Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Growthincome Research & Management, LLC CRD: 154916 | - | 0 | 0 | - | Unknown |
| Growthpoint Technology Partners, LLC CRD: 137438 | CA | 1 | 2 | B | Active |
| GROWTHSTOCKS.COM CRD: 41507 | - | 3 | 0 | C | INACTIVE |
| Growthvest CRD: 143645 | - | 0 | 0 | - | Unknown |
| Growthx CRD: 286245 | - | 0 | 1 | - | Unknown |
| GRP Energy Capital, LLC CRD: 224518 | - | 0 | 0 | - | Unknown |
| GRP Retirement Planning CRD: 333183 | - | 0 | 2 | - | Unknown |
| GRP Royalty Holdings LLC CRD: 288296 | - | 0 | 0 | - | Unknown |
| GRR Financial, Inc. CRD: 122505 | - | 0 | 0 | A | INACTIVE |
| GRS Financial Services LLC CRD: 111371 | - | 0 | 0 | - | Unknown |
| Grubb & Company CRD: 10523 | - | 0 | 0 | A | INACTIVE |
| Grubb & Ellis Capital Corporation CRD: 151226 | - | 0 | 0 | A | INACTIVE |
| Grubb & Ellis Securities Company CRD: 15028 | - | 0 | 0 | A | INACTIVE |
| Grubb & Ellis Securities, Inc. CRD: 17932 | - | 0 | 0 | A | INACTIVE |
| Gruber Financial Ltd CRD: 125035 | - | 0 | 2 | - | Unknown |
| Gruenstein Investments LLC CRD: 298739 | - | 0 | 1 | - | Unknown |
| Grunden Financial Advisory, Inc. CRD: 111595 | - | 0 | 0 | - | Unknown |
| Gruntal & Co., L.L.C. CRD: 372 | - | 115 | 0 | F | INACTIVE |
| Grupe Financial Company CRD: 10700 | - | 0 | 0 | A | INACTIVE |
| Grupo Consoltor Financiero CRD: 43503 | - | 0 | 0 | A | INACTIVE |
| Grupo Guayacan CRD: 163655 | - | 0 | 1 | - | Unknown |
| Grupp Financial LLC CRD: 168436 | - | 0 | 2 | - | Unknown |
| Gruss & Co. CRD: 2090 | - | 0 | 0 | A | INACTIVE |
| Gruss Capital Management LP CRD: 108573 | - | 0 | 0 | - | Unknown |
| Gruss Partners CRD: 15104 | - | 0 | 0 | A | INACTIVE |
| Grutzner Securities Corp. CRD: 17688 | - | 0 | 0 | A | INACTIVE |
| GRV Securities LLC CRD: 138348 | IL | 0 | 5 | A | Active |
| GRW Partners CRD: 178519 | - | 0 | 0 | - | Unknown |
| Gryphon Advisors, LLC CRD: 132389 | - | 0 | 0 | - | Unknown |
| Gryphon Advisors, LLC CRD: 160185 | - | 0 | 1 | - | Unknown |
| Gryphon Financial Partners CRD: 288210 | - | 0 | 8 | - | Unknown |
| Gryphon International Investment Corporation CRD: 123557 | - | 0 | 0 | - | Unknown |
| Gryphon Investment Counsel Inc. CRD: 153125 | - | 0 | 0 | - | Unknown |
| Gryphon Management Partners, L.P. CRD: 116866 | - | 0 | 0 | - | Unknown |
| Gryphon Wealth CRD: 339969 | - | 0 | 1 | - | Unknown |
| GS Capital Management, LLC CRD: 123110 | - | 0 | 0 | A | INACTIVE |
| GS Gamma Advisors, LLC CRD: 135424 | - | 0 | 1 | - | Unknown |
| GS Global Asset Management, L.L.C. CRD: 44243 | - | 0 | 0 | A | INACTIVE |
| GS Investment Inc CRD: 107782 | - | 0 | 1 | - | Unknown |
| GS Investment Strategies, LLC CRD: 142834 | - | 0 | 0 | - | Unknown |
| GS Options, Inc. CRD: 31445 | - | 0 | 0 | A | INACTIVE |
| GS2 Securities, Inc. CRD: 14745 | - | 0 | 0 | A | INACTIVE |
| GSA Capital Associates, LLC CRD: 151531 | - | 0 | 0 | A | INACTIVE |
| GSA Capital Partners (NEW York) LP CRD: 286369 | - | 0 | 1 | - | Unknown |
| GSA Capital Partners LLP CRD: 138805 | - | 0 | 0 | - | Unknown |
| GSA Equity, Inc. CRD: 4449 | - | 0 | 0 | A | INACTIVE |
| GSA, LLC CRD: 298635 | - | 0 | 0 | - | Unknown |
| Gsam Stable Value, LLC CRD: 105997 | - | 0 | 0 | - | Unknown |
| Gsam Strategist Portfolios, LLC CRD: 109683 | - | 0 | 0 | - | Unknown |
| GSB Capital, LLC CRD: 283008 | - | 0 | 0 | - | Unknown |