Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Grey Ledge Advisors, LLC CRD: 124867 | - | 0 | 3 | - | Unknown |
| Grey Mountain Partners CRD: 161116 | - | 0 | 0 | - | Unknown |
| Grey OWL Capital Management, LLC CRD: 149998 | - | 0 | 1 | - | Unknown |
| Grey Private Capital CRD: 326464 | - | 0 | 1 | - | Unknown |
| Grey Rhodes Advisors, LLC CRD: 311491 | - | 0 | 1 | - | Unknown |
| Grey Rock Energy Management, LLC CRD: 170956 | - | 0 | 1 | - | Unknown |
| Grey Rock Management Partners IV, LLC CRD: 317664 | - | 0 | 1 | - | Unknown |
| Grey SKY Venture Partners, LLC CRD: 283141 | - | 0 | 0 | - | Unknown |
| Grey Street Capital, LLC CRD: 286671 | - | 0 | 0 | - | Unknown |
| Grey, Randolf & Abbott, Ltd. CRD: 16787 | - | 0 | 0 | A | INACTIVE |
| Greybox Investments CRD: 174077 | - | 0 | 2 | - | Unknown |
| Greybridge Private Wealth CRD: 327490 | - | 0 | 1 | - | Unknown |
| Greybull Advisors, LLC CRD: 317767 | - | 0 | 2 | - | Unknown |
| Greybull Partners LLC CRD: 128390 | - | 0 | 1 | - | Unknown |
| Greybull Stewardship CRD: 162372 | - | 0 | 0 | - | Unknown |
| Greycliff Partners CRD: 29384 | - | 0 | 0 | A | INACTIVE |
| Greycliff Wealth Management, LLC CRD: 307645 | - | 0 | 1 | - | Unknown |
| Greycliff, LLC CRD: 146974 | - | 1 | 0 | B | INACTIVE |
| Greycliffe Securities, Inc. CRD: 13544 | - | 0 | 0 | A | INACTIVE |
| Greycourt & Co., Inc. CRD: 111936 | - | 0 | 2 | - | Unknown |
| Greycroft LP CRD: 162561 | - | 0 | 1 | - | Unknown |
| Greydog Financial CRD: 341196 | - | 0 | 1 | - | Unknown |
| Greyfell Capital Management CRD: 315480 | - | 0 | 0 | - | Unknown |
| Greyfox Investors LLC CRD: 334180 | - | 0 | 2 | - | Unknown |
| Greyfox Investors LLC CRD: 168968 | - | 0 | 0 | - | Unknown |
| Greyfox Management LLC CRD: 301544 | - | 0 | 0 | - | Unknown |
| Greyhawk Advisors LLC CRD: 284989 | - | 0 | 1 | - | Unknown |
| Greyhound Capital CRD: 317186 | - | 0 | 0 | - | Unknown |
| Greykite Investment Adviser Limited CRD: 329545 | - | 0 | 0 | - | Unknown |
| Greylin Investment Management CRD: 109831 | - | 0 | 0 | - | Unknown |
| Greyling Capital LLC CRD: 289958 | - | 0 | 0 | - | Unknown |
| Greylion Partners LP CRD: 308336 | - | 0 | 1 | - | Unknown |
| Greylock Capital Management, LLC CRD: 137825 | - | 0 | 1 | - | Unknown |
| Greylock Israel Global Management Ltd. CRD: 162176 | - | 0 | 0 | - | Unknown |
| Greylock Partners CRD: 161537 | - | 0 | 1 | - | Unknown |
| Greylock Peak Investments, LLC CRD: 158941 | - | 0 | 1 | - | Unknown |
| Greymatter Braintrust LLC CRD: 319072 | - | 0 | 0 | - | Unknown |
| Greymatter Capital CRD: 331229 | - | 0 | 1 | - | Unknown |
| Greyrock Capital Group CRD: 156816 | - | 0 | 1 | - | Unknown |
| Greys River Investments, LLC CRD: 305893 | - | 0 | 0 | - | Unknown |
| Greyson Capital Management, LLC CRD: 160998 | - | 0 | 0 | - | Unknown |
| Greystar Investment Group, LLC CRD: 160665 | - | 0 | 1 | - | Unknown |
| Greystoke Consulting, Inc. CRD: 124015 | - | 0 | 0 | - | Unknown |
| Greystone Bridge Lending Fund Manager LLC CRD: 284589 | - | 0 | 1 | - | Unknown |
| Greystone Broker Dealer Corp CRD: 284359 | - | 0 | 0 | A | INACTIVE |
| Greystone Capital Group, Inc. CRD: 35623 | - | 0 | 0 | A | INACTIVE |
| Greystone Capital Holdings Corporation CRD: 36353 | - | 0 | 0 | A | INACTIVE |
| Greystone Capital Management CRD: 305913 | - | 0 | 1 | - | Unknown |
| Greystone Capital Partners Group LLC CRD: 312326 | - | 0 | 4 | - | Unknown |
| Greystone Equity Corporation CRD: 17527 | - | 0 | 0 | A | INACTIVE |