Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Greenlife Advisors, LLC CRD: 296885 | - | 0 | 2 | - | Unknown |
| Greenlight Capital, Inc CRD: 157083 | - | 0 | 0 | - | Unknown |
| Greenlight Investment Advisors CRD: 308546 | - | 0 | 1 | - | Unknown |
| Greenlight Masters, LLC CRD: 157082 | - | 0 | 1 | - | Unknown |
| Greenlight Retirement Plan Consultants LLC CRD: 299668 | - | 0 | 0 | - | Unknown |
| Greenline Community Ventures, LLC CRD: 300146 | - | 0 | 1 | - | Unknown |
| Greenline Partners CRD: 164192 | - | 0 | 1 | - | Unknown |
| Greenline Trading LLC CRD: 286578 | - | 0 | 0 | - | Unknown |
| Greenline Wealth Management CRD: 298397 | - | 0 | 3 | - | Unknown |
| Greenmont Capital Management, Inc. CRD: 162026 | - | 0 | 0 | - | Unknown |
| Greenmont Financial, LLC CRD: 162030 | - | 0 | 0 | - | Unknown |
| Greenmoor Trading, LLC CRD: 141164 | - | 0 | 0 | A | INACTIVE |
| Greenoaks CRD: 165941 | - | 0 | 1 | - | Unknown |
| Greenpeak Management GMBH CRD: 331861 | - | 0 | 0 | - | Unknown |
| Greenpoint Asset Management V LLC CRD: 170526 | - | 0 | 1 | - | Unknown |
| Greenpoint Partners CRD: 310532 | - | 0 | 1 | - | Unknown |
| Greenpoint Securities LLC CRD: 127042 | - | 0 | 0 | A | INACTIVE |
| Greenport Capital Advisors CRD: 205511 | - | 0 | 1 | - | Unknown |
| Greenport Financial Advisers Inc. CRD: 105328 | - | 0 | 2 | - | Unknown |
| Greenportfolio Inc. CRD: 330597 | - | 0 | 1 | - | Unknown |
| Greenridge Capital Advisors LLC CRD: 126531 | - | 0 | 0 | - | Unknown |
| Greenridge Growth Partners CRD: 171612 | - | 0 | 1 | - | Unknown |
| Greenrock Advisory LLC CRD: 157645 | - | 0 | 2 | - | Unknown |
| Greenrock Asset Management LLC CRD: 310089 | - | 0 | 3 | - | Unknown |
| Greenrock Research, Inc. CRD: 131825 | - | 0 | 3 | - | Unknown |
| Greenrock Wealth Management, LLC CRD: 275030 | - | 0 | 1 | - | Unknown |
| Greenrose Wealth Management, LLC CRD: 299609 | - | 0 | 0 | - | Unknown |
| Greenshields & Co., Inc. CRD: 2075 | - | 0 | 0 | A | INACTIVE |
| Greenshields Capital LLC CRD: 284814 | - | 0 | 1 | - | Unknown |
| Greenside Capital Management LLC CRD: 326522 | - | 0 | 0 | - | Unknown |
| Greenside Financial, Ltd CRD: 287605 | - | 0 | 1 | - | Unknown |
| Greensledge Advisors LLC CRD: 168990 | - | 0 | 0 | - | Unknown |
| Greensledge Advisors LLC CRD: 305341 | - | 0 | 1 | - | Unknown |
| Greensledge Capital Markets LLC CRD: 151026 | NY | 0 | 2 | A | Active |
| Greenspring Advisors, LLC CRD: 132669 | - | 0 | 19 | - | Unknown |
| Greenspring Associates, LLC CRD: 147536 | - | 0 | 0 | - | Unknown |
| Greenstar Advisors CRD: 289373 | - | 0 | 1 | - | Unknown |
| Greenstein, Lawrence CRD: 317290 | - | 0 | 0 | - | Unknown |
| Greenstone Belt Wealth Advisors, LLC CRD: 335862 | - | 0 | 1 | - | Unknown |
| Greenstone Capital LLP CRD: 283179 | - | 0 | 0 | - | Unknown |
| Greenstone Partners, LLC CRD: 136566 | - | 0 | 1 | - | Unknown |
| Greenstone Securities, Inc. CRD: 24189 | - | 0 | 0 | A | INACTIVE |
| Greenstone Wealth Management CRD: 305311 | - | 0 | 1 | - | Unknown |
| Greensummit Investments, LLC CRD: 288318 | - | 0 | 0 | - | Unknown |
| Greensview Wealth CRD: 338176 | - | 0 | 1 | - | Unknown |
| Greensview Wealth Management CRD: 297321 | - | 0 | 1 | - | Unknown |
| Greentiger Securities LLC CRD: 306011 | - | 0 | 0 | A | INACTIVE |
| Greentrail Capital CRD: 317835 | - | 0 | 0 | - | Unknown |
| Greentrail Management LLC CRD: 315668 | - | 0 | 0 | - | Unknown |
| Greentree Brokerage Services, Inc. CRD: 45316 | - | 2 | 0 | B | INACTIVE |