Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Green Ridge Capital LLC
CRD: 169398
- 0 0 - Unknown
Green Ridge Wealth Planning LLC
CRD: 304236
- 0 1 - Unknown
Green Rise Partners, LP
CRD: 334687
- 0 1 - Unknown
Green River Asset Management, LLC
CRD: 154606
- 0 0 - Unknown
Green River Real Asset Management, LLC
CRD: 331885
- 0 1 - Unknown
Green River Wealth Management LLC
CRD: 285900
- 0 0 - Unknown
Green Road Capital, LLC
CRD: 298538
- 0 0 - Unknown
Green Road Management LLC
CRD: 305774
- 0 0 - Unknown
Green Rock Advisors, LLC
CRD: 292782
- 0 2 - Unknown
Green Rock Energy Partners LLC
CRD: 338925
- 0 1 - Unknown
Green Room Partners LLC
CRD: 310857
- 0 1 - Unknown
Green SKY Wealth Management, LLC
CRD: 171055
- 0 0 - Unknown
Green Sprig Broker Dealer, LLC
CRD: 175322
- 0 0 A INACTIVE
Green Sprig Investments, LLC
CRD: 151533
- 0 0 - Unknown
Green Square Capital Advisors
CRD: 285467
- 0 0 - Unknown
Green Square Capital Louisville
CRD: 172945
- 0 0 - Unknown
Green Square Securities, LLC
CRD: 43244
- 0 0 A INACTIVE
Green Street
CRD: 172378
- 0 3 - Unknown
Green Street Financial Corp.
CRD: 19838
- 0 0 A INACTIVE
Green Street Impact Partners, LLC
CRD: 328346
- 0 1 - Unknown
Green Street Trading, LLC
CRD: 28937
- 1 0 B INACTIVE
Green Street Wealth Advisory, LLC
CRD: 290767
- 0 1 - Unknown
Green Thumb Financial Planning
CRD: 314752
- 0 0 - Unknown
Green Trail Investments, LLC
CRD: 282395
- 0 1 - Unknown
Green Trails Wealth LLC
CRD: 329988
- 0 1 - Unknown
Green Tree Investment Management LLC
CRD: 160306
- 0 0 - Unknown
Green Tree LLC
CRD: 333176
- 0 1 - Unknown
Green Tree Planning
CRD: 122168
- 0 0 - Unknown
Green Tree Wealth, Inc
CRD: 331662
- 0 1 - Unknown
Green Tuatara Asset Management, LLC
CRD: 291977
- 0 1 - Unknown
Green Turtle Capital Management, LLC
CRD: 160431
- 0 2 - Unknown
Green View Advisors LLC
CRD: 148082
- 0 1 - Unknown
Green Visor Capital
CRD: 282434
- 0 1 - Unknown
Green Visor Capital I GP, LLC
CRD: 171706
- 0 0 - Unknown
Green Vista Asset Management LLC
CRD: 296855
- 0 3 - Unknown
Green Vista Capital, LLC
CRD: 293630
FL 0 2 A Active
Green Zone Capital Management LLC
CRD: 342929
- 0 1 - Unknown
Green, David Allen
CRD: 39883
- 0 0 A INACTIVE
Greenan Capital Management LLC
CRD: 153599
- 0 0 - Unknown
Greenbeat Financial LLC
CRD: 313392
- 0 0 - Unknown
Greenbelt Capital Partners
CRD: 322516
- 0 1 - Unknown
Greenbelt Investments, Inc.
CRD: 15027
- 0 0 A INACTIVE
Greenbelt JL GP, LLC
CRD: 283702
- 0 1 - Unknown
Greenberg Enterprises, LLC
CRD: 335216
- 0 1 - Unknown
Greenberg Financial Group
CRD: 226707
- 0 1 - Unknown
Greenberg Financial Group
CRD: 38747
- 3 1 C INACTIVE
Greenberg Graham Advisors LLC
CRD: 128726
- 0 0 - Unknown
Greenbird Advisors, LLC
CRD: 310382
- 0 0 - Unknown
Greenbird Capital LLC
CRD: 306692
FL 1 2 B Active
Greenbook Financial
CRD: 341212
- 0 1 - Unknown
Page 627 of 1601 (80,028 total)