Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Green and Gold Financial Planning, LLC
CRD: 286518
 - 0 0 - Unknown
Green BAY Advisors, LLC
CRD: 170205
 - 0 1 - Unknown
Green BAY Generations Fund, LLC
CRD: 292620
 - 0 0 - Unknown
Green Belt Bank & Trust
CRD: 160583
 - 0 2 - Unknown
Green Belt Investment Services
CRD: 288403
 - 0 1 - Unknown
Green Beret Financial Planning
CRD: 339073
 - 0 1 - Unknown
Green Brook Securities, Inc.
CRD: 42797
 - 0 0 A INACTIVE
Green Capital Private Wealth
CRD: 323357
 - 0 1 - Unknown
Green Century Capital Management Inc
CRD: 112442
 - 0 1 - Unknown
Green Cities Investment Management, LLC
CRD: 166263
 - 0 1 - Unknown
Green Coast Capital, LLC
CRD: 317044
 - 0 0 - Unknown
Green Coat Capital Trading, LLC
CRD: 147254
 - 1 0 B INACTIVE
Green Court Capital Management Limited
CRD: 286091
 - 0 0 - Unknown
Green Drake Advisors LLC
CRD: 156156
 - 0 1 - Unknown
Green Eggs & FAM, LLC
CRD: 316767
 - 0 1 - Unknown
Green ERA Financial LLC
CRD: 324150
 - 0 1 - Unknown
Green Financial Management, LLC
CRD: 166135
 - 0 1 - Unknown
Green Financial Solutions
CRD: 277054
 - 0 0 - Unknown
Green Future Partners LLC
CRD: 307459
 - 0 0 - Unknown
Green Ginger Investment Advisors, LLC
CRD: 142325
 - 0 0 - Unknown
Green Giraffe Securities, LLC
CRD: 305147
 - 0 0 A INACTIVE
Green Harvest, Green Harvest Capital Management
CRD: 158630
 - 0 2 - Unknown
Green Hill Capital Advisory LLC
CRD: 329054
 - 0 1 - Unknown
Green Hill Capital Management
CRD: 168593
 - 0 0 - Unknown
Green Hill Financial Service Corporation
CRD: 4882
 - 0 0 A INACTIVE
Green Horizon Capital Management, LLC
CRD: 282802
 - 0 1 - Unknown
Green Horizon Partners Capital LLC
CRD: 335760
 - 0 0 - Unknown
Green Investment Group Management Limited
CRD: 304198
 - 0 0 - Unknown
Green Investment Management, Inc.
CRD: 109695
 - 0 2 - Unknown
Green Investment Strategies, Incorporated
CRD: 325315
 - 0 1 - Unknown
Green KEY Partners, LP
CRD: 319054
 - 0 1 - Unknown
Green Lane Capital Advisors, LLC
CRD: 283459
 - 0 0 - Unknown
Green Lane Partners, LLC
CRD: 166561
 - 0 0 - Unknown
Green Leaf Advisors
CRD: 337250
 - 0 1 - Unknown
Green Light Investment Advisors, LLC
CRD: 159188
 - 0 0 - Unknown
Green Line Investor Services (U.S.A.) Inc.
CRD: 37281
 - 0 0 A INACTIVE
Green LIT Investments, LLC
CRD: 298403
 - 0 0 - Unknown
Green Manning & Bunch, Ltd.
CRD: 35120
 - 1 0 B INACTIVE
Green Meadow
CRD: 310699
 - 0 0 - Unknown
Green Mountain Asset Management Corporation
CRD: 115583
 - 0 0 - Unknown
Green Mountain Capital Management, LLC
CRD: 289123
 - 0 0 - Unknown
Green Mountain Housing Equity Fund, Inc.
CRD: 162071
 - 0 0 - Unknown
Green Mountain Investment Research LLC
CRD: 339480
 - 0 1 - Unknown
Green Mountain Trading, LLC
CRD: 142825
 - 0 0 A INACTIVE
Green Musa Capital, LLC
CRD: 316465
 - 0 1 - Unknown
Green Ocean Global Advisors LLC
CRD: 321145
 - 0 2 - Unknown
Green OWL Capital Management, LLC
CRD: 166367
 - 0 0 - Unknown
Green Peaks Planning
CRD: 319207
 - 0 2 - Unknown
Green Pebble Financial
CRD: 323336
 - 0 0 - Unknown
Green Pier Fintech LLC
CRD: 313305
 MA 0 7 A Active
Page 626 of 1601 (80,028 total)
← Prev Next →