Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| GTI Mediventures GP, LLC CRD: 163885 | - | 0 | 0 | - | Unknown |
| GTI MH GP, LLC CRD: 163884 | - | 0 | 0 | - | Unknown |
| GTI Ventures, LLC CRD: 163882 | - | 0 | 0 | - | Unknown |
| Gtia LLP CRD: 331917 | - | 0 | 0 | - | Unknown |
| Gtis Partners CRD: 156798 | - | 0 | 1 | - | Unknown |
| GTL Securities (U.S.A.) Inc. CRD: 33782 | - | 0 | 0 | A | INACTIVE |
| GTM Capital Management Company, LLC CRD: 319601 | - | 0 | 1 | - | Unknown |
| GTM Securities Corp. CRD: 14078 | - | 0 | 0 | A | INACTIVE |
| Gtmfund CRD: 312377 | - | 0 | 1 | - | Unknown |
| GTN Americas Financial Services CRD: 315499 | NY | 0 | 2 | A | Active |
| GTP Financial CRD: 152908 | - | 0 | 0 | - | Unknown |
| GTS Alliance Corp. CRD: 17474 | - | 0 | 0 | A | INACTIVE |
| GTS Asset Management LP CRD: 310806 | - | 0 | 0 | - | Unknown |
| GTS Execution Services LLC CRD: 306364 | NY | 0 | 3 | A | Active |
| GTS Securities LLC CRD: 149224 | FL | 38 | 7 | D | Active |
| GTT Capital Management, LLC CRD: 298128 | - | 0 | 1 | - | Unknown |
| GTT Investors, LP CRD: 299998 | - | 0 | 0 | - | Unknown |
| Guanill Wealth Management CRD: 281340 | - | 0 | 2 | - | Unknown |
| Guarantor Group, Inc. CRD: 14642 | - | 0 | 0 | A | INACTIVE |
| Guaranty Brokerage Services, Inc. CRD: 23302 | - | 1 | 0 | B | INACTIVE |
| Guaranty Finance Management LLC CRD: 290031 | - | 0 | 1 | - | Unknown |
| Guaranty Financial Corporation CRD: 19544 | - | 0 | 0 | A | INACTIVE |
| Guaranty Investments and Securities, Inc. CRD: 17085 | - | 0 | 0 | A | INACTIVE |
| Guaranty Private Wealth CRD: 306385 | - | 0 | 2 | - | Unknown |
| Guaranty United Securities Corporation CRD: 14561 | - | 0 | 0 | A | INACTIVE |
| Guarascio Consultants, LLC CRD: 120204 | - | 0 | 1 | - | Unknown |
| Guard Capital Management Limited CRD: 171021 | - | 0 | 0 | - | Unknown |
| Guard Hill Advisors LLC CRD: 153393 | - | 0 | 2 | - | Unknown |
| Guard Hill Capital LDC CRD: 40394 | - | 0 | 0 | A | INACTIVE |
| Guard Income Fund GP, LLC CRD: 323238 | - | 0 | 0 | - | Unknown |
| Guardant Wealth Advisors CRD: 339708 | - | 0 | 4 | - | Unknown |
| Guardant Wealth Advisors LLC CRD: 331392 | - | 0 | 2 | - | Unknown |
| Guardeaqui Locacao DE Espaco Self Storage Ltda CRD: 170567 | - | 0 | 0 | - | Unknown |
| Guardia Capital LLC CRD: 333765 | - | 0 | 2 | - | Unknown |
| Guardian Advisors, LLC CRD: 127459 | - | 0 | 2 | - | Unknown |
| Guardian Asset Advisors, LLC CRD: 144958 | - | 0 | 7 | - | Unknown |
| Guardian Brothers CRD: 330293 | - | 0 | 1 | - | Unknown |
| Guardian Capital Advisors CRD: 321811 | - | 0 | 0 | - | Unknown |
| Guardian Capital Advisors LP CRD: 109840 | - | 0 | 0 | - | Unknown |
| Guardian Capital Group LLC CRD: 149856 | - | 0 | 1 | - | Unknown |
| Guardian Capital LP CRD: 105078 | - | 0 | 0 | - | Unknown |
| Guardian Capital Partners CRD: 321695 | - | 0 | 1 | - | Unknown |
| Guardian Capital, LLC CRD: 156015 | - | 0 | 1 | - | Unknown |
| Guardian Corporation of Connecticut CRD: 7689 | - | 0 | 0 | A | INACTIVE |
| Guardian Direct Energy Programs, Inc. CRD: 149306 | - | 1 | 0 | B | INACTIVE |
| Guardian Equities Group, Inc. CRD: 16991 | - | 0 | 0 | A | INACTIVE |
| Guardian Financial CRD: 164098 | - | 0 | 0 | - | Unknown |
| Guardian Financial Corporation CRD: 15137 | - | 0 | 0 | A | INACTIVE |
| Guardian Financial Partners, LLC CRD: 287652 | - | 0 | 9 | - | Unknown |
| Guardian Financial, Inc. CRD: 158153 | - | 0 | 1 | - | Unknown |