Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| GSB Capital, LLC CRD: 311571 | - | 0 | 1 | - | Unknown |
| GSB Global Security Brokerage CRD: 37331 | - | 0 | 0 | A | INACTIVE |
| Gsbackers, LLC CRD: 321057 | - | 0 | 1 | - | Unknown |
| GSC Group CRD: 109877 | - | 0 | 0 | - | Unknown |
| GSC Securities, Inc. CRD: 17013 | - | 0 | 0 | A | INACTIVE |
| GSD Capital LLC CRD: 331595 | - | 0 | 1 | - | Unknown |
| Gset RWA Market Inc CRD: 342322 | - | 0 | 1 | - | Unknown |
| GSF Capital Markets, LLC CRD: 141097 | - | 0 | 0 | A | INACTIVE |
| GSF Trading Inc. CRD: 33960 | - | 1 | 0 | B | INACTIVE |
| GSG Advisors LLC CRD: 131511 | - | 0 | 4 | - | Unknown |
| GSG Associates, Inc. CRD: 15414 | - | 0 | 0 | A | INACTIVE |
| GSG Capital Advisors, LLC CRD: 130179 | - | 0 | 0 | - | Unknown |
| GSG Global Securities Group Inc. CRD: 16135 | - | 0 | 0 | A | INACTIVE |
| GSH Advisory Services, Inc. CRD: 18014 | - | 0 | 0 | A | INACTIVE |
| GSI Capital Advisors LLC CRD: 135143 | - | 0 | 1 | - | Unknown |
| GSI Capital Ltd. CRD: 136017 | - | 0 | 0 | - | Unknown |
| GSI Financials CRD: 325689 | - | 0 | 1 | - | Unknown |
| GSI Funds LLC CRD: 147845 | - | 0 | 1 | - | Unknown |
| GSK Wealth Advisors, Inc. CRD: 126603 | - | 0 | 0 | - | Unknown |
| GSM Financial Solutions CRD: 283661 | - | 0 | 0 | - | Unknown |
| Gsme Wealth Management CRD: 335045 | - | 0 | 0 | - | Unknown |
| GSMM Corp. CRD: 28614 | - | 0 | 0 | A | INACTIVE |
| GSP Capital Management LLC CRD: 300964 | - | 0 | 0 | - | Unknown |
| GSP Financial Strategies CRD: 145725 | - | 0 | 2 | - | Unknown |
| GSP Securities LLC CRD: 146250 | NY | 1 | 1 | B | Active |
| GSR CRD: 161463 | - | 0 | 0 | - | Unknown |
| GSR Capital Management, Inc. CRD: 174383 | - | 0 | 1 | - | Unknown |
| GSR Securities LLC CRD: 155530 | NY | 0 | 2 | A | Active |
| GSSG Solar, LLC CRD: 307493 | - | 0 | 1 | - | Unknown |
| GST Management, LLC CRD: 290259 | - | 0 | 1 | - | Unknown |
| GSV Advisors, LLC CRD: 150442 | - | 0 | 0 | A | INACTIVE |
| GSV Asset Management, LLC CRD: 154664 | - | 0 | 1 | - | Unknown |
| GSV Equity Holdings, LLC CRD: 322865 | - | 0 | 1 | - | Unknown |
| GSV Ventures Management, LLC CRD: 285043 | - | 0 | 0 | - | Unknown |
| GT Financial, Ltd., L.L.C. CRD: 117096 | - | 0 | 2 | - | Unknown |
| GT Global, Inc. CRD: 19587 | - | 0 | 0 | A | INACTIVE |
| GT Investment Management, LLC CRD: 325619 | - | 0 | 4 | - | Unknown |
| GT Investment Partners, LP CRD: 315867 | - | 0 | 1 | - | Unknown |
| GT Management Group Inc. CRD: 146706 | - | 0 | 0 | - | Unknown |
| GT Securities, Inc. CRD: 116012 | CA | 0 | 2 | A | Active |
| GT Wealth LLC CRD: 315874 | - | 0 | 1 | - | Unknown |
| GTA Advisors CRD: 133834 | - | 0 | 0 | - | Unknown |
| GTC Financial Services, Inc CRD: 117271 | - | 0 | 0 | - | Unknown |
| GTC Limited Partnership CRD: 26551 | - | 0 | 0 | A | INACTIVE |
| GTCR LLC CRD: 159545 | - | 0 | 1 | - | Unknown |
| Gtels Capital CRD: 281936 | - | 0 | 0 | - | Unknown |
| GTG Wealth Management, LLC CRD: 126273 | - | 0 | 2 | - | Unknown |
| GTI AW GP, LLC CRD: 163883 | - | 0 | 0 | - | Unknown |
| GTI Capital Management Limited CRD: 163153 | - | 0 | 0 | - | Unknown |
| GTI Flight Training Acquisitions GP, LLC CRD: 163886 | - | 0 | 0 | - | Unknown |