Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Greentree Financial Advisors, Inc CRD: 127088 | - | 0 | 0 | - | Unknown |
| Greentree Investment Services, Inc. CRD: 28693 | - | 4 | 0 | C | INACTIVE |
| Greentree Securities Corp. CRD: 7372 | - | 0 | 0 | A | INACTIVE |
| Greenvale Capital LLP CRD: 281654 | - | 0 | 0 | - | Unknown |
| Greenvale Capital LP CRD: 312264 | - | 0 | 1 | - | Unknown |
| Greenview Capital Group, LLC CRD: 281569 | - | 0 | 1 | - | Unknown |
| Greenview Menst, LLC CRD: 283445 | - | 0 | 0 | - | Unknown |
| Greenville Capital CRD: 309954 | - | 0 | 1 | - | Unknown |
| Greenville Securities, LLC CRD: 170422 | - | 0 | 0 | A | INACTIVE |
| Greenville Wealth Expansion LLC CRD: 301628 | - | 0 | 0 | - | Unknown |
| Greenwald, Jesse Albert CRD: 32869 | - | 1 | 0 | B | INACTIVE |
| Greenway Capital Management, LLC CRD: 286258 | - | 0 | 0 | - | Unknown |
| Greenway Family Office, LLC CRD: 153070 | - | 0 | 0 | - | Unknown |
| Greenway Financial Advisors LLC CRD: 168353 | - | 0 | 3 | - | Unknown |
| Greenway Financial Planning, LLC CRD: 299070 | - | 0 | 1 | - | Unknown |
| Greenway Financial, LLC CRD: 288864 | - | 0 | 1 | - | Unknown |
| Greenway Trading L.L.C. CRD: 123883 | - | 0 | 0 | A | INACTIVE |
| Greenway Wealth Advisors, LLC CRD: 290727 | - | 0 | 1 | - | Unknown |
| Greenwell Montague Inc. CRD: 14443 | - | 0 | 0 | A | INACTIVE |
| Greenwich Advisors, LLC CRD: 165892 | - | 0 | 5 | - | Unknown |
| Greenwich Asset Management Group, LLC CRD: 114871 | - | 0 | 0 | - | Unknown |
| Greenwich Capital Partners, LLC CRD: 305693 | CT | 0 | 2 | A | Active |
| Greenwich Creek Capital Management, LLC CRD: 147348 | - | 0 | 1 | - | Unknown |
| Greenwich Energy Capital Advisors CRD: 157945 | - | 0 | 0 | A | INACTIVE |
| Greenwich Financial Services, L.L.C. CRD: 39231 | - | 1 | 0 | B | INACTIVE |
| Greenwich Global, LLC CRD: 37304 | - | 3 | 0 | C | INACTIVE |
| Greenwich High Yield LLC CRD: 38213 | - | 0 | 0 | A | INACTIVE |
| Greenwich Investment Management, Inc. CRD: 127161 | - | 0 | 0 | - | Unknown |
| Greenwich IVY Capital LLC CRD: 300199 | - | 0 | 0 | - | Unknown |
| Greenwich Partners, LLC CRD: 14074 | - | 4 | 0 | C | INACTIVE |
| Greenwich Securities, Inc. CRD: 6117 | - | 0 | 0 | A | INACTIVE |
| Greenwich Technology Advisors LLC CRD: 125858 | - | 0 | 0 | A | INACTIVE |
| Greenwich Wealth Management, LLC CRD: 142820 | - | 0 | 3 | - | Unknown |
| Greenwood and Cavalier, LP CRD: 330381 | - | 0 | 1 | - | Unknown |
| Greenwood Capital Associates, LLC CRD: 115015 | - | 0 | 10 | - | Unknown |
| Greenwood Capital Management CRD: 336391 | - | 0 | 1 | - | Unknown |
| Greenwood Family Advisors LLC CRD: 304820 | - | 0 | 2 | - | Unknown |
| Greenwood Gearhart, LLC CRD: 110379 | - | 0 | 2 | - | Unknown |
| Greenwood Hayden Legacy Partners CRD: 305041 | - | 0 | 1 | - | Unknown |
| Greenwood Investment Management, Inc. CRD: 112761 | - | 0 | 0 | - | Unknown |
| Greenwood Investments, Inc. CRD: 138322 | - | 0 | 0 | - | Unknown |
| Greenwood Investments, LLC CRD: 45646 | - | 1 | 0 | B | INACTIVE |
| Greenwood Investors LLC CRD: 155088 | - | 0 | 2 | - | Unknown |
| Greenwood Partners L.P. CRD: 43938 | - | 0 | 0 | A | INACTIVE |
| Greenwood Pine Partners CRD: 314679 | - | 0 | 1 | - | Unknown |
| Greenwood Realty, Inc. CRD: 19987 | - | 0 | 0 | A | INACTIVE |
| Greenwood Resources Capital Management LLC CRD: 158084 | - | 0 | 0 | - | Unknown |
| Greenwood Securities, Inc. CRD: 43887 | - | 1 | 0 | B | INACTIVE |
| Greenwood Wealth Management, LLC CRD: 311352 | - | 0 | 1 | - | Unknown |
| Greenwoods Asset Management Hong Kong Limited CRD: 161898 | - | 0 | 0 | - | Unknown |