Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Grodahl Sweeney Securities,Inc. CRD: 16253 | - | 0 | 0 | A | INACTIVE |
| Grodman Financial Group, LLC CRD: 116867 | - | 0 | 0 | - | Unknown |
| Grodsky Associates, Inc. CRD: 29148 | NJ | 3 | 2 | B | Active |
| Groebe Securities, Inc. CRD: 16453 | - | 0 | 0 | A | INACTIVE |
| Groff Wealth Management CRD: 339984 | - | 0 | 1 | - | Unknown |
| Grogan Advisory Services, LLC CRD: 156611 | - | 0 | 1 | - | Unknown |
| Grogan Capital Management, Inc. CRD: 134308 | - | 0 | 0 | - | Unknown |
| Gron Ventures, LLC CRD: 305564 | - | 0 | 1 | - | Unknown |
| Gronich Financial Services, Inc. CRD: 132079 | - | 0 | 0 | - | Unknown |
| Groom Financial Advisory CRD: 129076 | - | 0 | 1 | - | Unknown |
| Grootemaat Real Estate Securities Corp. CRD: 10872 | - | 0 | 0 | A | INACTIVE |
| Groove Capital Management, LLC CRD: 313699 | - | 0 | 0 | - | Unknown |
| Groove Financial Advisors, LLC CRD: 287554 | - | 0 | 2 | - | Unknown |
| Groskreutz Abraham Eshleman & Gerretse, L.L.C. CRD: 123128 | - | 0 | 0 | - | Unknown |
| Gross Domestic Product, Inc CRD: 147588 | - | 0 | 1 | - | Unknown |
| Gross Investments CRD: 121448 | - | 0 | 0 | - | Unknown |
| Gross Investments LLC CRD: 310119 | - | 0 | 3 | - | Unknown |
| Gross, Arthur J CRD: 125975 | - | 0 | 0 | A | INACTIVE |
| Grosse Point Capital Management CRD: 310057 | - | 0 | 2 | - | Unknown |
| Grossman & Co., LLC. CRD: 10222 | - | 1 | 0 | B | INACTIVE |
| Grossman Financial Management CRD: 128566 | - | 0 | 2 | - | Unknown |
| Grosso Wealth Management LLC CRD: 323602 | - | 0 | 1 | - | Unknown |
| Grosvenor Financial, Inc. CRD: 17999 | - | 0 | 0 | A | INACTIVE |
| Grosvenor Fund Management Inc. CRD: 141141 | - | 0 | 0 | - | Unknown |
| Grosvenor Securities, Inc. CRD: 11264 | - | 0 | 0 | A | INACTIVE |
| Grosvenor True North Management Limited CRD: 289805 | - | 0 | 0 | - | Unknown |
| Grotech Management Company CRD: 162772 | - | 0 | 1 | - | Unknown |
| Groton Securities LLC CRD: 126600 | - | 1 | 0 | B | INACTIVE |
| Ground Game Ventures CRD: 329360 | - | 0 | 1 | - | Unknown |
| Ground Swell Capital, LLC CRD: 159812 | - | 0 | 1 | - | Unknown |
| Grounded Capital, LLC CRD: 323354 | - | 0 | 1 | - | Unknown |
| Grounded Wealth CRD: 314801 | - | 0 | 0 | - | Unknown |
| Groundwork Financial Partners CRD: 340435 | - | 0 | 1 | - | Unknown |
| Group 11 CRD: 299161 | - | 0 | 0 | - | Unknown |
| Group 4 Investment Advisors CRD: 120732 | - | 0 | 0 | - | Unknown |
| Group Capital Advisors, LLC CRD: 174995 | - | 0 | 0 | - | Unknown |
| Group Capital Corporation CRD: 15723 | - | 0 | 0 | A | INACTIVE |
| Group Equities, Inc. CRD: 15439 | - | 0 | 0 | A | INACTIVE |
| Group Five Financial Corporation CRD: 20013 | - | 0 | 0 | A | INACTIVE |
| Group G Capital Partners LLC CRD: 291105 | - | 0 | 0 | - | Unknown |
| Group H Advisory Corporation CRD: 115851 | - | 0 | 0 | - | Unknown |
| Group Investments, Ltd. CRD: 13509 | - | 0 | 0 | A | INACTIVE |
| Group Nine Securities Corporation CRD: 14404 | - | 0 | 0 | A | INACTIVE |
| Group ONE Trading LLC CRD: 37484 | IL | 33 | 3 | D | Active |
| Group RMC Investment Advisor LLC CRD: 318504 | - | 0 | 1 | - | Unknown |
| Group U, LLC CRD: 329765 | - | 0 | 1 | - | Unknown |
| Group W Investment Management LLC CRD: 125215 | - | 0 | 2 | - | Unknown |
| Groupargent Securities, LLC CRD: 136159 | - | 0 | 0 | A | INACTIVE |
| Grouse Rock, LLC CRD: 282182 | - | 0 | 0 | - | Unknown |
| Grove CRD: 281084 | - | 0 | 0 | - | Unknown |