Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Grove Capital Corporation CRD: 14815 | - | 0 | 0 | A | INACTIVE |
| Grove Capital Management, Inc. CRD: 129970 | - | 0 | 0 | - | Unknown |
| Grove Community LLC CRD: 331357 | - | 0 | 1 | - | Unknown |
| Grove Financial Services GMBH CRD: 153405 | - | 0 | 0 | - | Unknown |
| Grove Hill Partners LLC CRD: 289868 | - | 0 | 1 | - | Unknown |
| Grove Investments, Inc. CRD: 112636 | - | 0 | 1 | - | Unknown |
| Grove Mountain Partners, LLC CRD: 322303 | - | 0 | 1 | - | Unknown |
| Grove Point Advisors, LLC CRD: 313171 | - | 0 | 0 | - | Unknown |
| Grove Point Investments, LLC CRD: 1763 | - | 20 | 0 | F | INACTIVE |
| Grove Securities, Inc. CRD: 28259 | - | 1 | 0 | B | INACTIVE |
| Grove Securities, Inc. CRD: 33945 | - | 0 | 0 | A | INACTIVE |
| Grove Street Fiduciary, LLC CRD: 107703 | - | 0 | 1 | - | Unknown |
| Grove Wealth Management, LLC CRD: 281917 | - | 0 | 1 | - | Unknown |
| Groveland Capital LLC CRD: 153656 | - | 0 | 0 | - | Unknown |
| Grover Rees JR CRD: 6777 | - | 0 | 0 | A | INACTIVE |
| Grovestreet CRD: 111497 | - | 0 | 1 | - | Unknown |
| Grow Funds LLC CRD: 269960 | - | 0 | 1 | - | Unknown |
| Grow Give Build Investments LLC CRD: 296745 | - | 0 | 0 | - | Unknown |
| Grow Planning, LLC CRD: 285295 | - | 0 | 1 | - | Unknown |
| Grow Rasmussen Consulting LLC CRD: 118714 | - | 0 | 5 | - | Unknown |
| Grow Today LLC CRD: 322034 | - | 0 | 0 | - | Unknown |
| Grow Today LLC CRD: 324970 | - | 0 | 0 | - | Unknown |
| Grow Well Financial Planning CRD: 299119 | - | 0 | 0 | - | Unknown |
| Grow With ME CRD: 299304 | - | 0 | 3 | - | Unknown |
| Growcore Investments CRD: 313396 | - | 0 | 0 | - | Unknown |
| Growe Capital Advisors, LLC CRD: 338671 | - | 0 | 1 | - | Unknown |
| Growing Fortunes Financial Partners LLC CRD: 144261 | - | 0 | 0 | - | Unknown |
| Growstrong Wealth Strategies CRD: 308299 | - | 0 | 1 | - | Unknown |
| Growth Capital Partners CRD: 160900 | - | 0 | 0 | - | Unknown |
| Growth Capital Services, Inc. CRD: 124658 | - | 3 | 0 | C | INACTIVE |
| Growth Catalyst Partners, L.P. CRD: 311410 | - | 0 | 1 | - | Unknown |
| Growth Credit Partners Limited CRD: 342475 | - | 0 | 0 | - | Unknown |
| Growth Equities Securities CRD: 10269 | - | 0 | 0 | A | INACTIVE |
| Growth Equity Management, Inc. CRD: 134031 | - | 0 | 2 | - | Unknown |
| Growth Factory Ventures, LLC CRD: 332585 | - | 0 | 1 | - | Unknown |
| Growth Facts,Inc. CRD: 4413 | - | 0 | 0 | A | INACTIVE |
| Growth Horizons Wealth Management LLC CRD: 328037 | - | 0 | 2 | - | Unknown |
| Growth Interface CRD: 297844 | - | 0 | 0 | - | Unknown |
| Growth Lending GP LLC CRD: 334044 | - | 0 | 0 | - | Unknown |
| Growth Partners Investment Banking CRD: 45648 | CA | 0 | 2 | A | Active |
| Growth Point Financial LLC CRD: 297543 | - | 0 | 2 | - | Unknown |
| Growth Science Ventures CRD: 325519 | - | 0 | 1 | - | Unknown |
| Growth Securities, Ltd. CRD: 2086 | - | 0 | 0 | A | INACTIVE |
| Growth Strategies, LLC CRD: 130028 | - | 0 | 0 | - | Unknown |
| Growth Street Management, LLC CRD: 286655 | - | 0 | 1 | - | Unknown |
| Growth Technology Partners CRD: 298153 | - | 0 | 1 | - | Unknown |
| Growth Venture Partners, LLC CRD: 148140 | - | 0 | 0 | A | INACTIVE |
| Growth Warrior Capital, LLC CRD: 316977 | - | 0 | 1 | - | Unknown |
| Growthcap Partners, LLC CRD: 281603 | - | 0 | 0 | A | INACTIVE |
| Growthcurve Capital LP CRD: 313204 | - | 0 | 1 | - | Unknown |