Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Greenbook Securities, Inc.
CRD: 121447
- 0 0 A INACTIVE
Greenbriar & Associates LLC
CRD: 327685
- 0 1 - Unknown
Greenbriar Asset Management LP
CRD: 171601
- 0 0 - Unknown
Greenbriar Equity Group
CRD: 157475
- 0 1 - Unknown
Greenbridge Partners LLC
CRD: 48025
- 0 0 A INACTIVE
Greenbridge Partners LLC
CRD: 304445
- 0 1 - Unknown
Greenbrier Diversified, Inc.
CRD: 18203
CA 0 2 A Active
Greenbrier Financial
CRD: 341645
- 0 1 - Unknown
Greenbrier Financial LLC
CRD: 301012
- 0 0 - Unknown
Greenbrook Holdings, LLC
CRD: 310215
- 0 0 - Unknown
Greenbrook Management, LLC
CRD: 313632
- 0 1 - Unknown
Greenbush Financial Group, LLC
CRD: 125500
- 0 1 - Unknown
Greencoast Capital Partners LLC
CRD: 150776
- 0 0 A INACTIVE
Greene Capital, LLC
CRD: 126426
- 0 0 - Unknown
Greene Directions LLC
CRD: 340643
- 0 1 - Unknown
Greene Holcomb & Fisher LLC
CRD: 39961
- 0 0 A INACTIVE
Greene Wealth Management LLC
CRD: 338977
- 0 1 - Unknown
Greene Wealth Management, LLC
CRD: 137810
- 0 1 - Unknown
Greene, Jordan K.
CRD: 47199
- 0 0 A INACTIVE
Greenefi Wealth Strategies Ltd.
CRD: 297604
- 0 0 - Unknown
Greener Capital
CRD: 162537
- 0 0 - Unknown
Greener Capital Management LLC
CRD: 269891
- 0 1 - Unknown
Greener Pastures LLC
CRD: 160457
- 0 0 - Unknown
Greenerbucks
CRD: 324622
- 0 1 - Unknown
Greenfield Cities III LLC
CRD: 328032
- 0 1 - Unknown
Greenfield Cities LLC
CRD: 309322
- 0 0 - Unknown
Greenfield Financial Services, LLC
CRD: 166095
- 0 2 - Unknown
Greenfield Partners
CRD: 10637
- 0 0 A INACTIVE
Greenfield Partners, LLC
CRD: 155968
- 0 0 - Unknown
Greenfield Seitz Capital Management, LLC
CRD: 150434
- 0 1 - Unknown
Greenfield/Campbell, Inc.
CRD: 7401
- 0 0 A INACTIVE
Greenhaven Associates Inc
CRD: 104729
- 0 1 - Unknown
Greenhaven Road Investment Management, LP
CRD: 288555
- 0 1 - Unknown
Greenhill & Co., LLC
CRD: 40290
NY 1 6 B Active
Greenhill Capital Partners, LLC
CRD: 131280
- 0 0 - Unknown
Greenhill Cogent, LP
CRD: 123917
- 0 0 A INACTIVE
Greenhill Financial Partners
CRD: 329924
- 0 2 - Unknown
Greenhouse Capital Limited
CRD: 320669
- 0 1 - Unknown
Greenhouse Funds LLLP
CRD: 169840
- 0 1 - Unknown
Greenhouse Money
CRD: 296999
- 0 0 - Unknown
Greenlake Asset Management LLC
CRD: 221528
- 0 1 - Unknown
Greenland Capital Management LP
CRD: 317701
- 0 1 - Unknown
Greenlaw International GP LLC
CRD: 166719
- 0 0 - Unknown
Greenlea Lane Capital Management LLC
CRD: 162012
- 0 1 - Unknown
Greenleaf Advisors
CRD: 172332
- 0 0 - Unknown
Greenleaf Financial Group
CRD: 137933
- 0 2 - Unknown
Greenleaf Financial Network, LLC
CRD: 284165
- 0 12 - Unknown
Greenleaf Financial Planning
CRD: 226784
- 0 0 - Unknown
Greenley Securities Company, Inc.
CRD: 28712
- 0 0 A INACTIVE
Greenleys Capital Markets LLP
CRD: 168558
- 0 0 A INACTIVE
Page 628 of 1601 (80,028 total)