Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Griffin Trading Specialists LLC CRD: 115152 | - | 0 | 0 | A | INACTIVE |
| Griffin, Blair & Co., Incorporated CRD: 13126 | - | 0 | 0 | A | INACTIVE |
| Griffin, Mills & Long, LLC CRD: 47778 | - | 1 | 0 | B | INACTIVE |
| Griffinest Asia Asset Management, LLC CRD: 306355 | - | 0 | 2 | - | Unknown |
| Griffinest Asia Securities, LLC CRD: 132187 | CA | 1 | 2 | B | Active |
| Griffis Residential Investment Advisor CRD: 166201 | - | 0 | 1 | - | Unknown |
| Griffith & Werner, Inc. CRD: 136380 | - | 0 | 1 | - | Unknown |
| Griffith Asset Management, LLC CRD: 126995 | - | 0 | 0 | - | Unknown |
| Griffith Capital Management CRD: 158909 | - | 0 | 0 | - | Unknown |
| Griffith Park Capital LLC CRD: 329517 | - | 0 | 1 | - | Unknown |
| Griffith Park Capital LLC CRD: 311457 | - | 0 | 0 | - | Unknown |
| Griffiths Financial Services CRD: 123253 | - | 0 | 0 | - | Unknown |
| Griffiths Mcburney Corp. CRD: 40620 | - | 0 | 0 | A | INACTIVE |
| Griffiths, Dreher & Evans, P.S., Cpas CRD: 142448 | - | 0 | 1 | - | Unknown |
| Griffon Capital Management Inc. CRD: 111879 | - | 0 | 0 | - | Unknown |
| Griffon Financial Planning, Inc CRD: 153027 | - | 0 | 0 | - | Unknown |
| Griffon Investment Advisors Incorporated CRD: 287863 | - | 0 | 1 | - | Unknown |
| Griffon MAY, Inc. CRD: 1378 | - | 5 | 0 | C | INACTIVE |
| Grigg Financial, LLC CRD: 304317 | - | 0 | 1 | - | Unknown |
| Griggs Capital LLC CRD: 168137 | - | 0 | 1 | - | Unknown |
| Grigsby & Associates, Inc. CRD: 13364 | - | 12 | 0 | D | INACTIVE |
| Griha Investments CRD: 162730 | - | 0 | 0 | - | Unknown |
| Grimaldi Investment Services, LLC CRD: 121646 | - | 0 | 1 | - | Unknown |
| Grimaldi Portfolio Solutions, Inc CRD: 106199 | - | 0 | 1 | - | Unknown |
| Grimes & Company CRD: 109420 | - | 0 | 25 | - | Unknown |
| Grimm & Davis, Inc. CRD: 2079 | - | 0 | 0 | A | INACTIVE |
| Grinnell Capital, LLC CRD: 311742 | - | 0 | 1 | - | Unknown |
| Grinstead Wealth Management CRD: 334096 | - | 0 | 1 | - | Unknown |
| Grip Financial, LLC CRD: 325351 | - | 0 | 2 | - | Unknown |
| Griphook Financial LLC CRD: 339345 | - | 0 | 1 | - | Unknown |
| Gripman Investment Advisors, LLC CRD: 226685 | - | 0 | 0 | - | Unknown |
| Grisanti Capital Management LLC CRD: 108936 | - | 0 | 0 | - | Unknown |
| Grishin Robotics Inc. CRD: 306589 | - | 0 | 0 | - | Unknown |
| Griswold Securities Corporation CRD: 10732 | - | 0 | 0 | A | INACTIVE |
| Grit Capital Partners CRD: 335404 | - | 0 | 1 | - | Unknown |
| Grit Family Office, LLC CRD: 290066 | - | 0 | 1 | - | Unknown |
| Grit Partners, LLC CRD: 318654 | - | 0 | 1 | - | Unknown |
| Grit Road Partners, LLC CRD: 315792 | - | 0 | 1 | - | Unknown |
| Grit Ventures LLC CRD: 304305 | - | 0 | 0 | - | Unknown |
| Grit Wealth Management CRD: 295236 | - | 0 | 0 | - | Unknown |
| Gritstone Asset Management LLC CRD: 298500 | - | 0 | 1 | - | Unknown |
| Grix VC, LLC CRD: 327237 | - | 0 | 1 | - | Unknown |
| Grizzly Capital Management LP CRD: 324228 | - | 0 | 0 | - | Unknown |
| Grizzly Capital, LLC CRD: 301241 | - | 0 | 1 | - | Unknown |
| Grizzly Peak Asset Management CRD: 327659 | - | 0 | 0 | - | Unknown |
| Grizzly Peak Group LLC CRD: 149761 | - | 0 | 0 | - | Unknown |
| Grizzly Ventures Management Company LLC CRD: 310509 | - | 0 | 1 | - | Unknown |
| Grizzlyrock Capital, LLC CRD: 226650 | - | 0 | 1 | - | Unknown |
| GRK Partners LP CRD: 162433 | - | 0 | 0 | - | Unknown |
| GRO Capital, LLC CRD: 131554 | - | 0 | 2 | - | Unknown |