Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Greenwoods Bloom Capital Management Co., Limited CRD: 308053 | - | 0 | 0 | - | Unknown |
| Greenwoods Bloom II Ltd. CRD: 308051 | - | 0 | 0 | - | Unknown |
| Greenwoods Bloom III Ltd. CRD: 308052 | - | 0 | 0 | - | Unknown |
| Greenwoods Bloom Ltd. CRD: 308050 | - | 0 | 0 | - | Unknown |
| Greer Anderson Capital LLC CRD: 160829 | - | 0 | 0 | - | Unknown |
| Greer Capital Advisors, LLC CRD: 122213 | - | 0 | 0 | - | Unknown |
| Greerwalker Wealth LLC CRD: 118154 | - | 0 | 0 | - | Unknown |
| Greg Gavin CRD: 132692 | - | 0 | 0 | A | INACTIVE |
| Greg Hodges Financial Advisory CRD: 135475 | - | 0 | 1 | - | Unknown |
| Greg Jennings, LLC CRD: 341031 | - | 0 | 1 | - | Unknown |
| Greg Johnson & Associates CRD: 152780 | - | 0 | 0 | - | Unknown |
| Gregg Hackethal, Investment Counsel CRD: 151428 | - | 0 | 0 | - | Unknown |
| Gregory a Block RIA CRD: 133425 | - | 0 | 0 | - | Unknown |
| Gregory a. Mogab Investment Advisory Services LLC CRD: 137012 | - | 0 | 0 | - | Unknown |
| Gregory Advisors Inc. CRD: 112537 | - | 0 | 2 | - | Unknown |
| Gregory Associates CRD: 136878 | - | 0 | 0 | - | Unknown |
| Gregory Edwards & Company CRD: 14709 | - | 0 | 0 | A | INACTIVE |
| Gregory Financial LLC CRD: 335745 | - | 0 | 1 | - | Unknown |
| Gregory Fund Advisors LLC CRD: 171337 | - | 0 | 0 | - | Unknown |
| Gregory J. Schwartz & Co., Inc. CRD: 7294 | MI | 1 | 4 | B | Active |
| Gregory Lyle & Co. CRD: 113683 | - | 0 | 2 | - | Unknown |
| Gregory M Doherty, CPA CRD: 129532 | - | 0 | 2 | - | Unknown |
| Gregory Ricks LLC DBA Gregory Ricks & Associates CRD: 159495 | - | 0 | 0 | - | Unknown |
| Gregory S. Haase L.L.C. CRD: 140575 | - | 0 | 0 | - | Unknown |
| Gregory Trading LLC CRD: 104398 | - | 0 | 0 | A | INACTIVE |
| Gregory, Zent & Swanson Inc. CRD: 22590 | - | 4 | 0 | C | INACTIVE |
| Gregson Financial Services, Inc. CRD: 13533 | - | 0 | 0 | A | INACTIVE |
| Greiber Capital Management CRD: 289126 | - | 0 | 1 | - | Unknown |
| Greif & Co. CRD: 30345 | CA | 0 | 2 | A | Active |
| Greig, Kevin P CRD: 226789 | - | 0 | 1 | - | Unknown |
| Greiner & Co, LLC CRD: 326268 | - | 0 | 0 | - | Unknown |
| Grella Financial Services Inc. CRD: 123154 | - | 0 | 0 | - | Unknown |
| Gremler Financial Corp CRD: 116220 | - | 0 | 2 | - | Unknown |
| Gremo Investments, Inc. CRD: 132121 | - | 2 | 0 | B | INACTIVE |
| Grenadilla Advisory LLC CRD: 336376 | - | 0 | 1 | - | Unknown |
| Grenda Group CRD: 170241 | - | 0 | 1 | - | Unknown |
| Grenel & Co., LLC CRD: 5346 | - | 0 | 0 | A | INACTIVE |
| Grenelefe Realty Inc CRD: 11731 | - | 0 | 0 | A | INACTIVE |
| Grep VC, LLC CRD: 318989 | - | 0 | 0 | - | Unknown |
| Gresham Partners, LLC CRD: 108668 | - | 0 | 2 | - | Unknown |
| Gresham, LLP CRD: 161241 | - | 0 | 0 | - | Unknown |
| Greteman Capital Management CRD: 299020 | - | 0 | 1 | - | Unknown |
| Grev Ture Investments AB CRD: 302027 | - | 0 | 0 | - | Unknown |
| Grevious, Victor CRD: 33681 | - | 0 | 0 | A | INACTIVE |
| Grey FOX Wealth Advisors, LLC CRD: 307172 | - | 0 | 2 | - | Unknown |
| Grey Helm Capital CRD: 311810 | - | 0 | 1 | - | Unknown |
| Grey House Partners GP Inc. CRD: 326882 | - | 0 | 0 | - | Unknown |
| Grey Investment Planning CRD: 118394 | - | 0 | 0 | - | Unknown |
| Grey Investments LLC CRD: 128654 | - | 0 | 0 | - | Unknown |
| Grey Kirwan Financial CRD: 338850 | - | 0 | 1 | - | Unknown |