securities, LLC's 0.00
  • 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Grayscale Securities, LLC's 0.00
  • 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Grayscale Securities, LLC's 0.00
  • Firms in CT - state roster that includes Grayscale Securities, LLC's registration home.
  • How to Vet a Financial Advisor - Use Grayscale Securities, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like Grayscale Securities, LLC's does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Grayscale Securities, LLC.
  • Compare firms - put Grayscale Securities, LLC next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.