Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Greystone Financial & Estate Services, Inc. CRD: 318092 | - | 0 | 1 | - | Unknown |
| Greystone Financial Group, Inc. CRD: 112683 | - | 0 | 0 | - | Unknown |
| Greystone Financial Group, LLC CRD: 306595 | - | 0 | 8 | - | Unknown |
| Greystone Investment Advisors, Inc. CRD: 112727 | - | 0 | 2 | - | Unknown |
| Greystone Securities CRD: 10455 | - | 0 | 0 | A | INACTIVE |
| Greystone Securities, Inc. CRD: 15722 | - | 0 | 0 | A | INACTIVE |
| Greystone Securities, Inc. CRD: 45924 | - | 0 | 0 | A | INACTIVE |
| Greystone Wealth Advisors LLC CRD: 126020 | - | 0 | 0 | - | Unknown |
| Greystone Wealth Management LLC CRD: 340127 | - | 0 | 1 | - | Unknown |
| Greythorne Advisors LLC CRD: 332142 | - | 0 | 1 | - | Unknown |
| Greytown Advisors CRD: 166629 | - | 0 | 0 | - | Unknown |
| Greywall Asset Management LP CRD: 166596 | - | 0 | 0 | - | Unknown |
| Greywitt Capital Management LLC CRD: 298377 | - | 0 | 0 | - | Unknown |
| Greywolf Capital Management LP CRD: 138715 | - | 0 | 1 | - | Unknown |
| Greywolf Execution Partners, Inc. CRD: 147790 | - | 0 | 0 | A | INACTIVE |
| Greywolf Loan Management LP - Series 2017-a CRD: 288162 | - | 0 | 0 | - | Unknown |
| GRF Capital Investors, Inc. CRD: 24971 | OK | 0 | 2 | A | Active |
| GRF Cpas & Advisors CRD: 307927 | - | 0 | 0 | - | Unknown |
| GRH Securities, Inc. CRD: 10220 | - | 0 | 0 | A | INACTIVE |
| Grid Capital Management, LLC CRD: 340531 | - | 0 | 1 | - | Unknown |
| Gridiron Capital, LLC CRD: 158241 | - | 0 | 1 | - | Unknown |
| Gridiron Partners, LLC CRD: 300920 | - | 0 | 1 | - | Unknown |
| Gridley & Company LLC CRD: 115706 | - | 0 | 0 | A | INACTIVE |
| Gridley Associates Inc CRD: 131258 | - | 0 | 1 | - | Unknown |
| Gridline CRD: 317336 | - | 0 | 1 | - | Unknown |
| Gridmatic Inc. CRD: 330591 | - | 0 | 0 | - | Unknown |
| Griesbach Securities Corp. CRD: 16961 | - | 0 | 0 | A | INACTIVE |
| Griet Capital LLC CRD: 338187 | - | 0 | 1 | - | Unknown |
| Grieveson Grant International Ltd CRD: 11169 | - | 0 | 0 | A | INACTIVE |
| Griffin Advisors LLC CRD: 147862 | - | 0 | 0 | - | Unknown |
| Griffin Asset Management LLC CRD: 268821 | - | 0 | 0 | - | Unknown |
| Griffin Asset Management, LLC CRD: 104548 | - | 0 | 2 | - | Unknown |
| Griffin Black, LLC CRD: 134684 | - | 0 | 3 | - | Unknown |
| Griffin Brokerage Services Corp. CRD: 18188 | - | 0 | 0 | A | INACTIVE |
| Griffin Capital Advisors CRD: 329405 | - | 0 | 1 | - | Unknown |
| Griffin Capital BDC Advisor, LLC CRD: 171926 | - | 0 | 0 | - | Unknown |
| Griffin Capital QOZ Advisor, LLC CRD: 300159 | - | 0 | 0 | - | Unknown |
| Griffin Capital Securities, LLC CRD: 37739 | CA | 2 | 3 | B | Active |
| Griffin Family Partners, LLC CRD: 285042 | - | 0 | 1 | - | Unknown |
| Griffin Financial CRD: 306836 | - | 0 | 1 | - | Unknown |
| Griffin Financial Advisors, LLC CRD: 171455 | - | 0 | 1 | - | Unknown |
| Griffin Financial Group, LLC CRD: 119004 | PA | 0 | 8 | A | Active |
| Griffin Financial Planning, LLC CRD: 170930 | - | 0 | 0 | - | Unknown |
| Griffin Financial Services CRD: 10823 | - | 0 | 0 | A | INACTIVE |
| Griffin Financial Services CRD: 125990 | - | 0 | 2 | - | Unknown |
| Griffin Financial Services CRD: 318954 | - | 0 | 1 | - | Unknown |
| Griffin Global Asset Management CRD: 336578 | - | 0 | 1 | - | Unknown |
| Griffin Investment Services CRD: 299536 | - | 0 | 0 | - | Unknown |
| Griffin Securities Corporation CRD: 10871 | - | 0 | 0 | A | INACTIVE |
| Griffin Securities, Inc. CRD: 43229 | NY | 1 | 2 | B | Active |